HomeMy WebLinkAbout041111_AGENDA_PACKET Sandi Sterker Members:
Chair La-wrence Chaffin Jr,
Linda Faye Collins
Brant Fuchigami
Glen Takenouchi
Dirk Apao Laurie Yoshida
Vice-Chair
COUNTY OF KAUAI COST CONTROL COMMISSION
NOTICE OF MEETING AND AGENDA
Monday, April 11, 2011
1:30 pm. or shortly thereafter
Mo'ikeha Building, Liquor Conference Room 3
4444 Rice Street, Lilme, HI 96766
CALL TO ORDER
APPROVAL OF AGENDA
APPROVAL OF MINUTES
Open Session Minutes of March 14, 2011
BUSINESS
CCC 2011-06 Discussion and possible decision making on a draft recommendation
to Mayor Bernard P. Carvalho Jr., regarding County Employee Training
and Consolidation of Personnel Functions.
CCC 2011-07 Discussion and possible decision making regarding the establishment of
an Employee Incentive Program related to energy cost savings.
ANNOUNCEMENTS
Next meeting: Monday, May 9, 2011 at 1:30 p.m. at the Moikeha Building, Liquor
Conference Room 3.
NOTICE OF EXECUTIVE SESSION
Pursuant to H.R.S. §92-7 (a), the Commission may, when deemed necessary, hold an executive
session on any agenda item without written public notice if the executive session was not
anticipated in advance. Any such executive session shall be held Pursuant to H.R.S. §92-4,
and shall be limited to those items described in §92-5 (a).
ADJOURNMENT
An Equal Opportunity Employer
PUBLIC COMMENTS and TESTIMONY
Persons wishing to offer comments are encouraged to submit written testimony at least
24-hours prior to the meeting indicating:
I Your name and if applicable, your position/title and organization you are
representing
2. The agenda item that you are providing comments on; and
3. Whether you will be testifying in person or submitting written comment only,
4. If you are unable to submit your testimony at least 24 hours prior to the meeting,
please provide 10 copies of your written testimony at the meeting.
The length of time allocated to person(s) wishing to present verbal testimony may be limited
at the discretion of the chairperson or presiding member.
cc: First Deputy County Attorney Amy Esaki
Send written testimony to:
Cost Control Commission
Attn: Mercedes Youn
c/o Office Boards and Commissions
4444 Rice Street, Suite 150
Lilme, HI 96766
E-Mail: mvoun(�kauai.14ov
Phone: (808) 241-4920 Fax: (808) 241-5127
SPECIAL ASSISTANCE
If you need an alternate format or an auxiliary aid to participate,please contact the Boards and
Commissions Support Clerk at (808) 241-4920 at least five (5) working days prior to the
meeting.
21P e
Cost Control Commission— Monday, April 11, 2011
17
75
It CIA
th
ct
tb
ct 0 0
C3
C4 ✓
LL.
r7
LL^ ct
ice.
C4
rn
0 t) ILI
rl
ct,
14-
ol
cz Iz
T,l
' i 1
14 I
CJ
cr
ct
i�4 1
E�
I ' i
( I
� f
tom. yj Cn L3 O 3 3 v z�
L {y� it
cn ct ct
�- y - S1
W v e,) G
c r s
cn
Ln
c", �
N
ton
ct
ci
Ln
zz tr
ct to
Ln
tz
ti) u / s_ un
`:t ;tom . "t3 iz ct
i.•+ ":�
v
li ;cr,
7S
ct v
7t
tn
In Ln
o
— U
tt C', r-I
. —'4
ct
r) 77� ce cr,
>
ti)
tb E Ct
cl,
In
tt
('ti 0 al
C
>
cn C) — 0 2 v sue—
VI
z3 tt
ce) U Cj
. al
Ct
C�l
3
Ca. th
-75
CL to u
0 'o 71
u ct
tb Ct ct
>
Al rj
> e-L 6t
s
Ln cl
ct U
tn ct — 0
cr
tt
;5
r— ct
w
0
cz
ci
CIA C
ids
t 4
j C' C � � � C., • � ^vet}
S v
cj
CL I , � '
v;
I '"� � C J C ate" .� � �T'' � � '� C ^��••, z- .'"' "� .`-" v:
cl
I C C L.J C z G s v
cr
f` :� .� •^� O �"' L''.. �' cn C Tom•' �' � � � C C "�) y
C ''n ttt rC e} r L}
U
d i ct i .nz '13
ct all
EL
cj
emu'
ct
t"'""
v CJ f• �, ~� C n C _ r
IS
— r rte ^ s C U
C. J - C t 7 w ti.1 ✓ n J C
n
C '
C 5�.,
IM
ct,
4.1
C5 E
u > ct cn
C�.
czs
Qn
cn
Ln
71
Ln
LO C,) 2 tb
ct
CY)
Ct
co C) u
CL
x ct
75 u
cu
Ia,
ct
$5-
z 44
u ct
ct
Ln
5
—n.
f2 c
t �
� E
f
r
; z Z
u7 ct oc S2
E G
1r3 c^a rJ
t
:n
tj
( Q cn
7 Ln
_ r cn ^ =_
7R = �'
L
CA
v:
Cj _n
r 5 c '
i ":7
r
ct � n ri r
v
tr
n
ct
ct
CIL
4.1
t-11
Ln
04
Sandi Sterker Members:
Chair Lawrence Chaffin Jr.
Linda Faye Collins
Brant Fuchigami
Glen Takenouchi
Of Laurie Yoshida
Dirk Apao
Vice Chair
COUNTY OF KAUA'l
COST CONTROL COMMISSION
Office of Boards and Commissions
4444 Rice Street, Suite 150
Llhu'e, HI 96766
April 11, 2011
The Honorable Bernard P. Carvalho, Jr., Mayor
Office of the Mayor
4444 Rice Street, Suite 235
L-1hu'e, HI 96766
Dear Mayor Carvalho: Draft- 20131-06
RE: County Employee Training and Consolidation of Personnel Functions
The Cost Control Commission has been reviewing the whether the County of Kaua'i should
improve its personnel training efforts as a means of proactively reducing litigation and settlement
payments resulting from employee misconduct as well as whether the County's personnel
functions should be consolidated under a single department.
FINDINGS
1. The Cost Control Commission conducted a survey in 2010 and received responses from
fourteen(14) County departments. These departments submitted a list of the trainings
their employees have attended as well as a prioritized list of trainings that would benefit
their department. The top six (6) most desired trainings were.
Z1-
a. Sexual Harassment
b. Leadership/Supervisory Management
c. Workplace Violence
d. Industrial Injury
e. Computer Skills
f. First Aid/CPR
2. The Cost Control Commission also learned that the responsibility for training employees
within the County rests with each individual department and is not consolidated under a
single department such as the Department of Personnel Services.
3. Additionally. the Commission discovered that each County department has staff members
that are responsible for varying levels of personnel and'"Or human resources related duties.among As a result, the Commission feels that there may be duplication of work effort among the
various County departments that could be consolidated to improve coordination,
effectiveness, and efficiency.
4. The Cost Control Commission requested that County Auditor's Office conduct a pre-
audit on the feasibility of consolidating the training and all personnel and/or human
resources functions under the Department of Personnel Services,
5. In its response, the County Auditor's Office indicated that the Personnel Department's
limited scope of responsibility as provided for in the County Charter made it difficult for
their Office to conduct the pre-audit requested by the Cost Control Commission.
Furthermore, the Auditor's Office suggested that the Cost Control Commission pursue a
Charter amendment or seek a legal opinion regarding the scope of the Personnel
Department's responsibility and authority under the Kaua'i County Charter.
6. The Cost Control Commission thus requested a written opinion from the County
Attornev's Office on the scope of responsibilities and services that the Department of
Personnel Services can provide under the current charter language. Based on the opinion,
the Commission learned that pursuant to Section 6.02, County Charter, the Mayor is
authorized to assign new related functions to any administrative department such as the
V
Department of Personnel Services. See attached Opinion dated I arch /7
, 2011.
The Commission finds that the issue raised by the County Auditor's Office regarding
Department of Personnel Services limited scope of responsibilities as currently provided
for in Article XV, Kaua.i County Charter has merit and feels that the Charter should be
amended to include a more comprehensive human resources focus.
Based on the foregoing findings, this Commission makes the following recommendations:
RECOMMENDATIONS
I. Request the Mayor to assign the responsibility of coordinating and conducting personnel
related training of County employees to the Department of Personnel Services. Such
trainings should include but not be limited to Sexual Harassment, Leadership/Supervisory
Management, Workplace Violence, Industrial Injury, Computer Skills, and First Aid/CPR.
2. Request the Administration to conduct an internal review to determine the feasibility and cost
implications if personnel within the various departments who are currently performing
personnel and/or human resources functions were transferred to the Department of Personnel
Services for the purpose of consolidating responsibilities and eliminating duplication of
work. Upon completion of the administration's internal review, the Commission requests a
copy of the findings and cost determination of this proposed consolidation.
3. Request that the Charter Review Commission, with assistance and input from both the Cost
Control Commission and Civil Service Commission, consider proposing a Charter
amendment to change the title of"Department of Personnel Services"to"Department of
Human Resources" and further expand the functional responsibilities of the Department to
include employee training, worker's compensation, safety awareness and injury prevention,
employee benefits, and workforce planning.
The Cost Control Commission requests that a copy of these Findings and Recommendations be
transmitted to the Department of Personnel Services, Civil Service Commission and Charter
Review Commission for further consideration and implementation.
Respectfully submitted,
COST CONTROL COMMISSION
By
Sandi Sterk-er
Its Chairperson
At its meeting on March 14, COUNTY OF KAUAI
2011, the Cost Control
Commission voted to waive its OFFICE OF THE COUNTY ATTORNEY
rights to confidentiality and
allow the opinion to be publicly
released. CONFIDENTIAL
Attorney-Client Communication
and/or Attorney Work-Product
March 7, 2011
TO: Sandi Sterker, Chair, and Cost Control Commissioners
FROM: Jennifer S. Winn, Deputy County Attorney
SUBJECT.- Request for Legal Opinion re: Department of Personnel Services
Our file no. 11-0178
This responds to your request for a legal opinion regarding the scope of
the Department of Personnel Services' authority under the current charter
language_
Generally, the powers of a municipal department are those expressly
granted, those which are necessarily or fairly implied in, or incidental to, express
powers, or those which are essential or indispensable to the accomplishment of
the declared purposes of the municipal corporation. See 62 G.J.S. Municipal
Corporations §448.
Section 15.01, Kaua'i County Charter ("Charter"'), states in pertinent part,
"There shall be a department of personnel services . . . for the purpose of
establishing a system of personnel administration based upon merit principles,
devoid of any bias or prejudice and providing a systematic and equitable
classification of all positions through adequate job evaluation."
In Section 15.04, Charter, the Director of Personnel Services is tasked
with "the proper conduct of all administrative affairs of the department, and for
the execution of the personnel program prescribed in this charter and in the
ordinances and regulations authorized by this charter." Section -1.8, Kaua"I
County Code 1987 as amended, provides that there shall be a Department of
Personnel Services as provided by law. In addition, state law requires the
Director of Personnel Services to perform certain acts, including but not limited
to: represent the public interest in the improvement of human resources
administration in the civil service, foster and develop, in cooperation with
appointing authorities and others, programs for the improvement of employee
efficiency-, cooperate fully with appointing authorities, giving full recognition to
their requirements and needs, in the administration of this chapter to promote
Sandi Sterker, Chair, and Cost Control Commissioners
Page 2
March 7, 2011
public service by establishing conditions of service that will attract and retain
employees of character and capability, and to increase efficiency and productivity
in governmental departments by continuously improving methods of human
resources administration: and encourage and exercise leadership in the
development of effective human resources administration within the several
departments and make available the facilities of the director's department to this
end. 76-12 and 76-13, Hawaii Revised Statutes,'
Arguably, having a more thorough Department of Personnel Services
which offers anti-discrimination training, safety workshops, health care programs
and so forth, is necessarily or fairly implied in, or incidental to, the Personnel
Director's express duties to foster and develop, in cooperation with appointing
authorities and others, programs for the improvement of employee efficiency,-
cooperate fully with appointing authorities, giving full recognition to their
requirements and needs, in the administration of this chapter to promote public
service by establishing conditions of service that will attract and retain employees
of character and capability, and to increase efficiency and productivity in
governmental departments by continuously improving methods of human
resources administration; and/or encourage and exercise leadership in the
development of effective human resources administration within the several
departments.
However, if there is uncertainty as to what authority the Department of
Personnel Services currently has, the Charter contains a provision whereby the
mayor may add new express duties to the Department. 2 Section 6.02, Charter,
states in pertinent part, "New functions may be assigned by the mayor to existing
agencies, but to the extent that this is not practicable, the council by a vote of five
members may upon the recommendation of the mayor create additional
departments."
Therefore, the scope of the Department of Personnel's authority is what is
expressly stated in the Charter or state law, what is implied or incidental, or what
is essential to the Department's purpose, While this office does not have the
specifics of what is being contemplated for the Department. it appears likely that
a more expanded Department with programs benefiting employees is implied or
incidental to what is currently expressed as the Director's duties, Nevertheless,
even if a more expanded Department was found to be outside the current scope
of duties, the Charter gives the mayor the ability to assign new functions to the
Department. The Department's authority would then include the express new
duties given to it by the mayor.
Although not specifically in the Charter, state laws on civil service are general laws, with which
the County must comply. See Hawai'i Government Frnniny es Assn v.�c my of Maui, 59
Hawaii 65 (11978),
1 The duties must be those the County has the power to do, must not be an express duty under
the Charter to another department, and must not conflict with general !aw
Sandi Sterker, Chair. and Cost Control Commissioners
Page
March 7. 20311
Please let me know if 1 can be of further help.
JENN ER S. WI N
Deputy County Attorney
APPROVED.
r
ALFRED B. CASTILLO, JR,. �
County Attorney