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HomeMy WebLinkAbout2012_0810_Agenda_MeetingPacket AS Kurt Akarrune Members: Chair Kathy Clark Calvin Nlurashige Mark Hubbard Brad Nagano Vice-Chair Paul Weil Warren Perry Secretary COUNTY OF KAUAI BOARD OF ETHICS NOTICE OF MEETING AND AGENDA Friday, August 10, 2011 9:00 a.m. or shortly thereafter Mo'ikeha Building, Liquor Conference Room 3 4444 Rice Street, Lihu'e, HI 96766 CALL TO ORDER APPROVAL OF MINUTES Regular Open Session Minutes of July 13, 2012 REQUEST FOR ADVISORY OPINION RAO 12-005 Letter dated 7/25/12 from Councilmember KipuKai Kual!'i requesting an advisory opinion from the Board of Ethics as to whether he has a conflict of interest if he participates in County Council agenda items as it relates to the YWCA of which he is an employee as well as to recent and future budget matters involving the Office of the Prosecuting Attorney's VOCA program, and the Office of Economic Development of which both fund some level of the YWCA's programs. a. Letter of testimony dated 7/31112 from Council Vice-Chair Yukimura on whether conflicts of interest existed in actions taken by an officer(s) or employee(s) of the County. RAO 12-006 Letter dated 7/24112 from Mark B.L. Marshall, administrator with the Kaua'i Civil Defense Agency, requesting an advisory opinion as to whether he has a conflict of interest if he teaches courses for the University of Hawal'i's National Disaster Preparedness Training Center for the County of Kaua'i professionally. BUSINESS BOE 2012-15 Memorandum dated 7/16/112 from Council Chair Jay Furfaro requesting the Board of Ethics to conduct an investigation of the P.O.H.A.K.U. ,-,a Program (County Council Open Session Minutes and other resource information on file with the Office of Boards & Commissions) An Equal Opportunity Etnployer DISCLOSURES for review and examination by the Board of Ethics a. Jo Shimamoto (Salary Commission) b. Kai Lawrence (Deputy Prosecuting Attorney) c. Charles Foster(Deputy Prosecuting Attorney) EXECUTIVE SESSION Pursuant to Hawaii Revised Statutes §§92-4 and 92-5 (a) (4), 92-9 (a)(1-4) (b), the purpose of this executive session is to receive and approve Executive Session minutes and to consult with the Commission's legal counsel on issues pertaining to the Commission's and the County's powers, duties, privileges, immunities, and/or liabilities as they may relate to this item, deliberate and take such action as appropriate. ES-14. Executive Session Minutes of May 11, 2012 ES 24: Executive Session Minutes of July 13, 2012 Pursuant to H.R.S. §92-4 and H.R.S. 92-5 (a) (2) and (4), the purpose of this executive session is to consider the evaluation, dismissal or discipline of an employee or officer of the County in which charges have been alleged against an employee or officer where consideration of matters affecting privacy will be involved; provided that if the individual concerned requests an open meeting, an open meeting shall be held; and to consult with the Board's legal counsel on issues pertaining to the Board's and the County's powers, duties, privileges, immunities, and/or liabilities as they may relate to this item, deliberate and take such action as appropriate. ES-25: Consultation with the Board's legal counsel on issues pertaining to the Board's and the County's powers, duties, privileges, immunities, and/or liabilities as they may relate to a Declaratory Order under the Board's Rule 10 for the resolution of complaints filed with the Board ES-2: BOE 11-003 Letter dated 11,1115111 requesting the Board of Ethics to initiate an investigation into an allegation that an employee or officer of the County has improperly used County resources a. Resolution 2011-1, adopted January 13, 2012, defining the scope for an investigation into an allegation that an employee or officer of the County has improperly used county resources (ongoing) ES-3: BOE 11-004 Complaint dated 11/28/11 alleging that an employee or officer of the County has improperly disclosed information and used their position to secure a benefit, privilege or exemption for themselves or others a. Resolution 2011-2. adopted January 13, 2012, defining the scope for an investigation into a complaint alleging that an employee or officer of the County has improperly disclosed information and used their position to secure a benefit, privilege or exemption for themselves or others (ongoing) 2 1 111 L; Board of Ethics--August 10, 2012 ES-7: BOE 12-001 Complaint dated 1/12.'12 alleging that an employee or officer of the County is operating a private business in conflict with their position with the County of Kaua'i a. Resolution 2012-3, adopted March 9, 2012, defining the scope for an investigation into a complaint alleging that an employee or officer of the County operating a private business in conflict with their position with the County of Kaua'I (ongoing) b. Motion for Production of Complaint and Resolution,No. 2012-3, to Quash Subpoena Duces Tecum issued June 27, 2012 and/or for Rejection or Dismissal of Complaint ES-8: BOE 12-002 Letter dated 2/1,'12 requesting the Board of Ethics to initiate an investigation into an allegation that an employee or officer of the County has improperly used County property for other than public activity or purpose a. Resolution 2012-1 amending Resolution 2011-1, adopted March 9, 2012, defining the scope for an investigation into an allegation that an employee or officer of the County has improperly used county resources and or County property for other than public activity or purpose (ongoing) ES-15: RAO 12-002 Request for an opinion from the Board of Ethics dated 5113/12 as to whether conflicts of interest exist in actions taken by an officer(s) or employee(s) of the County. a. Written testimony dated 618112 as presented to the Board of Ethics at its June 8, 2012 meeting ES-16: BOE 12-004 Complaint dated 5,:10,`12 alleging that an employee or officer of the County is improperly using County property for other than public activity or purpose(on-going) ES-19: BOE 12-006 Request from an employee or officer for an opinion from the Board of Ethics dated 6/8/12 as to whether conflicts of interest exist in actions taken by another officer(s) or employce(s) of the County(deferred to 8/10/12) ES-20: BOE 12-007 Complaint dated 6/12/12 alleging that an employee or officer of the County improperly disclosed information not available to the public and acquired in the course of their official duties (on-going) ES-22: BOE 12-008 Complaint dated 7t`6/12 alleging an employee or officer's bias or prejudice on an on-going matter in which the employee or officer is required to take official action, (deferred to 8/10/11) 3 111 a g e Board of Ethics—August 10, 2012 RETURN TO OPEN SESSION Ratify Board of Ethics actions taken in Executive Session for items: ES-14, ES-24, ES-2, ES-3, ES-7, ES-8, ES-15, ES-16, ES-19, ES-20, ES- 22, and ES-25 ANNOUNCEMENTS Next Meeting- Friday, September 14, 2012 —9:00 a.m., Mo'ikeha Building, Liquor Conference Room ADJOURNMENT NOTICE OF EXECUTIVE SESSION Pursuant to Hawaii Revised Statutes §92-7 (a), the Commission may, when deemed necessary, hold an executive session on any agenda item without written public notice if the executive session was not anticipated in advance. Any such executive session shall be held pursuant to FIRS §92-4 and shall be limited to those items described in FIRS §92-5(a). c: Mona Clark, Deputy County Attorney PUBLIC COMMENTS and TESTIMONY Persons wishing to offer comments are encouraged to submit written testimony at least 24-hours prior to the meeting indicating: 1. Your name and if applicable, your position/title and organization you are representing; 2. The agenda item that you are providing comments on; and 3. Whether you will be testifying in person or submitting written comments only. 4. If you are unable to submit your testimony at least 24 hours prior to the meeting, please provide 10 copies of your written testimony at the meeting clearly indicating the name of the testifier; and While every effort will be made to copy, organize and collate all testimony received, materials received on the day of the meeting or improperly identified may be distributed to the members after the meeting is concluded. The length of time allocated to persons wishing to present verbal testimony may be limited at the discretion of the chairperson or presiding member. Send written testimony to: Board of Ethics Attn: Barbara Davis Office of Boards & Commissions 4444 Rice Street, Suite 150 LThu'e, HI 96766 Email: bdavis(d-1kauai.gov p Fax: 241-5127 Phone: 241-4919 4 P e Board of Ethics—August 10, 2012 Mr-dall SPECIAL ASSISTANCE !{you need an alternate fonnat or an auxiliary aid to participate, please contact the Boards & Commissions Support Clerk at 241-4919 at least fife ( working days prior to the meeting. 5 1 f Board of Ethics—August 10, 2012 DIR�A�F�T '@A I Iro TNO4 Rig . p COUNTY OF KAUAI Minutes of Meeting OPEN SESSION BoardlConirnittee: BOARD OF ETHICS Meeting Date I July 13, 2012 _T_)catioW_-Mo'ikeha Building, Liquor Conference Room 3 Start of Meeting: 9:00 a.m. 111-11-Endol'Meeting: 12:10 p.m. Present 6-mirKurt Akanime; Vice-Chair Mark Hubbard; Secretary Warren Perry; Members: Kathy Clark (exited at 11:46 a.m.); Calvin Murashige; Brad Nakano; Paul Weil Also- Deputy County Attorney Mona Clark; Boards & Commissions Office Staff. Support Clerk Barbara Davis; Administrator Paula Mortkanii,; Administrative Aide Teresa Tamura Public Member: Rob Abreu TX-Cused Absent SUBJECT DISCUSSION ACTION Call To Order Chair Akanime called the meeting to order at 9:00 a.tri. with 7 members present. The Chair stated that if there were no objections he would like to amend the agenda to go into Executive Session immediately following the approval of the Minutes to accommodate testifiers present at the meeti Approval of Regular Open Session Minutes of June 8, 2012 Mr. Perry moved to approve the minutes as Agenda circulated. Mr. Hubbard seconded the motion. Motion carried 4:3 (abstentions, Clark, Muras Well) Request for RAO 12-003 Email dated 6113112 from Councilmember KipuKai Kuah'l Advisory withdrawing his request for an advisory opinion as to whether lie has a Opinion conflict of interest if he participates in County Council agenda items as relates to the Office of the Prosecuting Attorney's VOCA program, and the Office of Economic Development. Request to be resubmitted to the Board of Ethics for the Angnust 1.0 meeti Mr. Weil moved to receive the email cited in the L 6 Board of Ethics Open Session July 13, 2012 Page 2 SUBJECT DISCUSSION ACTION agenda and—order-Tt-fi-1—ed-.­Mr. P`er-ry seconded-- the motion. Motion carried Executive Deputy County Attorney Mona Clark, read the Session f-lawai'i Revised Statutes as described on the agenda that would take the Board into Executive Session for items FS-"17, ES-21, ES-2, ES-3, ES- 7, ES-8, As a member of the public, Mr. Abreu asked that the first two items on the ES-I 6, ES-1 8, ES-1 9, ES-20 and ES-22. Open Session agenda be finished before the Board went into Executive Session so he would not have to come back to the meeting in a couple of hours. Chair Akarrime said lie announced at the beginning ol'the meeting that the agenda would be amended. Mr. Abreu, said he was there for one of two items that the public could attend. If the Board goes into Executive Session it could last 8 to 12 hours and he would have to come back to address the agenda items. It would only take another 10 to 15 minutes to finish the Open Session agenda. Chair Akamine admitted his point was well taken but it is at the Chair's discretion and the Board's concurrence to amend the order of the agenda given the items on the agenda, C,hair Akamine extended his apology to Mr. Abreu. Mr. Perry moved to go into Executive Session at 9:10 a.m. Mr. Nagano seconded the motion. Motion carried 5:2 (nay_µ Hubbard, Wci.q. Return to Open The meeting resumed in Open Session at 11:34 Session a.m. Ratify Board of Ethics actions taken in Executive Session for items: --,-.-----,---.----,L_E,,,S'-�7, ES-21, ES-2, ES-3, ES-7, ES-8, ES-16, ES-18, ES-19, FS-20, and 1 Board of Ethics Open Session July 13, 2012 Page 3 S'UBJEC7'r DISCUSSION ACTION ES-22 Mr. Perry moved to ratify the actions taken by the Board in Executive Session. Mr. Nagano seconded the motion. Motion carried 7:0 Disclosures a, Shaylene Iseri-Carvalho (Candidate for Prosecuting Attorney) b, Jane Gray(Historic Preservation Commission) c, Danita Ain (Historic Preservation Commission) d. Benjamin Lizama, Jr., (Board of Review) e. Jimmy Miranda (Fire Commission) f. Michael Nagano (Fire Commission) g. Jay Furfaro (Candidate for County Council) h. Stephen Long (Historic Preservation Commission) i. Nadine Nakamura (Candidate for County Council) j. Tim Bytium (Candidate for County Council) k. Dick Chang (Candidate for County Council) t Ross Kagawa (Candidate for County Council) in. JoAnn Yukiniura(Candidate for County Council) n. I.,uke Ewslin (Public Access, Open Space Commission) o. Gary Hooser(Candidate for County Council) Ms. Clark exited the meeting at 11:46 a.m. Rob Abreu asked to discuss a public document, a disclosure that is in the public domain. Chair Akarnine explained the Disclosures listed on the agenda were available for public discussion. Mr. Abreu said the disclosure lie wanted to discuss was one that the Board had already approved. fie carne across a document that was not fully true because the Code says if an addition needs to be made, it needs to be submitted to the registrar 30(lays after the addition has happened. Mr. Abreu said he had a letter froni the Moor's Office that the Mayor went an Board of Ethics Open Session July 13, 2012 page 4 SUBJECT DISCUSSION ACTION a trip to Los Angeles for 4 days and the trip was paid for by a private corripany, Attorney Clark said Mayor Carvalho is not one of the people listed on the agenda so this request would need to be placed on the next agenda. Mr, Perry explained to Mr. Abreu that under the agenda item "Disclosures", the Board reviews the different disclosure forms that have been Submitted to the Board. If Mr. Abreu thinks the Mayor violated the Code of Ethics and gained a special benefit based on his position or failed to provide updates to his disclosure as required by the Charter, Mr. Abreu could file a-formal complaint with the Board for the next meeting. Mr. Abreu,said if he files a complaint it will be placed in Executive Session, The Disclosure document is public domain and needs to be talked about in public, There is no confidentiality here or private issues. Mr. Perry pointed out that the Mayor's Disclosure is not part of today's agenda. If a formal complaint is made, the Board is bound by confidentiality unless the respondent does not want the complaint in Executive Session, If Mr. Ahren's purpose is to have the information about the Mayor's possible violation of the Code of Ethics disseminated to the public this is not the way to do it. Mr. Abreu may get a determination from the Board that there was a violation but during the course of the investigation it will not be disseminated to the public. That is the restriction for the Board, Mr. Abreu is asking the Board to follow the Charter relative to the failure to disclose and in the same breath he is asking the Board to disregard other provisions of the Charter. Mr. Hubbard stated that a Disclosure is a public docurnent. A claim about Board of Ethics Open, Session July 1:3, 2012 Page 5 SUBJECT DISCUSSION ACTION failure to disclose will be taken in Executive Session. Mr. Abreu said he had a signed letter saying the Mayor accepted the trip and that is testimony. Mr. Hubbard said Mr. Abreu was claiming a failure, which is a complaint, and the Board would hear it in Executive Session. Mr. Abreu said lie was following the Code and the Charter and as a member of the public he was bringing a public docurrrent to the Board with the signature of the person verifying they did it. Chair Akatnine said the Board could only discuss items that were given proper notice on the agenda. Mr. Abreu might have a valid point but it cannot be discussed under this agenda. Mr. Neil told Mr. Abreu that he was asking the Board to prejudge the Disclosure and dance around the Board's own Mules and the County Charter, which they cannot do. It would not be ethical. The only way the Board can consider it is as a complaint. Mr. Abreu said lie brought this to the Board because it is the public's perception that things are done in the dark. That is why considering this Disclosure in Open Session along with the supporting documents that state this happened, the Mayor cannot corns back and say it did not happen. Attorney Clark stated the Board had to stay on the agenda items. Mr. ferry said for this to be public, Mr. Abreu would need to file a formal complaint and have the resacncle rut waive his ri 7h�t tc pr7vacy. That is the Board of Ethics Open Session. July 13, 2012 Page 6 SUBJECT T _ _ DISCUSSION AC'TtON only way since Mr. Abrt,tr is alleging a violation. After a brief discussion of what constitutes a complete disclosure, the Board was reminded that they need to be consistent because they have been accepting disclosures with blank sections or sections with N/A for some time now. Chair Akamine said Disclosures d, f, g, h, and i have listed "N/A". Mr. Perry moved to deern Disclosures d, I; g, h,� and i complete. Mr. Hubbard seconded the motion. Motion carried 5:1 (nay---Weil) Disclosure b, d, e, f, g, h and i had either"none" or"N/A". Mr. Perry moved to deem.Disclosures b, d, e, f, g, h, and i complete, Mr. I-lubbard seconded the Mr. Weil said his nay was to those items marked "N/A"but"none" was motion.. Motion carried 5:1 (nay- Weir acceptable. Disclosure c indicated "NIA" on sections 4, 5, 6, 8 and 9. Mr. Perry moved to deem Disclosure c complete. Mr. Hubbard seconded the motion. Motion carried 5:1 (nay--Weil) Disclosure cI contained a blank on section 5 and 9, Mr. Perry moved to deem Disclosure d a .I complete. Mr. Hubbard seconded the motion Motion carried 6:0 Mr. Hubbard moved to deem Disclosures c, f, g, and i through o as complete. Mr. ferry seconded the motion, Mr. Perry seconded the motion. Motion carried 5:1 (nay— Weil) Disclosure li checked that he was a candidate for office, Ms. Davis thou 7ht Board of Ethics Open Session July 13, 201, Page 7 SUBJECT DISCUSSION ACTION the misunderstanding in checking the right box night be that Mr. bong was the nominee from the County Council for the Historic Preservation Commission and why he thought he was a Council candidate. Mr. ferry moved to deem Disclosure h as complete. Mr. Hubbard seconded the motion. Chair Akamine cautioned the Board about knowingly seeing an error. Motion carried 6:1 (nay—Akamin Announcrrxm is Next Mcettrr� pl rrclay, August 1(1, 201? _ �.. .__..___.__.._ dJourn ent Chair Akaminc adjourned the meeting at 12:1 Submitted by: _ Reviewed and Approved Barbara Davis, Staff Support Clerk Kurt Akamine, Chair ( } Approved as is. { ) Approved with amendments, See minutes of. .__w__ meeting. o COUNTY COUNCIL 'S ° f ;�, ,��� ,+I- , OFFICE OF THE COUNTY CLERK. Jay Furfaro,Chair JoAnn A. Yukimura,Vice Chair t r Ricky 4atanabe, County Clerk Tien Bynum Jade K.Fountain-Tanigawa,Deputy County Clerk Dickie Chang KipuKai Kuali`ij.' Telephone(808)24I-4I88 Nadine K.Nakamura c F Fax (808)24I-6349 Mel Rapozo Email cokcouncilza kauaij ov Council Services Division 4396 Rice Street, Suite 209w, l Lthu'e.Kauai,Ilawai'i 96766 =£ July 25, 2012 u 1. 1 Kurt Akamine, Chair, D =i ,,,j N And Members of the Board of Ethics County of Kauai c/o Office of the Boards & Commissions Lihu`e, Hawaii, 96766 Dear Chair Akamine and Members: I am seeking an advisory opinion from the Board of Ethics on whether there is a conflict of interest regarding my employment at the YW,CA and my duties as a member of the Kauai County Council. Section 20.04.B. of the Kauai County Charter states that. B. Any elected official, appointed officer, employee, or any member of a board or commission . . . who is an owner, officer, executive director or director of an organization, or whose member of his immediate family, which includes parents, siblings, spouse or children, is an owner, officer, executive director or director of an organization in any matter pending before him shall make full disclosure of the conflict of interest and shall not participate in said matter. It is my understanding that the word "director," as used in this section, refers to someone on the organization's board of directors and not someone who is merely an employee. I am the Director of Operations at the YNNTCA. :although the word "Director" is in my job title, the position is more one of Manager or Coordinator. In my daily work, my responsibilities include; operations, human resources, facilities, maintenance, equipment, and volunteers. Please see attached job description. Additionally, the source of my salary at the NINTA is the NINICA's general operating funds and is not linked to any funding sources of the County. AN EQUAL OPPORTUNITY EMPLOYER Kurt Akamine, Chair, and of Ethics July 25. 2012 Page 2 1 am not on the YNVCA Board of Directors, nor am I the Executive Director. I do not make any policy or financial decisions for the YNNCA. I do not manage the affairs of the YNNCA or exercise control over its officers. Although I am only an employee of the YNNICA, I have recused myself in the past from any matter directly or indirectly related to the YNNVCA and will continue to do so unless your advisory opinion instructs me to do otherwise. As a County Councilmember I participate in the approval of funding requests. grant requests., and budget submittals from the Office of the Prosecuting , Attorney ("OPA") and the Office of Economic Development ("OED") where the YWCA receives funding. In the ease of the OED, the Other Services budget line item historically has included some level of funding to the YWCA for the Family Violence Shelter & Sexual Assault Programs. Would there be a conflict of interest if I participated in that decision or approval? In the ease of the OPA, the Council votes on the OPA's request to apply for, receive, and expend grant money which includes Federal funding for the Victims of Crime Act ('OCA) that historically has included some level of funding to the YWCA. Would there be a conflict of interest if I participated in that decision or approval? As a Councilmember, once approval is given and the money is allocated to OED, OPA or any other County agency, I do not have any control or influence over how that money is spent. As such, I do not believe that I have a conflict of interest with regard to matters on the County Council's agenda relating to the OPA, VOCA funding, or the appropriation to OED. Thank you for your consideration of my request. Sincerely. KipuKai Kuali*1 Councilmember Kaua'i County Council CNN it Attachment. AN EQUAL OPPORTUNITY EMPLOYER A 'z JOB DESCRiPTION Position Title- Director of Operation's Responsible to: Executivc Ulircc"'Or cl; s sif lcatiolr R-01 Time Ex;'Tr pi Hours of V'ork: Based Upon Department seeds Salary Range: The Position: Reporting to the Exer-11tive Director,the Director of Operations Is a key member of the agency administrative team_ The Director of Operations working with the Executive Director will oversee the operational functions vvttbin the agency, which inchude but not limited to;ilut ian Resources, Insur=ce o a envy, Supervision of Camp Sio!vett, Supervision ofImilependent Contractors, Volunteer Coordination, 1T coordination,3riventory of agency equipment and property. Qualirications: 1. Person should be sympathetic with the YWCA mission and programs. I D School diploma`G.E.l3. College in business Administration ii�istratiori a plus or courses related to Business with some knowledge of general accounting procedures. 3. Minimum 5 years experience in a progressively responsible office management including Hinman Resources. 4. Advanced com uter shills in Microsoft Nord,Publisher, Access and Excel. 5. Education and experience background must demonstrate rood interpersonal skills and the ability to communicate efFectively. both verbally and in writing 6. Ability to be a team worker with excellent organizational skills using initiative and independent Judgment to prioritize tasks and meet deadlines. ?. Ability to supervise staff and independent contractors. The ability to work in culturally diverse environments. . csponsibities. 1. ian2g:e and oversee Camp Sloggett including-,Contrator RFP, Site Caretaker(s), Compliance with all Ul NIR regulations, inn ntenznce, events, lease reiie-ovals, and develop any policies or pros dares as needled. 2, Assist with Shelter issues when requtested. N"iaintazn and update agency Job descriptions, place classified ads. orientate new personnel and rTiarage personnel issues as rieeded, R sp nsibie for managing employee benefit package. 4. $#Fork with ETD on a cn v traming plan. Volunteer 1-0.ordi l tton, receive "olunteer applications, distribute to prograrns, post o1 wet. 6 fanage IT needs; web sites, software, and any other related tcchno ogy-, 4`lana= ac,11 IV in trance,policies, ensure tanei Y'renewals. .. .,r_ er 3 f " Assist 4 a h agezacy communications,as needed, may incl dk-; annival report, intemal and external newsletters, brochures, yQrs, and press releases. 91, Maintain,agency equipment ara proper-ty inventov. Manage egiuipment replacement and purchasing. tl. Organize aunud manage agency iiev` Systek i,Blunnan l esouree filling systems, ilt`Pt.�?„1X?g d 2A e stcirage and file purging- &,r agcncy, U- assist with special e cnts and other res ur e e C-loprrent. !2, Coordinate with Director ofFund, Development to T1 s e anz f'r'r(�e�ts a? COUNTY COUNCIL SOFFICL OF THE COUNTY CLERK Jay Furfaro,Chair Jo Nnn A. Yukimura.Vice Chair Ricky Watanabe,County Clerk- Tim Bynum Jade K. Fountain-Tanigawa,Deptity County Clerk Dickie Chang KipuKai Kuali'i Telephone(808)141-4188 Nadine K.Nakamura OF Fax (808)241-6349 Mel Rapozo Email cowcounc-i'll'a g Council Services Division 4396 Rice Street.Suite 209 U U1 Llhu'e,Kaua'i,Hawaii 96766 July 31, 2012 BOARDS & Cotvj MISS ION'S Kurt Akamine, Chair And Members of the Board of Ethics c/o Office of Boards and Commissions County of Kaua'i Lihu'e, 111 96766 Dear Chair Akamine and Members: RE: RAO 12-005 Request from Councilmember KipuKai Kuali'i requesting an advisory opinion from the Board of Ethics as to whether he has a conflict of Interest if he participates in County Council agenda items as it relates to the YWCA of which he is an employee, as well as to recent and future budget matters involving the Office of the Prosecuting Attorney's VOCA program and the Office of Economic Development of which both fund some level of the YWCA's programs I would like to summarize hereunder my points regarding RAO 12-005: The applicable law is Section 20.048 in the Code of Ethics, Charter of the County of Kaua'i: Any elected. . . officer . . who possesses or acquires such interest as might reasonably tend to create a conflict with his duties or authority shall make full disclosure to . . . the council, in the case of a member of the council, . . . at any time such conflict becomes apparent . . a member of the council is not precluded from voting on such matter so long as a written disclosure has been made in the event there is a conflict of interest relating to such matter. (Section 20.04B, Charter of the County of Kaua'i) K A A -06 61- ANT EQUAL OPPORTUN11TY EMPLOYER Kurt Akamine, Chair And Members of the Board of Ethics July 31, 2012 Page 2 The issues before your honorable body are: 1. Whether Councilmember Kuali'l, in his position as the Director of Operations of the YWCA, which receives discretionary money from the Office of the Prosecuting Attorney (OPA), had an interest or was in a situation which might have reasonably tended to create a conflict with his duties or authority as a Councilmember. a. on OPA matters before the Council, such as Victim-Witness (VOCA) moneys and matters -where the YWCA is one of the recipients of VOCA moneys? b. on any OPA matter such as OPA's budget hearings and decision-making before the Council? 2. Where a conflict of interest is deemed to exist.. whether Councilmember Kuali'i violated the Charter by failing to disclose such conflict of interest before voting. 1. La. Whether Councilmember Kuali'i. in his -position as the Director of Operations of the YWCA, which receives discretionary money from the Office of the Prosecuting Attorney (OPA), had an interest or was in a situation which might have reasonably tended to create a conflict with his duties or authority as a Councilmember on OPA matters before the Council. such as Victim-Witness (VOCA) grant moneys and matters where the YWCA is one of the recipients of VOCA moneys? VOCA moneys to the 'YWCA from OPA almost doubled after a Victim- Witness counselor paid by VOCA moneys was released by OPA. It would appear that Councilmember Kuali'i was in a conflict of interest situation re any agenda item about the Victim Fitness program, and may have violated the Charter by not declaring such a conflict of interest, Councilinember Kuali'i argues that he is not a member of the YWCA Board of Directors, but as NIVICA Director of Operations one of his duties under his job description is to "coordinate with the Director of Fund Development to write grants for project, and equipment related to agency operations." Under this duty, it appears possible for him to be involved in writing the VOCA grant, but even if he is not, it does indicate that he is involved in and somewhat responsible for, the financial aspects of the NI-VCA. While his salary is not being paid for by VOCA grant moneys, if those moneys are somehow cut, moneys may have to be taken from the General Fund that funds his salary and operations that he oversees. Kurt Akamine, Chair And Members of the Board of Ethics duly 31, 2012 Page 3 The VOCA federal grant moneys which are dispersed by discretion of OPA are to be distinguished from county moneys appropriated by the Council and Mayor through the county budget process which go to the YWCA through the Office of Economic Development (OED). In the case of county monies being dispersed through OED. Councilmember Kuali'i properly disclosed a conflict of interest and recused himself from voting on the appropriation designated for the YNNTCA. The OED is basically the administrative conduit for the moneys and not the decision-making body with respect to the monies in contrast with OPA, which is the decision-making body as to VOCA moneys II. Lb. Whether Councilmember Kuali'i, in his position as the Director of Operations of the YWCA. which receives discretionary money from the Office of the Prosecuting; Attorney (OPA), had an interest or was in a situation which might have reasonably tended to create a conflict with his duties or authority as a Councilmember on any OPA matter such as OPA's budget hearings and decision-making before the Council? I have attempted to demonstrate above how Councilmember KualiTs work as the Director of Operations of the YWCA involves and is affected by the financial situation of the YWCA. It is also clear that OPA's funding of the YWCA through VOCA and possibly other grants creates a financial relationship between the two bodies. Each year, the County Council holds hearings and makes decisions regarding OPA's budget. This would appear to put Councilmember Kuali'i in a position of conflict, as the possibility exists that someone in his position would be inclined to give favorable consideration of OPA's budget out of concern for continued or increased VOCA funding for the YWCA and out of an understandable desire to keep good relations with the Prosecuting Attorney. (VOCA funding may not be the only funding that the YWCA receives through the Prosecutor"s Office.) Even the best person would find it difficult to make a decision on the Prosecutor's budget focused solely on public interest merits (his job as a Councilmember) and block out any considerations of his other job. More than anything else, the answer hinges on how much we believe it is human nature to not want to offend the "hand that feeds us" and whether you think that a person in Councilmember Kuali'i*s situation could make decisions regarding OPA that are totally devoid of any considerations about the relationship between the YWCA and OPA. Also to be considered is the appearance of conflict and the impact that it may have on the public's confidence in governmental decision-making. Kurt Ak-amine, Chair And Members of the Board of Ethics July 31, 2012 Page 4 1 trust your honorable body to hold to the highest standards of ethics and performance. 2. Where a conflict of interest is deemed to exist. whether Councilmember Kuali'i violated the Charter by failing to disclose such conflict of interest before voting. Your decisions above will determine the answer to the third and final issue. It is not penalties that I am interested in, but I feel it is imperative that the Ethics Board make clear that where there is a potential conflict of interest, a determination by your body and disclosure PRIOR to participation in a decision is required by the Charter. Thank you for your consideration of these important issues. Sincerely, icANN A. YUKIM101A ieChair, Kaua'i County Council o ; ��- "A 5 July 23, 2012 Mark 0. L. NarShaff MI O� z SSI , 39,3C.D Ka:vna Street Suite 1001 L Xjs)6�;1-2 oaie To Kauai Board of Ethics, 4444 Rice Street Uhu'e HI. 96766 Re: This is a request for an "Advisory Opinion" under Rule 5. My name is Mark Bailey Loo Marshall, I am the Kaua'i Emergency Management Office (KEMO) in the Kauai Civil Defense Agency. I took this position in January of 2000. As KEMO I am the administrator of the Civil Defense Agency my supervisor is Theodore "Ted" Daligdig III. This request being made July 23, 2012. My contact information: see above** "A statement of the facts and circumstances upon which the Board is making its determination": Is there a conflict of interest for me teaching courses for the University of Hawai`i's "National Disaster Preparedness Training Center" (NDPTC) for the County of Kauai professionally? I have been hired by NDPTC under a Consultant Service Agreement (cost reimbursable) contract, administered by "Pacific International Center for High Technology Research (PICHTR) whose address is 1440 Kapi`olani Boulevard, Suite 1225, Honolulu, Hawaii 96814. A copy of the full contract is available upon request. Courses have been delivered to the County of Kauai by NDPTC in the past but I was not one of the instructors. I divulged to my supervisor that a NDPTC course was requested for Kauai County and that I had been asked to co-instruct the course but that I would be taking "vacation" from my County position to do so. He granted my request but asked if I would gain an opinion from the "Board of Ethics" for future deliveries by me. The Plans and Operation Officer, Elton Ushio distributes the course flyers and request for interested students to all Department Heads and various other appropriate partners, for this course, as he does for all course offerings. The courses will be conducted in the Emergency Operation Center a County facility. Thank you in advance for you time in this matter, Mark B. L. Marshall, Kauai Emergency Management Officer; Kauai Civil Defense Agency kA0 SOCIAL 1 • DISASTER RESPONSE , RECOVERY 1� y This course focuses on the use of social media in disaster preparedness, response, and recovery. Participants are provided with the knowledge and skills to integrate social media into their i August 3, 2012 current communication plans.The course defines social media and 8:00 am - 4:30 pm its uses and identifies the tools, methods,and models to properly Lihue, HI 96766 make use of social media. Social media,when used effectively,can help people communicate LOCATION AND DETAILS: and collaborate about events as they unfold.Social media can provide Kauai Civil Defense Agency/ rapid and real-time information about events that helps to provide Emergency Operation Center greater situational awareness leading to better decision making. 3990 Kaana St.,Suite 100 Lihue, HI 96766 This course provides the information and hands-on experience necessary to help participants begin developing social media disaster REGISTRATION6 plans and strategies. vt €L a. � . - k, € rozi? 56 _4 iJ ' . WHO SHOULD TAKE THIS COURSE FOR REGISTRATION ASSISTANCE CONTACT: This course is targeted for a broad cross section of Elton llshio• u r _, x= individuals and professionals interested and involved {808}211-1800 in emergency management, planners, as well as communication and public information personnel. COURSE REQUIREMENTS: T Participants must bring a Wi- i enabled laptop. T Participants must create a Twitter and a Facebook account MODULES prior to attending the course. ✓ Introduction to Social Media 'i Participants must be able to post test messages on these ✓ Understanding the Use of Social Media ✓ Implementing Different Social Media Platforms ✓ Using Social Media to Identify Trends,Monitor, Qt DPT ' and Conduct Simple Data Mining of Information 828 Fort Street Mail ` Suite 320 Honolulu,HI 96822 ✓ Incorporating Advanced Social Media NATIONAL DISASTER phone. 808-956-0600 Monitoring and Data Mining Techniques PREPAREDNESS Fax. 808-536-91 10 TRAINING CENTER at the UN EIRsI T Y o;H A C` website. ndptc.hawaii.edu �fMt 1. . • 1' . . c • . • . . 1 ... dechcared . . . F the United States and its territories vvith an emphasis on r rn 7:. r a. e t r, A coastal communities FEMA Mark Marshall From: Elton Ushio Sent: Monday, July 16, 2012 11:08 AM To: KCT Dept Head; Bill—Arakaki/KAUAIDO/HIDOE@notes.kl2.hi.us- 'Gail—Nakaahiki/Kauaido/HIDOE@notes.kl2.hi.us'; 'Bal. Dileep G,'; 'Tatra mura, Gerald N.'; 'raymond.j.mccormick@hawaii.gov'-I 'Robert Crowell'; 'dennis,l.neves@hawaii,gov", 'donald,l.ouderkirk@hawaii,gov`, 'Galen.K.Kawakami@hawaii,gov'; 'VOADKauai': 'Sue Kanoho'-, 'mnitta@wilcoxhealth,org'; 'tito.vil1anueva@amr.net'-, 'Rick Whit (whitr@hawaiiredcross.org)' Cc: KCT CC-, 'Lydia Morikawa'; LeeAnna Kobayashi; Ashley Bareng; Chelsie Taroc Subject: Course Announcement: Social Media for Natural Disaster Response and Recovery Attachments: SM—LIHUE.8-03-12.pdf County of Kaua'i Departments and State/NGO Primary On-Island Partners: Aloha! The Kaua'i Civil Defense Agency is pleased to announce the following free course. Please disseminate as you deem appropriate: Social Media for Natural Disaster Response and Recovery Date/Time: August 3, 2012 8:00 am -4:30 pm Venue: Kauai Civil Defense Agency Emergency Operations Center 3990 Kaana St., Suite 100 Lihue, HI 96766 Slots: 40 seats available A course flyer is attached. If you or any of your staff are interested in attending, please register online using the link in the flyer, or go directly to the NDPTC page here: 5 If you are not currently registered with a University of Hawaii login account, please go to the "Login" page and create one. After that, you will be able to register online. Please use the following registration code: 89467 If you have any questions or require assistance, please feel free to contact me via email, or call our office during normal business hours, Mahalo! Elton S. Ohio -------------------------- Plans and Operations Offi cer Kauai Civil Defense Agency 3990 Kaana Street Suite 100 Lihue, HI 96766 Bus: (808)241-1800 ')i :q OP COUNTY COUNCIL OFFICE OF THE COUNTY CLERK Jay Furlfaro. (hair , JoAnn A, Yukirnura,Vicc ChfAir 4T, 71 Rickv Watanabe Courity Clerk T Trin B\TRUTI Jade E. De])Ut� Coo T� Clerk "ickie Chaj-'L' KiPuKai Kuah'i Telephone(8408) '41-4188 Madine k, Nakamiffa Fax (SOS)241-63-19 Me! R'Wouo F'rnall �cent OUACO dkdUili Council Serf ices Division 4',Q6 Rice Street, Stjite 209 Lihu`e, Kaua'i, Hawai i 96-166 L %1 F X-1 0 R A N D U \4 2012 ,July 16, 2012 11 1 BOARDS C01".JI A'�'1"S S 1 C',t'�- As Council discussions were held in Open Session, the Office CONFIDENTIAL of Boards & Commissions has deemed this communication and its request to not be confidential TO: Paula Morikami, Boards and Commissions Administrator Kurt Akamine, Board of Ethics, Chair,/ FRON't- Jav Furfaro, Council Chair RE: REQUYEST TO INXESTIGATE THE, 'U. As a follow up to mv Jute 3. 2(012 memorandum requesting that the Board of Ethics ("B.O.E.") conduct an investigation of the P.O.H.A.K.U. Program, I am attaching, Council Meeting Minutes and other resource information the review. Please note that the following Council Meeting Minute,-, have not been transcri bed as of todav"s data and will be forwarded upon its con : ipletion 1) June 13, 2012'. and 2) June 27, 2012. Executive session material and material marked "confindential" is also not included. Thank you for vour assistance in this matter, should vou have and- further questions, please feel free to call Christians Nakea-Tresler at 2,11-4191. CNT/ic Attachnnents D: 20112-1092 AN €:4,t1..J,Yi_011TORT11,M]Y PMPLOYEIR COUNTY COUNCIL too* OFFICE OF THE COUNTY CLERK Jay Furfaro,Chair A JoAmi A.Yukimura,Vice Chair Ricky Watanabe,County Clerk Tim Bynum CO:,, Jade K.Fountain-Tanigawa,Deputy County Clerk Dickie Chang ci KipuKai Kuali'i Telephone(808)241-4188 Nadine K.Nakamura OF Fax (808)241-6349 Met Rapozo Email cokcouncil@ykauai.gov Council Services Division 4396 Rice Street,Suite 209 Lihu'e,Kaua'i,Hawaii 96766 MEMORANDUM July 3, 2012 TO: ami, Boards and Commissions Administrator irk Apao, Cha , Board of Ethics FROM: Jay Furfaro, Council Chair RE: REQUEST TO INVESTIGATE THE P.O.H.A.K.U. PROGRAM At the June 27, 2012 Council Meeting, the Council approved Councilmember Yukimura's request that the Council ask the Board of Ethics ("B.O.E.") to conduct an investigation of whether violations of the Code of Ethics have occurred in connection with the creation and operation of the P.O.H.A.K.U. Program and related matters. Therefore, please accept this as the Council's request that the B.O.E. conduct such an investigation. For your convenience, Council Meeting Minutes and various other information relating to the Council's open session meetings on the P.O.H.A.K.U. Program will be forwarded to the B.O.E. on Friday, July 6, 2012. Please be advised that the following Council Meeting Minutes have not been transcribed as of today's date and will be forwarded upon its completion: 1) May 9, 2012; 2) June 13, 2012; and 3) June 27, 2012. Executive session material and material marked "confidential" are also not included. Thank you for your assistance in this matter. Should you have any further questions, please feel free to call Christiane Nakea-Tresler at 241-4181. Thank you for your consideration and for your prompt response. CNTAva2012-10'9 AN EQUAL OPPORTUNITY EMPLOYER