HomeMy WebLinkAbout2012_0625_CharterAgendaPacket Patrick Stack Members:
Chair Mary,Lou Barela
Joel Guy
Ed Justus
Carol Suzawa James Nishida,Jr,
Vice Chair Jan TenBmggercate
COUNTY OF KAUA'1 CHARTER REVIEW COMMISSION
NOTICE OF MEETING AND AGENDA
Monday, June 25, 2012
4:00 p.m. or shortly thereafter
Mo'ikeha Building, Meeting Room 2A/B
4444 Rice Street, Liihu'e, HI 96766
CALL TO ORDER
APPROVAL OF MINUTES
Regular Open Session Minutes of May 21, 2012
BUSINESS
CRC 2012-08 Review and discussion of Findings & Purpose and Ballot Questions for consideration
01 r
moving proposed charter amendments for legal review by the County Attorney's
Office.
CRC 2011-17 Proposed amendment from Commissioner Justus revising Article 111, County
Council, Sections 3.02 Composition, Section 3.03 Tenns, and Section 3.04
Qualifications relating to Partial Districting(deferred from 5/21,12))
b. Discussion and possible decision-making on the findings and recommendations of
the Special Committee on County Districting to the Charter Review Commission as
presented to the Commission at the April 23, 2012 meeting, pursuant to HRS §92-2.5
c. Special Committee proposed amendment for County Council Partial Districting
(Four District/Three-At-Large)
d. Special Committee proposed amendment for County Council Districting— Seven
Districts, At-Large
CRC 2012-05 Memorandum dated 4;%I0,'1? from the Prosecuting Attorney's Office proposing
charter an end eats to Article V111 relating to the Office of the County Attorney
1)
(deferred from 5/21/12)
b. Proposed changes from Commissioner Ed Justus to Article V111
An Equal Opportunin,Employer
CRC 20122-06 Memorandum dated 4110/12 from the Prosecuting Attorney's Office proposing
charter amendments to Article X1 relating to the Police Department (deferred from
5/21/12)
CRC 2012-07 Item 2 of Memorandum dated 4/10/12 from the Prosecuting Attorney's Of
proposing a charter amendment to Article XIX, Section 19.02 B,to change the
I
budgetary process (deferred ftom 5,121,'12)
EXECUTIVE SESSION,
Pursuant to Hawaii Revised Statutes §§92-4, 91-5 (a) (4). and 92-9 the purpose of this executive
session is to receive and approve Executive Session minutes and to consult with the Commission's
legal counsel on issues pertaining to the Commission's and the County's powers, duties. 1
1 , privileges,
immunities, and,/or liabilities as they may relate to this item, deliberate and take such action as
appropriate.
ES-4: Executive Session Minutes of May 21, 2012
ANNOUNCEMENTS
Next Meeting: Monday, July 23, 20122 at 4:00 pin in the Mo'ikeha Building, Meeting Room 2A/B
Z:7,
ADJOUR-NMENT
EXECUTIVE SESSION
Pursuant to Hawaii Revised Statutes §92-7(a), the Commission may, when deemed necessary, hold an
executive session on any agenda item without written public notice if the executive session was not
anticipated in advance. Any such executive session shall be held pursuant to HRS §92-4 and shall be
limited to those items described in HRS §915(a). Discussions held in Executive Session are closed to
the public.
Cc: Deputy County Attorney Jennifer Winn
PUBLIC COMMENTS and TESTIMONY
Persons wishing to offer comments are encouraged to submit written testimony at least 24-hours prior
to the meeting indicating:
1. Your name and if applicable, your positioni"titie and organization you are representing,
2
The agenda item that you are providing comments on: and
1 Whether you will be testifying in person or submitting written comments only; and
4. If you are unable to sub it your testimony at least 224 hours prior to the meeting, please provide
10 copies of your written testimony at the meeting clearly indicating the name of the testifier;
and
5. If testimony is based on a proposed Charter amendment, list the applicable Charter provision,
Charter Review Commission—June.)5, 2412 2 1! 7 a g e
While every effort will be made to copy, organize, and collate all testimony received, materials
received on the day of the meeting or improperly identified may be distributed to the members after the
meeting is concluded.
The Charter Commission rules limit the length of time allocated to persons wishing to present verbal
testimony to five(5)minutes. A speaker's time may be limited to three(3) minutes if, in the discretion
of the chairperson or presiding member, such limitation is necessary to accommodate all persons
desiring to address the Commission at the meeting.
Send written testimony to;
Charter Review Commission
Attn: Barbara Davis
Office of Boards and Commissions
4444 Rice Street, Suite 150
Uhu"e, HI 96766
E-mail:bdavi s(d ka-1 iai (Yov
Phone: (808) 241-4919 Fax- (808) 241-5127
SPECIAL ASSISTANCE
If you need an alternate format or an auxiliary aid to participate, please contact the Boards and
Commissions Support Clerk at (808) 241-4919 at least five (5) working days prior to the meeting.
Charter Review Commission—June 25, 2012 3 1 P a g e
D no�e
COUNTY OFKAUAI
Minutes of Meeting
OPEN SESSION
Board/Committee: CHARTER REVIEW COMMISSION Meeting Date May 21, 2012
Location Mo'ikcha Building, Meeting Room 2A/2B Start of Meeting: 4:05 p.m. Meeting Recessed: 6:05 p.m.
Meeting Resumed: 4:30 p.m.,
5/23/12 Meeting Adjourned: 6:35 p.m.
Present (,ban- Patrick Stack, Vice-Chair Carol Suzawa. Members: Joel Guy; James Nishida; Jazz TenBruggencate
Also: Deputy County Attorney Jennifer Winn; Legal Consultant Curtis Shiramizu.- Boards & Commissions Office Staff- Support Clerk
Barbara Davis; Administrative Aide Teresa Tainura
Public Testitiers: Charlie Iona
_Txcused Member: Mary Lou Barela; Ed Justus
Absent
SUBJECT DISCUSSION ACTION
Call To Order Chair Stack called the meeting to order at 4:05
w I nirmssmne�s -sent
ill 5 Co
Approval of Regular Open Session Minutes ofApn'I 23, 2012 Mr. TenBruggencate moved to approve the
Minutes minutes as circulated. Ms. Suzawa seconded the
___ __---------- motion. Motion carried 5:0
Executive
Chair Stack read the Hawaii Revised Statutes
Session provision as outlined on the agenda to take the
Commission into Executive Session for
consideration of ES-3 as listed,
Mr. TenBruggencate moved to suspend going
into Executive Session until Attorney Castillo
arrived.
Business CRC 2012-02 Deliberation and decision-making on a possible amendment to
the Kaua'i County Charter related to Article VII, Section 7.05 as to the
-—------ _authority over commission appointed djc�Lartmei t'jieads (o r. Ten#rn getIcate i-noved to defer this item to
ug
Charter Review Commission
Open Session
May 21, 2012 Page 2
SUBJ EC J DISCUSSION ACTION
follow the Executive Session. Ms. Suzawa
seconded the motion. Motion carried 5:0
Charlie Iona declared for the record that lie is appearing as a private
individual who sits on the Police Commission but he is not testifying on
behalf of the Police Corrimission as a,whole regarding the matter that
stemmed froin what happened to the Police Chief. The Mayor contends all
along that lie has the power to do what he did and that is the Mayor's
prerogative. What the Mayor did is presently silent in the Charter. Another
section of the Charter is silent but different actions were taken. This pertains
to the Salary Commission and their minutes of the August 5, 2011 meeting
which are public record. The minutes reflect a dialogue between
Administrator John Isobe and the Salary Commission. It pertained to
whether the Mayor had the right to freeze salaries or not. The dialogue
states: Mr. Isobe: I think that was the overriding question that we discussed
at the Commission's last meeting and that the Resolution that was passed
previously by this body which states that the Council and the Mayor could
fteeze the wages based on the budget and, in fact, this current budget does
not provide for any salary increases. The question that arose was whether or
not the Commission's Resolution, which states that the Council -Ind Mayor
could freeze the salaries based on the budget, was an improper statement or
not because only the appointing authorities can freeze the salaries. The
Mayor has the authority to freeze the salaries of all department heads which
are under his control. For example, the Mayor has the authority to freeze the
salary of the County Engineer but he does not have the authority to
unilaterally freeze the salary of the Planning Director. The Mayor has the
control over salary freezes of those he appointed. He does not have that
authority over those who are appointed by Commissions. This provision is
also silent under §7.05. It does not talk about freezing salaries. You have 2
silent languages; one pertaining to discipline and one pertaining to salaries.
With re I
vard to salaries, -1 the Commissions
-�wellot ir on 11---
Charter Review Commission
Open Session
May 21, 2012
Page 3
SUBJECT DISCUSSION
ACTION
because the Chair of the Salary Cormilission, further stated that the salaries
they were setting were simply maximums and it is left up to those
Commissions whether they want to give salaries of the maximum caps to
their appointees or not. Because it is silent there is the situation as in §7,05
of discipline which is also silent under those provisions and yet he elected to Mr. TeliBruggencate moved again to defer CRC
. the other way around.___ 2012-02 until after the Executive Session.
Executive
Session Mr. TenBruggencate moved to go into Executive
Session at 4:16 p.m. to consider item ES-3. Ms.
Suzawa seconded the motion, Motion carried
5:0
Chair Stack read the Hawai'l Revised Statutes as
described on the agenda that would take the
Commission into Executive Session for itcrn ES-
Return to The meeting resumed in Open Session at 5:07 p.m.
Open Session
Business CRC 2012-02 - continued
Mr. 'retiBruggeticate said his position continues to be that the Charter is clear
and he disagrees with the position of the Administration and its Attorney.
He said he was willing to push this out to await the Resolution of the court.
If it does not go in a way that charities the intent and prevents disruption to
County activities in the future then he Would be fially prepared to make
changes to the Charter.
Asked to explain if the court's Declaratory Decision would just provide a
ruling on the petition or actually provide the language that should be written
irtto the Charter, Attorney Winn said it would be an interpretation of tile
language that is already in the Charter. There are 3 possibilities;
Charter Review Commission
Open Session
May 2t, 2012 Page 4
SUBJECT DISCUSStON AgION
to the language the Mayor does have this authority, 2) due to the language
the Police Comrnission has the authority, or 3) they could say they will not
make the decision regarding this, Mr. Nishida moved to def(-,-r the item until the
filing of the Declaratory Order. Ms. Suzawa
seconded the motion.
Mr, "renBruggencate asked that the motion be expanded to ask the Staff to bring
the issue back to the Commission, in consultation with the County Attorney's
Office, when there is legal action, Mr. Nishida amended his motion to include the
expanded motion as suggested. Mr.
'Ferd3ruggencatc seconded the motion. Motion
carried 5.0
Attorney Winn ftirther explained that whatever happens as a result of the
Declaratory Order action as to the circumstances is separate. Whether or not
the Commission likes what the Judge rules that may be when they want to
look at the Charter and create language as needed. Because it is a Court
Order, unless it is appealed that decision needs to be followed.
Mr. TenBruggericate said after the Court makes its ruling, from that point on
that is the way it has to be read.
Attorney Winn told the Commission that the Declaratory Order has not been
filed in Court but Special Counsel has been hired for the Police Commission.
Charles Iona -There is a lot riding on this because the ruling will ultimately
affect the Corritnissions of all counties and the rulir will be
y
CRC 2011-17 Proposed amendments from Commissioner Justus revising
Article t1l, County Council, Sections 3.02 Composition, Section 3.03 Telfris,
and Section 3,04 Qualifications relating to Partial Districting. (ongoing)
Charter Review Commission
Open. Session
May 21, 2012 Page 5
SUBJECT DISCUSSION AC'I"IC)N
b, Discussion and possible decision-staking on the findings and
recommendations of the Special Committee on County Districting;to the
Charter Review Commission as presented to the Commission at the April 23,
2012 meeting;, pursuant to LIRS 92-15
c. Special. Committee proposed amendment for County Council Partial
Districting (Four District/Three At-Large)
d. Special Committee proposed a nendment for County Council Districting;—
Seven Districts, At-Large
Ms. Su:rawa said Proposal I as shown on the last page of the report was
discussed but not necessarily chosen. It was still an option with 3 seats At-
Large and 4 District seats. Item.II left all 7 County Council seats At-Large.
Item III was thought as being;an ideal proposal by creating;neighborhood.
boards. Itern IV may be more realistic if a Councihnetnber was assigned to
be in charge of a District to allow those communities to be heard rather than
voting by Districts. The Sub-committee could not reach a conclusion on the
proposals and thought it should be left up to the Commission as a whole to
discuss since it is not ready for the ballot. Mr. TenBruggencate moved to defer this item to
the June meeting;. Mr. Nishida seconded the
motion. Motion carried 5:0
CRC 2012-08 Review and discussion of Findings & Purpose and Ballot
Questions for consideration of moving;proposed charter amendments for
legal review by the County Attorney's Office,
Curtis Shiramizu was introduced as the Legal Consultant to the Commission
to help fortnulate the language for the Findings and Purpose and Ballot
questions for the Charter proposals.
('harter Review Commission
Open Session
May 21, 2012 page 6
SUBJEC'"I' DISCUSSION ACIJON
Ms. Suzawa stated that she has a problem with long questions and asked if
the proposed wording was the final version.
CRC RC`201 1-0 and Refereuidum 22.03
Proposed Ballot Question: Should the requirements for submission of an
initiative or referendum petition be amended to clarify that such petitions
must be signed by registered voters comprising a certain percentage ofvoters
registered in the last general election'?
Revised Ballot Question: Should the requirements for an initiative or
referendum petition be amended to clarify that such petitions must be signed
by registered voters registered in the last general election'?
CRC 2011-05 Charter Amendments
Proposed Ballot Question: Should the requirements for initiating
amendments to the Kauai County Charter be amended to clarify that
arnendments may be initiated by petition containing valid signatures of
registered voters comprising a certain percentage of voters registered in the
last general election'?
Reviscd Ballot Question: May amendments to the Kaua'i County Charter be
initiated by petition signed by registered voters'?
CRC 2011-
-- i
11,-L(jL g-t Boards and Commissions Met ibex
Proposed Ballot Questions: Should a County board or commission member
whose term is ending be allowed to serve on a different County board or
commission without being required to wait one year?
Ballot question approved as submitted.
Charter Review ''onunission
Open Session
May 21, 20 t 2 Page 7
SUBJFVT DISCUSSION ACTION
CRC 201-2-04 Powers uties and Functions of the Office of Prost-outing
AtLtorneyA9A,03,
Findings and Purpose: The Commission finds that the current provisions of
Article IXA of the Kauai County Charter relating to the powers, duties and
functions of the Prosecuting Attorney does not clearly and accurately reflect
the operations of the office of the Prosecuting Attorney, which not only
encompass representation of the State and County in criminal prosecutions
but also an enduring commitment to the community to educate citizens on
crime Prevention strategies as well as actively advocate for victims' rights.
The purpose of this amendment is to amend Article IXA of the Charter so
that it clearly and accurately reflects the well-established powers, duties and
functions of the Prosecuting Attorney,
Revised Findings and Purpose: The Commission finds that the current
provisions of Article FICA of the Kauai County Charter relating to the
powers, duties and functions of the Prosecuting Attorney does not clearly and
accurately reflect the operations of the office of the Prosecuting Attorney.
The puipose of this amendment is to amend Article INCA of the Charter so
that it clearly and accurately reflects the well-established practices of the
Prosecuting Attorney,
Ballot Question- Should the Office of the Prosecuting Attorney be
empowered to 1) Develop and provide crime awareness and prevention
programs for and to the community, 2)research, evaluate and make
reconiniendations regarding crime, crime prevention and the criminal justice
system, and 3) subject to applicable law, receive and expend funds for these
purposes?
Ballot question approved as submitted.
Mr. "FenBruggencate moved to recess the
Charter Review Commission
Open Session
May 21, 2012 Page 8
SUBJECT DtSCUSSION AcTION
meeting at 6:05 p.m, and reconvene on
Wednesday, May 23 at 4:30 pm. Mr. Nishida
seconclecl the motion. Motion carried 5:0
Sleeting Called Chair Stack called the meeting back to order at
Back to Order 4:37 p.m. with 4 nietribers present (Vice-Chair
Suzawa, Mr. TenBruggericate, ,Mr. Nishida and
Chair Stack)
CRE 2011-08 M
_Z�'__11 I_MAL(K_ �7 3
Findings and Purpose, The Commission finds that Section 7.03 of Article VII
of the Kauai County Charter is severely outdated. The purpose of this
ametidinent is to update this section by confirming that the Mayor's
cornpensation shall be established by the salary commission in accordance
with Article XXIX of the Charter.
It was suggested that severe�y could be eliminated in the Findings and
Purpose but no actual change was made.
Proposed Ballot Question: Should section 7,03 of Article VII of the Kaua'i
County Charter be amended to state that the Mayor's compensation shall be
established by the Salary Commission in accordance with Article XXIX of the
Charter?
Revised Ballot Question-. Should the Mayor's salary be established by
the Salary Commission?
CRC 2011-08 General Provisions-- '2
�1(Ll D and Salary Cm unission
Article XXIX.
Mr. Sturainizu said the proposed amendment for §29.01 needs to be
combined with the atnendi-nent for §23,01 D General Provisions which
Charter Review Commission
Open Session
May 21, 2012 Pagel-)
SUBJECT DISCUSSION ACTION
defines Officers in order to cover the Prosecuting Attorney.
Proposed Ballot Question: Should the Kauai County Prosecuting Attorney be
included as an officer of the county,and should appointed administrative heads
of any county deparunent or agency and deputies appointed by such
administrative heads who are not part of the Civil Service System also be
included as officers of the County'?
Revised Ballot Question: Should the term officer as defined in the Chat-ter be
clarified to include the Prosecuting Attorney,appointed administrative heads of
any county department or agency,and their deputies who are not part of the civil
service system and should members of any county board or commission be
excluded as officers'?
CRC 201 t-08 Sidar
y L(Ltmujssion�29.01
Proposed Ballot Question: Should the Kaua'i County Charter be amended to
clarify that the Salary Commission establishes iriaxii-nurn salaries, allow for
elected officers to accept salaries lower than the maximum established by the
salary Commission and eliminate any waiting period before any salary changes
become effective,
Revised Ballot Question: Should the Salary Commission establish maximum
salaries for officers which shall include the Prosecuting Attorney and all
deputies, allow for elected officers to accept salaries lower than the inaxii-nurn,
and eliminate any waiting period before salary changes become effective.
CRC 2011-04 Initiative and Refere
ndurn-§22,03
2 nd Revision to Ballot Question: Should an initiative or referendum petition
be signed by registered voters?
Charter Review Commission
Open Session
May 21, 2012 Page 10
SUBJECT DISCUSSION
ACT 10 N
CRC 2011-05 Charter Amendment
2 n(I
Revision to Ballot Question: Should amendments to the Charter initiated
by petition be signed by registered voters?
Mr, TenBruggencate moved to approve the
language for the ballot questions as agreed upon.
Ms. Suzawa seconded the motion. Motion
carried 4:0
CRC 2011-07 Election of Co
uRtyC)fficers �
Proposed Ballot Question: Should a candidate for County Council be required
to run in the general election even though the candidate received at least thirty
percent of the votes cast in the primary election'? Mr. TenBruggencate moved to approve the
language for the ballot question for CR 2011-07,
Ms. Suzawa seconded the motion, Motion
carried 4:0
Mr. TenBruggencate moved to defer CRC 2012-
05, CRC 2012-06 and CRC 2012-07 to the June
meeting, Mr. Nishida seconded the motion.
Motion,carried 4:0
a( ot ed7
11 it. §F c , t
'ek jr�
-----I=—ui
Submitted by: Reviewed and Approved
Barbara Davis, Support Clerk Patrick Stack, Chair
Approved as is.
Approved with amendments. See minutes of meeting.
a III
County Council- Partial Districting(Four Districtrrhree At-Large,
--Section 3.02. Composition. There shall be a council of seven members fclected
at-larael. Three members shall be elected at-large by all registered voters in the
county. Each of the other four members shall reside in and shall be elected from
a separate council district by registered voters residiniz in that separate council
district.
Section 3.03 Terms, The terms of office of councilmembers shall be[for two
years]two years for district seats and four years for at-large seats beginning at
twelve o'clock meridan on the first working day in December following their
election, No person shall be elected to the office of councilmember for more
than[four consecutive two year terms]a total of eight years,
Section 3.04. Qualifications.
A. To be eligible for the council, a person must be a
citizen of the United States and must have been a duly qualified [elector]
registered voter of the county for at least two years immediately preceding his
or her filing candidacy papers for election [or appointment]. In addition. those
candidates for the council who wish to re2resent one of the four council districts
must state which district they wish to represent and that they have been
reitistered voter of that district for the preceding,ninety days. Should
councilmember move from or be removed from any of the seven council
positions from which that person was elected,any.Le-placement a p29 inte e
must
meet all requirements of a candidate for that position.
B. Any[councilman] councilmember who removes hisor her
residence from the county or district from which elected,or is convicted of a
felony,shall immediately forfeit his or heroffice.
Section 3.19. District Election and Reappointment.
A. The first election by separate council districts shall be in the
12rimar
y election of 2014,
B. The year 2021 and every tenth year thereafter shall
reapportionment years.
C. An initial council apportionment commission shall
be constituted on or before the first day of April, 2013. A council
reapportionment commission shall be constituted on or before the first day of July
of each reapportionment year or whenever real2vortionment is required by court
order. The commission shall consist of seven members. The members of the
commission shall be-appointed by the mayor and confirmed by the council.
The initial council apportion Lnent commission shall.be
CRC 2011 - 17
responsible for designating the geographic boundaries of the council districts
provided for above. The council reapportionment commission shall be,
resconsible for the reapportionment and redistricting of those districts.
The commission shall elect a chair from among its members.
Any vacancy in the commission shall be Filled in the same manner as for an
original appointment. The commission shall act by the maiori!y vote of its
membership and shall establish its own procedures. Ng member of the
eligible commission shall be to become a candidate for election or appointment to
the council in the initial election held under anv apportionment or
reapportionment plan adopted by the commission.
The commission shall be furnished all necessary technical and secretarial
services. The mayor and the council shall appropriate funds to enable the
commission to carry out its
D. In effecting the initial a2l2ortionment and each subsequent
reapportionment the commission shall be -guided by and comply with all
applicable Federal and State laws.
E. On or before Februga I of the year following appointment. the
commission shall file with the county clerk an apportionment or reapportionment
plan, which shall become effective upon its filing,
R Any registered voter`may petition the proper court to
compel by mandamus or otherwise,the apprggriate person or persons to perform
their duty or to correct any error made in the apportionment or reapportionment
121an or the court may take such other action to effectuate the purposes of this
section as it may deem approl2riate. Any such petition must be Filed within forty-
rive calendar days after the filing of the 121a—n.
G. The commission's tenure shall end upon the fifin&of its
plan."
(Deleted material is bracketed.• new material is anderlined)
2. Ballot Question I.-
Option A-
1) Effective 2014, she#four of the seven council members be elected by districts(North Shore,
Eastside, South Shore/Central, Westside)and three of the seven council members be elected at-large,
with a commission to be appointed in 2013 to establish district apportionment, and shall 2021 and every
tenth year thereafter be a district reapportionment year?
2) If partial-districting of the council is approved, shag council members elected by district serve two-
year terms and council members elected at4arge serve four-year terms?
Option B-
1) Effective 2014, shag four of the seven council members be elected by districts(North Shore,
Eastside, South Shore/Central,Westside)to serve two-year terms, and three of the seven council
members be elected at-large to serve four-year terms,with a commission to be appointed in 2013 to
establish district apportionment, and shall 2021 and every tenth year thereafter be a district
reapportionment year?
Ballot Question 2--
1) Shall the term of office for councilmembefs be limited to a total of eight years?
49
Subcommittee Report
On
(Proposed Amendment for Council Partial-Districting)
Date & Location of Subcommittee Meeting:
Thursday, March the 22=, 5:3OpnmatTiano^s Restaurant, Uhue, HI
/Nobsno County money or/unds were spent/orthis,neetinxz/
Attending Commissioners:
�
Mrs. Carol Suoam:a (Subcommittee ChairiMember
Mr. James Nishida,]t, Member
Mr. Ed Justus, Member
Reason for Subcommittee:
At the Commission meeting on 03/21/2012, Mr. Justus presented a proposal for amending
Sections 3,02-.04 and creating a Section 3.19 for the purposes of creating partial districting for the
Council. The Commission voted to establish a Subcommittee to examine Mr.Justus's proposal and
present to the Commission its recommendations.
Summary of Discussion:
Mr.Justus explained his proposal, and reason for proposing it, tothe subcommittee. Mr.Justus
explained that during his campaign for Council in 2010, he met many people in the community that
stated they wanted some form of district representation in the Council. He explained that many
Westside residents were in favor of partial districting, but voted against it in 2006 because the
VVestsNe and South Shore were made as one seat, whereas East and North each had their own seat.
His reasoning for presenting his amendment with four seats as compared to the previously proposed
five or three seats was that four seats better fit with the island communities natural view of the island
as four segments: North Shore, Eastside,South Shore, Westside—different from the State's three and
the historic five. He further explained that districts could help the people in those particular districts
have a point person to whom they could address their issues for the community. He also explained
that by having the district seats as the majority onthe [ound|, itvvou|daUmw/theat-|argernennbersto
be required to hear the voice of the districts in order for a majority votetopess.
The subcommittee discussed at length the pros and cons mf the proposal, potential
shortcomings, potential benefits, alternate methods of districting(including the proposal byJonathan
]ay\, reasons for maintaining of current structure,various numbers of districts for partial districting,
Hawaii state's counties Council structuring, council structures nationwide,their own personal polling
results for partial districting, history of proposals for partial-districting(finding twice proposed by
Council |^Q2, '9O1and twice proposed by Charter Commission ['96, '061), meanings of voting number
differences for each previous proposal, and potential for voter approval. The subcommittee decided
CRC 2011-17 b
0- lb
that if the proposal by Mr.Justus was to be discussed, it should be in its simplest form: dealing only
with partial districting, not increasing of term lengths or imposing of limits. The point was made that if
this Commission decides not to put iton the ballot, the partial-district proposal likely would again
come up. Mr.Justus stated that, given how continually the districting issue comes up, there is
evidently growing and continuing need to have the Council more responsive to those that elect them.
The subcommittee agreed that partial-clistricting only one possible way to answer that need,but not a
guarantee that itwould.
In addition to the two proposals for Council districting by Mr.Justus and Jonathan Jay,the
subcommittee discussed two alternate options: the creation of Neighborhood Boards; or the creation
ofa permanent Council Regional Committee. The subcommittee discussed these options further and
decided the best course was to present the four main options to the Commission to decide how to
proceed on addressing this apparent need for better interaction with and better responsiveness from
the Council.
Proposal from the Subcommittee:
The subcommittee hereby suggests to the Commission the following four options as methods to
answer the reoccurring need of better responsiveness from the Council:
1) Partial Districting of the Council (proposal by Mr.Justus)
The Council would consist of seven (7) members,three (3) elected at-large and four(4)elected
by district. Voters could vote for all three at-large seats, and only one seat for the district that
they reside in. A district apportionment committee would be created after the passing of the
amendment to define the boundaries of the districts and a reapportionment committee would
be created every ten years thereafter, after each census.
2) At-Large Districting of the Council (proposal by Jonathan Jayj
The Council would consist of seven (7) members,each member residing in only one (1)of the
seven /7\districts across Kauai County. Voters could vote for all seven at-large district seats,
regardless of where they resided. /\district apportionment committee would be created after
the passing of the amendment to define the boundaries of the districts and a reapportionment
committee would be created every ten years thereafter, after each census.
3) Neighborhood Boards(proposal from subcommittee)
Each town would have a group of citizens, either elected or appointed,that would form a board
or committee which would meet regularly to discuss and address the needs of their community.
This could either bean entity below the County in governance, or could be an entity that
reports its findings to the County, perhaps either specifically to the Council or Mayor or both,
with possibly the requirement that either(or both)would be required to act in addressing the
issues the Board brings up. There|s question esto what power the County has brcreStesuch
an entity, and furthermore what scope of powers would such a Board have.
(aal
4\ Council Regional Committee (proposalfroM subcommittee)
The Council would be required by the charter to have a "Regional Committee",whereupon
each of the seven council members would either volunteer or be assigned to be the
representative for one of the seven °regionm° of the island. Each council member would be
required Cogo out to their assigned region, perhaps once a month or every two months, and
hold a meeting where community members could voice their concerns and ideas, Each council
member would then report back to the regional committee what the community's input was
and take action to address these needs. At each community meeting, each council member
would also report back to the community what actions were taken by the regional committee
to address their issue. Additionally, each council person would be the point-person to whom
citizens of each region would address their concerns to, be it by phone, email, mail, or
otherwise, between the regularly scheduled meetings, [Drafter's Suggestion: this amendment
could occur/n Section IQ7, os "Sub'secdonG, /(It was discussed also that/t could bepossible
bz combine this proposal with the Neighborhood Board uption.)
Conclusion of Mggtin
Subcommittee ChairSuoavva asked Mr.Justus if he would be willing to write up the subcommittee's
proposal. Mr. Justus agreed. Meeting ended sometime after 8:OOprn.
Subcommittee Report Drafted by Commissioner Justus
,Z�aved By:
Carol Suzow4 Subcommittee Chair
James Nishida,1c, Member 1,I)tv
Ed Justus, Member
County Council- Partial Districting (Four District/Three At-Large)
1. "Section 3.02. Composition. There shall be a council of seven members (elected at-large].
Three members shall be elected at-large by all registered voters in the county. Each of the
other four members shall reside in and shall be elected from a separate council district by
registered voters residing in that separate council district.
Section 3.03. Terms. The terms of office of[councilmembers] council members shall be for two
years beginning at twelve o'clock meridian on the first working day in December following their
election. No person shall be elected to the office for more than four consecutive two year
terms.
Section 3.04. Qualifications.
A. To be eligible for the council, a person must be a citizen of the United States and must have
been a duly qualified [elector] registered voter of the county for at least two years
immediately preceding his or her filing candidacy papers for election [or appointment]. In
addition, those candidates for the council who intend to represent one of the four council
districts must state which district they intend to represent and that they have been a
registered voter of that district for the preceding ninety days. Should a council member
move from, or be removed from any of the seven council positions from which that person
was elected any replacement appointee must meet all requirements of a candidate for that
position.
B. Any [councilman] council member who removes his or her residence from the county or
district from which elected, or is convicted of a felony, shall immediately forfeit his or her
office.
Section 3.19. District Election and Reappointment.
A. The first election by separate council districts shall be in the primary, election of 2016.
B. The year 2021 and every tenth year thereafter shall be district reapportionment years.
C. An initial council district apportionment commission shall be constituted on or before the
first day of April, 2015. A council district reapportionment commission shall be constituted
on or before the first day of July of each district reapportionment Year or whenever district
reapportionment is required by court order. The commission shall consist of seven
CRC 2011-17 c.
members. The members of the commission shall be appointed by the mayor and confirmed
by the council.
The initial council district apportionment commission shall be responsible for designating
the geographic boundaries of the council districts provide for above. The council district
reapportionment commission shall be responsible for the reapportionment and redistricting
of those districts.
The commission shall elect a chair from among its members. Any vacancy in the
commission shall be filled in the same manner as for an original appointment. The
commission shall act by the maiprity vote of its membership and shall establish its own
procedures. No member of the commission shall be eligible to become a candidate for
election or-appointment to the council in the initial election held under any apportionment
or reapportionment plan adopted by the commission.
The commission shall be furnished all necessary technical and secretarial services. The
mayor and the council shall appropriate funds to enable the commission to carry out its
duties.
Q. In effecting the initial apportionment and each subsequent reapportionment,the
commission shall be guided and comply with all applicable Federal and State Laws.
E. on or before February 1 of the year following appointment, the commission shall file with
the county clerk an apportionment or reapportionment plan, which shall become effective
upon its filing.
F. Any registered voter may petition the proper court to compel, by mandamus or otherwise,
the appropriate person or persons to perform their duty or to correct any error made in the
district apportionment or reapportionment plan, or the court may take such other action to
effectuate the purposes of this section as it may deem appropriate. Any such petition must
be filed within forty-five calendar days after the filing of the plan.
G. The commission's tenure shall end upon the filing of its plan."
(Deleted material is bracketed;new material is underlined)
IVA
2. Ballot Question —
Effective 2016, shall four of the seven council members be elected by districts (North,
East, South/Central, West) and three of the seven council members be elected at-large,with a
commission to be appointed in 2015 to establish district apportionment, and shall 2021 and
every tenth year thereafter be a district reapportionment year?
County Council- Seven Districts, At-Large
1. "Section 3.02. Composition. There shall be a council of seven members [elected at-large]. All
members shall be elected at-large by all registered voters in the county. Each of the seven
members shall reside in and shall be elected from a separate council district.
Section 3.03.Terms. The terms of office of[councilmembers] council members shall be for two
years beginning at twelve o'clock meridian on the first working day in December following their
election. No person shall be elected to the office for more than four consecutive two year
terms.
Section 3.04. Qualifications.
A. To be eligible for the council, a person must be a citizen of the United States and must have
been a duly qualified [elector] registered voter of the county for at least two years
immediately preceding his or her filing candidacy Papers for election for appointment]. In
addition, candidates for the council must state which district they intend to represent and
that they have been a registered voter of that district for the preceding ninety days. Should
a council member move from, or be removed from, any of the seven council positions from
which that person was elected, any replacement appointee must meet all requirements of a
candidate for that position.
B. Any [councilman] council member who removes his or her residence from the county or
district from which elected, or is convicted of a felony, shall immediately forfeit his or her
office.
Section 3.19. District Election and Reappointment.
A. The first election by separate council districts shall be in the primary election of 2016.
B. The vear 2021 and every tenth year thereafter shall be district reapportionment years.
C. An initial council district apportionment commission shall be constituted on or before the
first day of April, 2015. A council district reapportionment commission shall be constituted
on or before the first day of July of each district reapportionment year or whenever district
reapportionment is required by court order. The commission shall consist of seven
members. The members of the commission shall be appointed by the mayor and confirmed
by the council.
CRC 2011-17 d.
OD
'I
The initial council district apportionment commission shall be responsible for designating
the geographic boundaries of the council districts provide for above. The council district
reapportionment commission shall be responsible for the reapportionment and redistricting
of those districts.
The commission shall elect a chair from among its members. Any vacancy in the
commission shall be filled in the same manner as for an original appointment. The
commission shall act by the maiorily vote of its membership and shall establish its own,
procedures. No member of the commission shall be eligible to become a candidate for
election or appointment to the council in the initial election held under any apportionment
or reapportionment plan adopted by the commission.
The commission shall be furnished all necessary technical and secretarial services. The
mayor and the council shall appropriate funds to enable the commission to carry out its
duties.
Q. in effecting the initial apportionment and each subsequent reapportionment,the
commission shall be guided and comply with all applicable Federal and State Laws.
E. on or before February 1 of the year following appointment,the commission shall file with
the county clerk an apportionment or reapportionment plan, which shall become effective
upon its filing.
F. Any registered voter may petition the proper court to compel, by mandamus or otherwise
the appropriate person or persons to perform their duty or to correct any error made in the
district apportionment or reapportionment plan,or the court may take such other action to
effectuate the purposes of this section as it may deem appropriate. Any such petition must
be filed within forty-five calendar days after the filing of the plan.
G. The commission's tenure shall end upon the filing of its plan."
(Deleted material is bracketed; new material is underlined)
2. Ballot Question —
Effective 2016, shall ft4wr efthe-seven council members be elected by districts at-large
(North, East, South/Central, West) and thFe ef the seven eewneil fnember-s be eleeted at 1 b
with a commission to be appointed in 2015 to establish district apportionment, and shall 2021
and every tenth year thereafter be a district reapportionment year?
Revised 6/18/12
0 •
OFFICE OF THE PROSECUTING ATTORNEY
COUNTY OF KAUM, STATE OF HAWAII
3990 KAANA STREET, SUITE 210, LTHU'E, HI 96766
TEL: (808)241-1888 FAX: (808)241-1758
prosecutor(��,kauai.gov
OF iA Shaylene Iseri-Carvalho
Prosecuting Attorney
Jake Delaplane Sam Jajich
First Deputy Prosecuting Attorney Second Deputy Prosecuting Attorney
April 10, 2012
TO: Charter Review Commission
FR: Prosecuting Attorney Shaylene Iseri-Carvalho
RE: Proposed Charter Amendments Relating to the Office of the County Attorney
The Office of the Prosecuting Attorney hereby submits to the Charter Review
Commission the following proposed amendments to the Charter as it relates to the Office of
the County Attorney.
Throughout the past several years,the OPA and numerous other County Agencies and
Departments have experienced serious difficulties in being represented by a County
Attorney's Office that frequently ignores their ethical and professional duty to avoid
conflicts of interest. For these reasons, the OPA is requesting an agenda item to discuss
amending Article VIII of the Kaua'i County Charter to include language mandating the
avoidance of conflicts of interest,as well as language that provides for the appropriate
procedures to follow when a conflict arises. In support of this request,the OPA provides
the following suggested language for Article VIII:
Sec._-y Conflicting Representation Prohibited
(a) The county attorney shall not represent a county client if the representation of that
client will be directly adverse to another county client, unless:
(1) The county attorney reasonably believes the representation will not adversely
affect the relationship with the other client, and
(2) Each client consents after consultation.
(b) The coun4, attorney shall not represent a county client if the representation of that
client may be materially limited by the county attorneys responsibilities to another
county client or to a third person, or to the county attorney's own interests, unless:
(1) The county attorney reasonably believes the representation will not be adversely
affected, and
O The client consents after consultation.
Deputy Prosecuting Attorneys:
Lisa R.Arin Melinda K.Mendes Gary Nelson
fared Auna John H.Murphy Ramsey Ross
Lance Kobashigawa Rebecca A.Vogt
Ati Fqiial Opportunity Employer CRC 2012-05
a a
Sec. Mandatory Disclosure and Engagement of Special Counsel.
(a) Prior to each instance of representation, the county attorney shall conduct an
assessment to ascertain whether the representation constitutes a conflict or potential
conflict as defined in section--—, Conflicting Representation.
(h) The county attorney shall disclose to the client the conflict or potential for conflict at
the outset of each instance of representation. The disclosure shall anticipate all
reasonably possible scenarios and shall include an explanation of the implications of
the common representation and the advantages and risks involved.
(c) Following disclosure,, the office of the county attorney shall allow affected clients
who do not consent to the concurrent representation to consult with and retain
independent counsel.
(d) Independent counsel shall be retained in accordance with the procurement law and
the county charter, and the fees established through a method by the procurement
law. Independent counsel fees shall be paid from the special counsel appropriation
in the budget of the office of the county attorney. If the funds in the special counsel
appropriation are insufficient, fees will be paid from the funds designated by the
county council.
(e) The county attorney's duties to assess conflicts, disclose conflicts or the potential for
conflicts and allow consultation and retention by independent counsel shall continue
throughout the representation.
Sec. Penalties.
In addition to penalties prescribed by/a-vv, any laivyer violating this provision may be subject to
termination. The termination process shall be initiated by the County Council bypassing a
resolution ordering the Mayor to terminate the County Attorney. Furthermore, the County
Council shall transmit a letter to the Office of Disciplinary Counsel to disbar the County
Attorney.
Sec.— -- No Conflict with Federal or State Law.
Nothing in this Article shall be interpreted or applied so as to create any requirement, power or
duty in conflict with any federal or state law.
SECTION 3, Severabiliiy. If any provision of this Article, or the application thereof to any
person or circumstance is held invalid, the invalidity does not affect other provisions or
applications of the Article which can be given effect without the invalid provision or application,
and to this end the provisions of this Article are severable."
Mahalo,
Shaylene Iseri-Carvalho
Prosecuting Attorney
(19 0
ARTICLE VIII
COUNTY ATTORNEY
Section 8 . 01. Organization. There shall be an office of the county
attorney which shall be headed by the county attorney.
Section 8 . 02 . Appointment and Removal. The county attorney shall
be appointed and may be removed by the mayor, with the approval of
the council .
Section 8 . 03. Qualifications. The county attorney shall be an
attorney licensed to practice and in good standing before the
supreme court of the State of Hawaii and shall have engaged in the
practice of law in the State for at least three years .
Section 8 . 04 . Powers, Duties and Functions . The county attorney
shall be the chief legal adviser and legal representative of all
agencies, including the council, and of all officers and employees
in matters relating to their official powers and duties, and he
shall represent the county in all legal proceedings . He shall
perform all other services incident to his office as may be
required by law.
Section 8 . 05. Deputy County Attorneys. The county attorney shall
have the power to appoint such deputy county attorneys and
necessary staff as shall be authorized by the council and within
the appropriation made therefor. Such deputies shall serve at the
pleasure of the county attorney.
Section 8 . 06. Special Counsel. The council may, by vote of five
members, authorize the employment of special counsel for any
special matter necessitating such employment. Any such
authorization shall specify the compensation, if any, to be paid
for said services.
Section 8 . 07 . 'Service of Legal Process. Legal process against the
county shall be served upon the county attorney or any of his
deputies.
Suggested Changes to County Attorney(Article VU|) from Community Input:
8.O2—Appointment and Removal—Both the Mayor and the Council shall have the oowf L to GpL2 Lnt
disciplin?, and remove the County Attorney. The mayor moy apgoint and remove the CountyAttorney
with the vote of 213 approycl Lrom the Council.Also, the Council moy ag2oint cnd remove the Count
AttorneZ with a vote of two-thirds majority, with the approval of the MaZor. if the Mayor does not
cpl2rove either the appointment or the removal of the County Attorney, the Council has the power to
override Mayor's approval with a full cpproval vote of the Council,
8.03 —shaU have engaged in the practice of law |n the State of Hawai for atheas',
[three jfiveyems.
&O4—Powers, Duties, and Functions_He or she shall ensure that the county, in all itsparts, is operating
in accordance with all county, state, and federol laws.
Q.__— (Concept is that there will bea mediation team for the County. All lawsuits against
,the county shall first be given the option of employing mediation to resolve issues, |f the issues are not
resolved,then it shall gotocourt)
8.__—Yearly Review_The County Attomey shall be subject to the reappointment process(exactly one
year to the date of apgointment or reapgointmenVjor speci Lied date each yecrIj The CountZ Attome
shall only be reappointed with o two-thirds maLority approval vote Lrom the Council and conLirmed b
the MaZor. During this 2rocess, the Council, in the gresence of the Mayor and Prosecuting Attornev,
sholl review the actions of the County Attorney in order to determine whether or not he or she hos
qj2gropriatelZ served their Lunction. It the County Attorney is not reappointed he or h sh
immediatelZ forfeit his or her office. In the interim until the next County Attorney hos been a222�2.ted
the First De2uty CountZ Attorney shall serve as Acting-County Attorney.
O.__—Special Review—It the County AttorneZ has taken an action or given on opinion or c unselthatis
either illeggl or contrary to low, it shall immediatelZ reguire a special review by the Council, in the
,2resence OL the MaZor and the Prosecuting Attorney, for the removal of the CountZ AttomejL
Revised 6115-8112
OFFICE OF THE PROSECUTING ATTORNEY
COUNTY OF KAUA'L STATE OF HAWAII
3990 KAANA STREET, SUITE 210, LTHU'E. HI 96766
TEL: (808)241-1888 FAX: (808)241-1758
prosecutorgkauai.1,ov
OF It Shaylene Iseri-Carvalho
Prosecuting Attorney
Jake Delaplane Sam Jajich
First Deputy Prosecuting Attorney Second Deputy Prosecuting Attorney`
April 10, 2012
TO: Charter Review Commission
FR: Prosecuting Attorney Shaylene Iseri-Carvalho
RE: Proposed Charter Amendments Relating to the Police Department
The Office of the Prosecuting Attorney hereby requests an agenda item on the April
23, 2012 Charter Review Commission Agenda relating to a proposed amendment to Article
X1 of the Kaua'i County Charter. The OPA is requesting an item discussing an amendment
to the Article X1 of the Charter providing for a Senior Legal Adviser, appointed by the Police
Chief, to serve as legal adviser and counsel for the Police Chief. Specific language of this
Charter Amendment will be provided from testimony submitted at the Charter Review
Meeting.
Mahalo,
�a s�.� —
Shaylene Iseri-Carvalho
Prosecuting Attorney
CRC 2012-06
Deputy Prosecuting Attorneys:
Lisa R.Arin Melinda K,klendes Gary Nelson
Jared Auna John H.Murphy Ramsey Ross
Lance Kobashigawa Rebecca A.Vogt
ran Equal Opportunity Employer
0
ARTICLE XI
POLICE DZPAR2WENT
Section 11 . 01 . Organization. There shall be a police department
consisting of a police commission, a chief of police and the
necessary staff. (Amended 1984)
Section 11. 02 . Police Commission. The police commission shall
consist of seven members appointed by the mayor with the approval
of the council. The commission shall hold regular public meetings
at a designated time and place. (Amended 1984, 2006)
Section 11. 03. General Powers of the Commission. The police
commission shall:
A. Adopt such rules as it may consider necessary for the
conduct of its business and the regulations of matters relating to
the goals and aims of the department.
B. Review the annual budget prepared by the chief of police
and may make recommendations thereon to the mayor.
C. Receive, consider and investigate charges brought by the
public against the conduct of the department or any of its members
and submit a written report of its findings to the chief of police
within ninety days.
D. Refer all matters relating to administration of the
department to the chief of police.
E. Adopt such rules to regulate political activities of the
members of the police department . (Amended 1984)
Section 11. 04 . Chief of Police. The chief of police shall be
appointed by the police commission. He may be removed by the
police commission only after being given a written statement of
the charges against him and a hearing before the commission. The
chief of police shall have had a minimum of five years of training
and experience in law enforcement, at least three years of which
shall be in a responsible, administrative capacity. He shall make
such reports from time to time as the commission shall require,
and shall annually make a report to the commission of the state of
affairs and condition of the police department. (Amended 1984)
Section 11. 05 . Powers, Duties and Functions . The chief of police
shall be the administrative head of the police department and
shall:
A. Be responsible for the preservation of the public peace,
prevention of crime, detection and arrest of offenders against the
law, preservation of life, protection of the rights of persons and
property, and enforcement and prevention or violations of law.
B.. Train, equip, maintain and supervise the force of police
officers.
C.111. Be responsible for traffic safety and traffic safety
education.
D. Serve process both in civil and criminal proceedings.
E. Perform such other duties as may be required by law or as
may be assigned by the commission.
F. Promulgate rules and regulations necessary for the
organization and internal administration of the department .
(Amended 1984)
Section 11. 06. Discipline and Removal. The dismissal, suspension,
or demotion of any police officer or employee in the police
department shall be under procedures set forth by civil service
laws and regulations. (Amended 1984)
Section 11. 07 Appeals. Appeals from personnel actions shall be in
accordance with the applicable collective bargaining agreement
executed pursuant to the provisions presently contained in
Chapters 76 and 89 or the Hawaii Revised Statues. (Amended 1984)
3
0
OFFICE OF THE PROSECUTING ATTORNEY
COUNTY OF KAUAT STATE OF HAWAII
3990 KAANA STREET, SUITE 210, LIHU'E, HI 96766
TEL: (808)241-1888 FAX: (808)241-1758
prosecutorCwkauai.gov
Shaylene Iscri-Carvalho
Jake Delaplane Prosecuting Attorney Sam Jajich
First Deputy Prosecuting Attorney Second Deputy Prosecuting Attorney
2. Proposed Revisions to other Sections of the Charter as it relates to the autonomy_
and hierarchical OPA within the framework of the CounV
Government
The Charter also contains multiple provisions under Article XIX that seem to
require the Prosecuting Attorney,as a department head,to submit her budget to the
Mayor for approval before being sent to the Council for consideration and adoption.
This structure is illogical, duplicates efforts,and creates the unusual situation in
which one elected official (the Mayor) has direct control over the budget of another
elected official (the Prosecuting Attorney).
The Mayor is typically not,and is not required to be,an attorney or law
enforcement official and has no training or background in the criminal justice
process. Thus,the decisions as to whether certain budget items or expenditures
relating to the specialized functions of the OPA are appropriate should not rest
wholly or in part with the Mayor. Rather,these questions should be submitted
directly to the County Council,a body of elected officials with clearly delineated and
specified powers to research,solicit testimonial evidence,and evaluate these types
of specialized budget requests.
Currently,the OPA engages in both types of budget submittals, one to the
Mayor's Office pursuant to Article XIX Section 19.02 B of the Charter,and another to
the County Council through submitting testimony during the public hearing process
pursuant to Section 19.07A of the Charter. This process is not only duplicative,but
extremely time consuming. Since the Mayor's review often takes place in February
of each year,the OPA typically begins preparing its budget proposal in January. After
the Mayor's review,the OPA makes any appropriate changes or revisions in order to
present to the Council during their review process,which usually occurs during
April. Since the Council doesn't vote on the Budget until May,this means that the
budget preparation process for the OPA stretches out over a 5 month period. This
process should be streamlined by allowing the OPA to submit its budget directly to
council rather than going through the Office of the Mayor.
For this reason,we're asking that Article XIX Section 19.02E be amended to
read as follows:
CRC 2012-07
Deputy Prosecuting Attorneys:
Lisa R.Arm Melinda K.Mendes Gary Nelson
Jared Anna John 1-1,Murphy Ramsey Ross
Lance Kobashigawa Rebecca A.Vogt
An Fqual Opportunity Employer
0 a
On or before the date specified by the mayor, the apr2ointed department heads of
each county department, office or agency shall furnish the mayor with estimates for
the ensuing fiscal year covering the revenues and expenditures of the department,
office or agency, together with such information as the mayor may request
For these reasons,the OPA respectfully requests appropriate revisions and
amendments to Article XIX of the Charter to eliminate the OPA's required budget
submittal to the Mayor and allow for direct submittal to the Council for
consideration and adoption. The OPA may submit additional proposed language for
discussion at the April 23, 2012 meeting in a separate attachment.
Mahalo,
Shaylene Iseri-Carvalho
Prosecuting Attorney
ARTICLE XXX
FINANCIAL PROCEDURES
Section 19 . 01 . Fiscal Year. The fiscal year shall begin on the
f first day of July and end on the thirtieth day of June of the
succeeding year. (Amended 1992)
Section 19 . 02 . The Proposed Annual Budget ordinance.
A. The proposed annual budget ordinance, consisting of the
operating and capital budgets for the ensuing fiscal year, shall
be prepared by the director of finance and submitted by the mayor
to the council, together with a budget message and any proposed
revenue measure, on or before the fifteenth day of March of each
year. If the fifteenth day of March falls on a Saturday, Sunday,
or legal holiday, the proposed annual budget ordinance shall be
submitted on the prior working day.
on or before May eighth of each year, the mayor may submit
one communication to the council which suggests modifications to
the proposed annual budget ordinance. The communication shall
describe the mayor' s suggested modifications to the proposed
annual budget and the reasoning justifying such modifications.
(Amended 1980, 1992)
B. on or before the date specified by the mayor, the head of
each county department, office or agency shall furnish the mayor
with estimates for the ensuing fiscal year covering the revenues
and expenditures of the department, office or agency, together
with such other information as the mayor may request .
Section 19 . 03 . The proposed and adopted annual budget ordinance
shall be a balanced budget, the total expenditures and
appropriations shall not exceed the estimated revenues and other
resources. (Amended 1992)
Section 19. 04 . The operating budget shall include salaries,
materials and supplies, including equipment and fixtures,
necessary for the upkeep, maintenance and operation of the
departmental or agency functions and other expenses incident to
the operational requirements of the department or agency.
Section 19 . 05 .
A. The capital budget shall reflect and fund the capital
program to be undertaken during the ensuing fiscal year from
a 9
current revenues; provided, however, that any project or projects
to be financed by bond fund proceeds to be undertaken during the
fiscal year shall be included and reflected as part of the capital
program.
B. Amendments to the capital budget shall constitute and be
effective to amend the capital program. (Amended 1992)
Section 19 . 06 . Budget Message. The mayor' s budget message shall
explain the budget in fiscal terms and in terms of work to be
done. It shall outline the proposed financial policies of the
county for the ensuing fiscal year and describe the most important
features of the budget plan. It shall indicate any major changes
in financial policies and in expenditures, appropriations and
revenues as compared with the fiscal year currently ending, and
shall set forth the reasons for the changes.
Section 19 . 07 . Consideration and Adoption by Council .
A. Upon receipt of the proposed annual budget, the Council
shall immediately publish a notice in a newspaper of general
circulation in the county, setting forth (1) a summary of the
estimated revenues, including any new sources of revenues, and
expenditures; (2) that copies of the budget are available at the
office of the county clerk; (3) the date, time and place at which
the council will commence its public hearings upon the proposed
budget, which shall not be less than ten days after the date of
the publication of such notice.
Upon receipt of the mayor' s communication which suggests
modifications to the proposed annual budget ordinance, the council
shall hold a public hearing on the mayor' s communication
suggesting modifications to the proposed annual budget ordinance.
The public hearing shall comply with the provisions of Chapter 92,
Hawaii Revised Statutes, as amended. After the public hearing and
before final reading of the proposed annual budget ordinance, the
council shall approve, deny, or receive the suggested
modifications in the mayor' s communication.
Upon the conclusion of the hearings, the council may reduce
any item or items in the mayor' s proposed budget by a majority
vote and may increase any item or items therein or add new items
thereto by an affirmative vote of two-thirds of the entire
membership. The council shall pass on final reading the annual
budget ordinance on or before the seventh day of June of the
fiscal year currently ending. If final reading is not taken on or
prior to such day, the annual budget ordinance as submitted by the
mayor on or before March 15 shall be deemed to have been enacted
as the budget for the ensuing fiscal year.
B. Amendments to the adopted annual budget ordinance may be
submitted by the mayor, unless otherwise provided, and considered
by the council under the same procedures prescribed in Section
19 . 07A for the enactment of the operating budget ordinance, but no
amendment shall increase the aggregate of authorized expenditures
to any amount greater than the estimate of revenues for the fiscal
year. (Amended 1992)
Section 19 . 08 . Administration and Enforcement of the Annual Budget
ordinance.
A. The enactment of the annual budget ordinance shall
constitute an appropriation of the sums specified therein for the
purposes and from the funds indicated. Such appropriation shall be
considered valid only for the fiscal year for which made, and any
part of such appropriation which is not encumbered or expended
shall lapse at the end of the fiscal year, except that
appropriations to the fund established by paragraph C of section
19 . 15 shall not lapse, but shall remain in the fund, accumulating
from year-to-year. Agencies authorized to make expenditures under
the annual budget ordinance may proceed without other authority
from the council to incur obligations or make expenditures for
proper purposes to the extent that the moneys are available and as
allotted.
B. Immediately following the enactment of the annual budget
ordinance, the heads of all agencies shall submit to the director
of finance schedules showing the expenditures anticipated for each
quarter of the fiscal year.
C. The approval of an expenditure schedule by the mayor shall
constitute a budgetary allotment which shall, unless a revision
thereof is approved by the mayor, be binding upon such agencies
and the director of finance shall approve or issue no requisition,
purchase order, voucher or warrant that is not in accordance with
such allotment.
D. The allotment herein provided may be altered at any time
by the mayor. The mayor shall direct appropriate revisions in
allotments to keep expenditures within the revenues received or
anticipated.
E. Any part of an allotment which is not expended or
encumbered shall be deemed reallotted for the next allotment
period.
F. The mayor may at any time transfer an unencumbered
appropriation balance or portion thereof within a division or
between divisions in the same department . Transfers between
departments, boards or commissions shall be made only by the
council by ordinance adopted pursuant to Section 19 . 07B, upon the
recommendations of the mayor. (Amended 1992, 1996, 2002)