HomeMy WebLinkAbout2013_0823_Minutes Open_APPROVEDCOUNTY OF KAUAI
Minutes of Meeting
OPEN SESSION
Approved as circulated 10/25/13
Board/Committee:
BOARD OF ETHICS
Meeting Date
I August 23, 2013
Location
Mo`ikeha Building, Liquor Conference Room 3
Start of Meeting: 1:00 p.m.
End of Meeting: 2:15 p.m.
Present
Chair Kathy Clark; Secretary Warren Perry; Members: Kurt Akamine; Paul Weil
Also: Deputy County Attorney Nicholas Courson; Boards & Commissions Office Staff: Support Clerk Barbara Davis; Administrator
Paula Morikami; Administrative Aide Teresa Tamura, Deputy County Engineer Lyle Tabata
Excused
Vice -Chair Calvin Murashige; Members Mark Hubbard and Brad Nagano
Absent
SUBJECT
DISCUSSION
ACTION
Call To Order
Chair Clark called the meeting to order at 1:00
p.m. with 4 members present which constituted a
quorum.
Approval of
Minutes
Regular Open Session Minutes of July 19, 2013
Deferred to 9/20/13 meeting due to Mr. Weil's
abstention and lack of a majority vote.
Request for
Advisory
Opinion
RAO 13 -006 Request dated Julv 29, 2013, from Lvle Tabata, Deputv
Chair Clark recused herself on this item and
requested a deferral to the September meeting
for lack of a majority vote.
County Engineer for the Department of Public Works, as to whether there is
a conflict of interest for him to act as the RME for a local General
Contracting firm while acting in his current capacitv for the Department of
Public Works
RAO 13 -007 Letter dated August 12, 2013, from Wavne Katavama,
Planning Commissioner, requesting an advisory opinion regarding whether
he may accept a request from the County Clerk (on behalf of
Councilmember Gary Hooser) to appear before the County Council's
Economic Development (Sustainability /Agriculture /Food /Energy) &
Intergovernmental Relations Committee regarding Bill No. 2491 to answer
questions related to the possible impact the Bill may have on Kauai Coffee
Company and for his input as stakeholder on the island
Board of Ethics
Open Session
August 23, 2013 Page 2
SUBJECT
DISCUSSION
ACTION
Deputy Attorney Courson stated that Mr. Katayama sent his apologies for
his absence. Attorney Courson said that Section 20.02 D of the Charter
states that officers shall not appear in behalf of private interests before any
county board, commission, or agency. Mr. Katayama is technically an
officer since he is a Planning Commissioner. County Attorney opinions in
the past have consistently been that the Charter has to be read in
conjunction with the Ordinances because the Charter says the Council shall
by ordinance adopt and make from time to time, revise, and amend such
complimentary provisions as may be necessary to supplement the Code of
Ethics (Section 20.04 D). Section 3 -1.7, County Code, covers conflicts of
interest. Mr. Katayama has been asked to speak on the GMO bill and
government employees do give up some of their rights to the First
Amendment protections, even an unpaid volunteer who is an officer of the
County. Traditionally even a government employee is allowed to speak on
matters of public concern that do not relate to his job. The GMO bill is
certainly a matter of public concern on this island and Mr. Katayama's job,
as far as the government goes, is a Planning Commissioner and the two do
not intersect. It is the opinion of the County Attorney, to apply this rule
against a Planning Commissioner in this context is a possible Constitutional
violation but that advice puts this Board in a difficult position because if the
vote is that it is not a violation, it technically is. To do a motion based on
Counsel's advice the Board would not render an opinion. Attorney Courson
explained that there was nothing nefarious going on or any real gain with
this request. If we allow that to be the rule we run into some Constitutional
problems and practical problems where you get absurd results; you
volunteer to be on a board or commission and you cannot speak. Private
interest can be defined quite broadly.
Mr. Weil asked what Constitutional interests were being violated. Attorney
Courson said the First Amendment right to freedom of speech. Mr. Weil
said no one was stopping him from speaking; it is a limited appearance in
Board of Ethics
Open Session
August 23, 2013 Page 3
SUBJECT
DISCUSSION
ACTION
which he carries the imprimatur of being a County employee. Attorney
Courson said, in general a public employee or not, just because you became
a public employee does not mean you are not allowed to speak publically.
There is no de facto rule that says public employee — no right to speak. Mr.
Weil said he reacted because Counsel used that phrase as if it was all
encompassing and overpowering.
Based on Counsel's advice, Chair Clark asked for a motion that the Board
would not be rendering an opinion.
Mr. Perry made the motion that there was no
conflict. Motion died for lack of a second.
Mr. Akamine made the motion that the Board of
Ethics does not render an Advisory Opinion on
the matter of RAO 13 -007. Mr. Weil seconded
the motion for the purpose of discussion.
Mr. Akamine asked what the ramifications would be for the Board of Ethics
or the County if an Advisory Opinion is not rendered; is there anything that
requires the Board to render an Advisory Opinion. Attorney Courson said
not that he was aware of. If an Advisory Opinion is not rendered it would
be a finding of no breach in this instance; it would not be setting a
precedence. Attorney Courson said if the Board votes that this is a conflict,
but Mr. Katayama appears anyway and says he is not resigning from the
Planning Commission, and the Board has to deal with this as a Charter
violation it could be raised that he has freedom of speech and counters with
a 1983 lawsuit in which it becomes a real problem. The downsides of
allowing him to speak when the Council has specifically twice requested
him seems to be nil versus what the Board risks. As a fallback position he
can get by the conflict rules but he can't get by the over - arching "you can't
talk if you happen to be a County employee ".
Mr. Akamine said if the Board may be at risk if they go one way or the
Board of Ethics
Open Session
August 23, 2013 Page 4
SUBJECT
DISCUSSION
ACTION
other should this be put as an Executive Session to hear from the Counsel
for the Board. Attorney Courson said they could but he would only be
expounding on what has already been said.
Mr. Weil did not think the Board would get anything different from what
has already been said. Mr. Weil asked what doors they were opening as to
future requests if the Board does not render an opinion. Attorney Courson
did not believe there would be any because if a request lapse for any
number of reasons then it lapse; there is no opinion and that particular
action is valid, but there is no precedential value so it is not opening a door.
Mr. Perry pointed out it was not a matter that Mr. Katayama wants to speak
in front of the County Council. He is being asked to share whatever
information he has as a professional for the benefit of the County Council.
In looking at the provision "appear" Mr. Perry said he looks at "in behalf of
private interest ". He is not appearing in behalf of private interest; there is
no representation, there is no advocacy on the part of Kaua'i Coffee. Mr.
Perry does not see any conflict when any member of a board or commission
is requested by the County Council to provide information. He would not
be violating appearing in behalf of private interest. Mr. Perry said the
Board should not duck their responsibilities; they have the Code of Ethics,
the ordinances and the Rules of Practice and Procedure.
Mr. Akamine said this particular Bill (No. 249 1) does affect Mr.
Katayama's place of employment. Based on that argument there is a
conflict of interest, not directly, but indirectly based on his testimony,
which may influence how the Council votes on this matter.
Attorney Courson asked if the conflict was within Mr. Katayama's capacity
as a Planning Commissioner because it has to be viewed from that nexus,
Board of Ethics
Open Session
August 23, 2013 Page 5
SUBJECT
DISCUSSION
ACTION
not that he is Kaua'i Coffee.
Mr. Akamine pointed out that several years ago the Board issued an
Advisory Opinion on the same issue that no employee or officer of the
County can appear. Mr. Akamine said he understood that as related to or
unrelated to their capacity. Attorney Courson said he did see that opinion,
but believes that rule is too broad and will run afoul of first amendment
protections because government workers do not give up all their rights;
particularly on matters of public concern.
Mr. Perry said any legislation passed by our County affects each and every
single one of us —the budget bill, taxes. This piece of legislation may affect
Kaua'i Coffee, but it will affect anybody who is in the (inaudible). The
question is whether Mr. Katayama is advocating, representing, or appearing
in behalf of; he is not, he is providing information, given his expertise, and
therefore Mr. Perry did not see a conflict.
Mr. Weil said what Mr. Perry said raises the question of why does Council
want Mr. Katayama's opinion if not because of his involvement with Kaua'i
Coffee.
Mr. Perry said the letter requests Mr. Katayama's presence to answer
questions related to the possible impact the Bill may have on Kaua'i Coffee
Company and his input as a stakeholder on the island.
Motion that the Board of Ethics does not render
an Advisory Opinion on the matter of RAO 13-
007 failed 3:1 (nay - Perry)
Attorney Courson said the issue with deferring this matter in terms of
avoiding a possible lawsuit, Mr. Katayama has been requested to speak
September 9. Mr. Katayama will not have an answer and be forced to
choose either to appear and possibly fact a conflict or quit the Planning
Board of Ethics
Open Session
August 23, 2013 Page 6
SUBJECT
DISCUSSION
ACTION
Commission) and remove the conflict. If he is forced to quit that is an issue
as well.
Mr. Weil stated for the record his vote was based solely upon Counsel's
expressed opinions and no other basis because he thinks there is a conflict.
Mr. Akamine suggested that if there is a matter of public and County
importance that the Chair considers scheduling a special meeting before
September 9 to address this request.
Disclosure
a. Hugh A. Strom (Board of Water Supply)
Mr. Akamine moved to receive Disclosure a. and
deem complete. Mr. Perry seconded the motion.
Motion carried 4:0
Executive
Attorney Courson read the purpose for the Board
Session
to go into Executive Session for items ES -012,
ES -013, ES -7, ES -002 and ES -011 as fully
described in the posted agenda.
Mr. Akamine moved to go into Executive
Session at 1:24 p.m. Mr. Perry seconded the
motion. Motion carried 4:0
Mr. Akamine moved to invite staff and guests as
required into the meeting. Mr. Perry seconded
the motion. Motion carried 4:0
Return to Open
Ratify Board of Ethics actions taken in Executive Session for items:
The Board resumed in Open Session at 2:11 p.m.
ES -012, ES -013, ES -7. ES -002, and ES -011
Session
Mr. Perry moved to ratify the Board's actions
taken in Executive Session.
ES -012 and ES -013 — Executive Minutes of 6/21
and 7/19 deferred to September for lack of a
majority vote
Board of Ethics
Open Session
August 23, 2013
Page 7
SUBJECT
DISCUSSION
ACTION
ES -7 — Informal hearing concluded; findings to be
issued
ES -002 — On -going
ES -011 — On -going
Mr. Akamine seconded the motion. Motion
carried 4:0
Announcements
Chair Clark noted that on advice from Council, the Board should look at a
special meeting to reconsider the Katayama issue.
Staff to check availabilities and schedule a
meeting accordingly before September 9
Neat Regular Meeting: Friday, September 20, 2013 — 1:00 p.m.
Adjournment
Mr. Perry moved to adjourn the meeting at 2:15
p.m. Mr. Akamine seconded the motion.
Motion carried 4:0
Submitted by:
Barbara Davis, Staff Support Clerk
O Approved as is.
O Approved with amendments. See minutes of
Reviewed and Approved by:
meeting.
Kathy Clark, Chair