HomeMy WebLinkAbout2013_0826_Minutes Open_APPROVED COUNTY OF KAUAI
Minutes of Meeting
OPEN SESSION
Approved as circulated 9/18/13
Board Committee: SALARY COMMISSION Meeting Date August 26, 2013
Location Mo'ikeha Building, Meeting Room 2A 2B Start of Meeting: 9:00 a.m. End of Meeting: 9: 52 a.m.
Present Chair Charles King. Members: Robert Crowell; Randy Finlay; Sheri Kunioka-Volz (9:05 a.m.); Jo Ann Shimamoto
Also: First Deputy County Attorney Amy Esaki; Boards & Commissions Office Staff: Support Clerk Barbara Davis; Administrator
Paula Morikami; Administrative Aide Teresa Tamura. Also present: Director of Finance Steve Hunt, HR Specialist Janine Rapozo;
Acting Director of DPS/HR Tom Takatsuki and HR Specialist II Kathy Tanita
Excused Vice Chair Michael Machado
Absent
SUBJECT DISCUSSION ACTION
Call To Order Chair King called the meeting to order at 9:02
a.m. with 4 members present
Approval of Open Session Minutes of June 17, 2013 Mr. Crowell moved to approve the minutes as
Minutes circulated. Mr. Finlay seconded the motion.
Motion carried 4:0
Ms. Kunioka-Volz entered the meeting at 9:05
a.m.
Business SC 2013-02 Discussion and possible decision-making on amendments to
Resolution 2012-3 and on establishing salary caps for the fiscal year
2014/2015 for Council members and all officers and employees included in
Section 3-2. 1 of the Kauai County Code (On-going)
a. Comparison of Executive Pay Rate for Counties
b. Letter dated 8/13/13 from Mayor Bernard P. Carvalho. Jr., asking the
Salary Commission to consider freezing the salary cap for appointed and
elected officers of the County for FY 2014/2015
Chair King noted that the previous Resolutions were included in the meeting
packet along with a comparison of the executive pay rates for the different
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counties. Written testimony from the Office of the Prosecuting Attorney
was received at that time and distributed to the members prompting Chair
King to ask if that was normal procedure. The Staff assured the Commission
that they strive to receive as much information as possible ahead of time.
Chair King also noted that the Commission had received a letter from the
Mayor requesting they hold off on the salary caps. Chair King asked Mr.
Hunt to provide the Commission with his testimony.
Mr. Hunt informed the Commission he would be speaking on two accounts.
One would be to ask once again to defer any recommendations they may
have for salary increases for the elected officials and appointed officers. The
second is to clarify language that speaks to maximum salary or maximum
compensation, which often is used interchangeably, and deals with such
items as car allowances and uniform and gun cleaning allowances that go to
our appointed and elected officials. As Director of Finance, Mr. Hunt stated
he knows firsthand the financial challenges the County is facing. In order to
balance the budget for fiscal 2014 the Administration recommended several
increases in taxes and fees to bring the revenues closer in line to the
expenditures. Despite cutting approximately $8 million in expenditures
from the prior year's budget, the County is still nearly $14 million short in
revenue to balance the General Fund budget. The majority of the balancing
was done through increases to real property taxes, which accounts for nearly
80% of the General Fund revenue. There were two revenue enhancement
proposals that included increasing the tipping fees for Solid Waste and the
Vehicle Weight tax increase; both of which did not pass. As we move
towards getting a sustainable budget where the revenues are equivalent to the
expenditures,there is still a lot of work to be done.
Fiscal '14 budget was balanced using approximately $11.8 million from the
unassigned fund balance, which essentially is our savings account.
However, that balance is now down to $54 thousand. While the County
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expects Fiscal '13, when the CAFR (Comprehensive Annual Financial
Report) is completed,to provide approximately $12.5 million in lapsed
funds. A significant portion of those funds will be used to pay for
unbudgeted collective bargaining agreements with Police, Fire, and HGEA
13. Since the Fiscal '14 budget was an attempt to practice budget to actual
expenditures, rather than the past practice of budget to budget, future lapsed
funds if any will be substantially lower. This means other revenue sources
will be needed to replace funding that has come traditionally from the lapsed
fund balance. Most noticeably this will likely have a major impact on the
direction of Fiscal Year '16 budget, which will rely on balances from our
lapsed funds from Fiscal Year '14 and is anticipated to be much, much
smaller.
With regard to maximum salary versus maximum compensation there needs
to be greater clarity in the Salary Commission's Resolution to articulate
certain compensation for elected officials and appointed officers that are
governed by this Commission. Certain compensation items such as car
allowances, uniform cleaning and gun cleaning are simply being paid out
through payroll as taxable wages or salary. As Director of Finance, Mr.
Hunt said he is not opposed to these compensation items in principle;
however he is opposed to self-governance with respect to setting the
amounts or terms of this additional compensation. For those either elected
or appointed, it is Mr. Hunt's opinion that this body should be charged with
establishing the policy for additional compensation. Currently the
authorization for additional compensation, above and beyond mere salaries,
is coming from the budget process, which is again self-governed. Mr. Hunt
humbly asked the Salary Commission to consider this request by
incorporating them into future Salary Resolutions.
Mr. Finlay asked what the sentence(s)would say to satisfy the concerns
about getting control over the extra expenses.
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Mr. Hunt said the County Attorney Amy Esaki could help craft that
language. In concept they would be looking at an allowance for automobiles
rather than a reimbursable expense because it cumbersome for certain
members to be tracking all their reimbursable mileage and submitting that.
Traditionally it had been done through an allowance, but when the salaries
were transferred to this Commission the additional compensation was not
really looked at. Mr. Hunt thought the Commission should be setting those
limits as part of the Resolution stating the salary limitation, as well as the
additional compensation allowable items for Police, Council, and certain
members that have been getting those benefits.
Mr. Finlay said an easy way would be to take the term "salary caps" and
make it"total compensation caps". Mr. Hunt said that would work if they
were elevated and incorporated into that but he did not know if the
Commission wanted to look at it as a separate line item or just incorporate it
into the maximum compensation, and increase it by the amount of those
benefits they are currently receiving.
Mr. Finlay noted that not all of the positions have those compensable
expenses. Mr. Hunt said that was correct.
Questioned on the caps, Mr. Hunt said currently there is a cap on the salary
alone. But they are also receiving as part of their payroll in one case an auto
allowance and in other cases uniform and gun cleaning that goes directly as
taxable wages. If you incorporate that into their salary it may actually
exceed the salary cap. In principle, Mr. Hunt is not against the allowance; it
is just a matter of who is the authorizing authority, which should be the
Salary Commission and not through the budget process.
Chair King asked who would be the authority to determine who receives the
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car allowance. Mr. Hunt said if it is a collective bargaining agreement it is
not an issue because it is not governed by salary. It is the elected and
appointed that this body should be reviewing as to who is eligible.
Asked how it is justified, Mr. Hunt said in the case of Councilmembers they
are currently given a $500 a month vehicle allowance. Beginning in May
they stopped taking it at Mr. Hunt's recommendation since it needed to be
looked at as a reimbursable, which is allowed because of the maximum
compensation. Maximum salary and maximum compensation were used
interchangeably in the Resolution and that was viewed as additional
compensation and shows up on the payroll as such, which put them in excess
of the cap and why it was stopped as of May. Now they are eligible to
submit for reimbursement, however commute miles from home to the
Council is not considered compensable. But when they travel from the
Council office to Kekaha for a meeting in the capacity of a Councilmember
that round trip would be reimbursable and they could track and submit
mileage, which is what they have been doing since May. It is very
cumbersome to track miles and submit receipts so it would be easier going
back to an allowance, but the allowance is essentially the budget process.
Attorney Esaki recommended an Executive Session at the next meeting to go
over the details of the Charter requirement as it relates to the responsibilities
of the Salary Commission.
Chair King asked Mr. Hunt to provide the Commission with a list of
positions receiving the allowance. Chair King stated an allowance should
not be in the salary process and it should not be taxed. Mr. Hunt said when
it is submitted as a reimbursable it is not taxed. From a tax perspective it is
more beneficial if they meet the threshold that they are currently receiving,
which could be reviewed to see how much of that mileage is actually being
utilized for reimbursement and what should be set as a general policy.
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Asked how the mileage allowance is set now, Mr. Hunt said it is based on
the Federal guideline.
Ms. Kunioka-Volz asked if there were County vehicles the Councilmembers
would be able to utilize. Mr. Hunt said they currently are not using County
vehicles; they are using their personal vehicle, which is why the allowance
was established. It is a ways off, but the County is looking at establishing a
motor pool of County vehicles to get better utilization of the fleet.
Ms. Shimamoto asked for an explanation of how an allowance works. Mr.
Hunt said they were getting the allowance on their pay stubs as taxable
wages and salaries in the allowance amount, which exceeds the cap because
of that compensation rolling into their salary.
Asked about the gun cleaning, Mr. Hunt said it is not reimbursable. They
are given funding to have their guns cleaned.
Mr. Crowell asked how the allowances are determined for the uniform and
gun cleaning. Mr. Hunt said they receive the same levels as the collective
bargaining staff.
Chair King asked for an explanation of budget to past practice. Mr. Hunt
said in the past practice of budgeting the County has always looked at the
last year's budget, what the fiscal needs are this year and always compared
budget to budget, which is not a measure of performance because if you are
underperforming and have funds that lapse year after year, particularly in
salaries and vacancies, that is essentially a padded budget providing funds to
work from. We used a three year analysis to establish the Fiscal '14 budget
by looking at Fiscal Years '12, '11, and '10 as the baseline and factored in
and made adjustments for growth in departments. The former lapsed
moneys will have one more year as Fiscal '13 was still based on the budget
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to budget practice. It is anticipated that about $12 to $12 1/2 million in
lapsed funds will come in, but$11.8 million of that was used to balance
Fiscal '14 budget. It is almost status quo with the exception that based on
one resolved but not funded and two yet unresolved collective bargainings,
we still have to fund Fire and HGEA, and find about $1.55 million for Police
out of the pool of funds. We had a fund balance from a refinance of our
bonds of about $2.1 million as a fund balance in our debt fund, which we
will not have for Fiscal '15. We are chasing the $2.1 million we had in fund
balance as well as what will be pulled out for collective bargaining, and
whatever is left will essentially be available to balance next year's budget
with the anticipation that we will only have that luxury for one more year.
Come Fiscal '16 we will have to find a source of revenue or find expenditure
cuts to come back in line for Fiscal'16's budget.
Chair King asked if the only way this changes is with increased property
values. Mr. Hunt said it is the expansion of the base, so if there is a lot of
new construction that adds to the base, a combination of new construction
and appreciating values will bring in more revenue, assuming rates stay the
same and everything else is status quo.
Chair King inquired about the State TAT. One of the misnomers about the
TAT is if the occupancy is up the room rates are up and you should be
getting more revenue; the State has capped the amount we receive which is
$13.85 million in TAT revenue, which from a percentage basis is our second
largest source of revenue at 11.82% of the budget. Between property taxes
at 80% and TAT at 12%that is the bulk of the budget. To put more on the
backs of the taxpayer for collective bargaining and salary increases we are
getting close to the elasticity point. We taxed about 13.5%higher this year
to raise $11 million in new revenue in property taxes compared to last Fiscal
Year.
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Questioned on Kaua'i's participation in furlough, Mr. Hunt said the County
did participate but was one of the first to come off furloughs. It was very
inefficient because overtime kicks in and you are filling positions at time and
a half The actual savings was nominal, if any, so furloughs are not
necessarily the answer. Ms. Kunioka-Volz noted that the State cut the
overtime and did furlough for two years. Mr. Hunt said for a smaller size
County we do not have the redundancy so it results in the lack of service or
shutting down hours earlier.
Chair King said he knew the request was not to raise the salary caps but he
feels it is proper to put out a pay scale that is based on the person's job
responsibilities and how they perform; how the employer wants to pay to
that maximum is something else, and it seems like everyone pays to the
maximum. If the Commission raised it, would that still follow? Mr. Hunt
thought there would be more pressure internally from some of the appointees
to get closer to that amount and raising it would give more authority to the
appointees who have not had a raise for a long time. Certain departments are
asking to have that increase like the Prosecuting Attorney who does not fall
under our control. They actually operate independently so they could
potentially go up and hit those maximums.
Mr. Finlay asked what percentage of the County's annual budget goes to
salaries across the board. Mr. Hunt said salaries,fringe, health, retirement—
the whole cost of an employee from the general fund source is about 80%.
Mr. Finlay said if the County is forced into a position of finding
expenditures that is the target, and of the 80%what percentage is bargaining
versus what the Salary Commission controls. Mr. Hunt did not have those
figures available but said it would be very nominal; although the pay scale is
much higher the body counts are much lower, somewhere maybe around 6%
to 8%.
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Attorney Esaki reminded the Commission that there is a cap as relates to the Mr. Finlay moved to receive the letter of 8/13/13
deputies as compared to the department head and that is State statute; she from the Mayor and the letter of 8/23/13 from
will get that information for the Commission. the Prosecuting Attorney. Ms. Shimamoto
seconded the motion. Motion carried 5:0
Mr. Crowell asked, relative to the deputies' salaries, does that also apply to
department heads or just the attorneys. Attorney Esaki said it is for all
department heads but there is a cap for all deputies.
Chair King felt this deserved more than one meeting unless the Commission
goes by the Mayor's letter.
Mr. Finlay said he is prepared to go by the Mayor's letter and would be
prepared to make a motion to follow the Mayor's terms, but they could also
take care of the clarification of compensation and salary at the same time.
Mr. Finlay stated he would like to see a draft of a Resolution that would
follow the Mayor's guidelines and clarify the salary/compensation issue and
have that motion ready for the next meeting.
Ms. Shimamoto asked if the Salary Commission was the body to take care of
what Mr. Hunt addressed. Attorney Esaki said this is the only body that
determines the compensation or salary for all of the appointed and elected
officers; otherwise it would be a Charter amendment.
Mr. Finlay said it could be as simple as taking the current Council's salary
cap, adding a$500 per month allowance to it and make that their total
compensation cap, which would clarify the issue for the Director of Finance.
Attorney Esaki said they could add another paragraph to the Salary
Resolution to accomplish that.
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Mr. Finlay said he thought that was what the Director of Finance was asking
for; some way to put a lid on that little thing before it does get out of hand.
Other than that the motion would pretty much reflect the Mayor's language
for the next year.
Ms. Kunioka-Volz asked if there was a Definition section where this could
be clarified. Attorney Esaki clarified that Ms. Kunioka-Volz was referring
to salary versus compensation. In the Charter, Attorney Esaki believed those
words are used interchangeably. Chair King said if they added another
definition that would be a Charter amendment; Attorney Esaki agreed.
Mr. Crowell asked where the $500 comes from. Attorney Esaki said the
Charter requires reimbursement and does not give an amount.
Mr. Hunt addressed this issue noting that currently the authority for the
allowances comes through the budget process, which is the Council. It has
continued to rollover and at the time the Salary Commission took over the
responsibility for the executive salary, the allowance was a component that
was left within the budget. Mr. Hunt questions by what authority.
Ms. Shimamoto said it says it is authorized as a reimbursable and Mr. Hunt
was saying it is not being handled that way. Mr. Hunt said the County is
authorizing it as a reimbursable because Councilmembers use their personal
vehicles to attend events on behalf of their position. The $500 covers
vehicle use, maintenance, insurance, oil and gas. Asked if Councilmembers
are compensated for meals, Mr. Hunt explained that if it is the same day
travel they do not, but if it is multiple days there is a schedule that will
account for meals. They can submit for up to $20 in reimbursables on same
day travel put it does not kick in as an actual paid out until it is an overnight
travel. The bargaining units get the $20 meal allowance paid out whether
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they submit receipts or not.
Asked what the gun cleaning and uniforms cleaning allowance was, Mr.
Takatsuki confirmed that it was $420 for gun cleaning and $300 for uniform
cleaning or $720 annually.
Mr. Finlay stated he came to a very clear point and they are going to separate
the two resolutions. One Resolution will speak to hold the salaries at their
current rate for another year. A separate Resolution will take care of the
compensation allowances so that one little minutia detail does not drag down
the bigger one. Mr. Hunt told the Commission he will work with the Mr. Finlay moved that the Salary Commission
Attorney to identify the positions that would be eligible for those particular propose a Resolution to hold the salary caps for
allowances and identify the amounts. one more year. Ms. Shimamoto seconded the
motion. Motion carried 5:0
Attorney Esaki asked for clarification on the motion with regard to a salary
cap for one year and asked if the cap went to July 1, 2014, or July 1, 2015.
Mr. Finlay said the current Resolution is in effect through June of next year;
this Resolution would be for the following Fiscal year. Attorney Esaki asked
if the cap would be lifted July 1, 2015. Chair King said there would be
meetings prior to then to decide what to do at that point. Mr. Finlay pointed
out that Council had asked the Salary Commission to make those
Resolutions in a timely manner so they can prepare the budgets accordingly.
Mr. Finlay made a second motion to have the
Attorney Esaki pointed out that for the Councilmembers, the Resolution does Director of Finance and the Attorney's Office
not go into effect until the following term. draft language for the Salary Commission's
review to resolve the additional expenses type of
issues in the hope of putting it into a global
Resolution. Ms. Kunioka-Volz seconded the
motion.
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Attorney Esaki said according to the Resolution 2012-3 the maximum salary
scheduled to become effective on July 1, 2013, was deleted so there is no
start date for the cap. If the Commission wants to keep it until next year you
can still use the same Resolution. Then the next year when you wish to
increase it you can amend the Resolution. Attorney Esaki said originally the
cap on the increases would have lifted on July 1, 2013, but Resolution 2012-
3 deleted the July 1, 2013, so the salaries are frozen. If the proposal is to
keep the salaries frozen until July 1, 2015, there is no need to touch the
Resolution. It can be a separate Resolution addressing the allowances.
Mr. Finlay said the Commission needs some way to communicate with the
County and the budgeters that the salary cap is going to remain in effect for
at least another fiscal year. Mr. Finlay said even though it may be in the
Resolution,the County needs to know so they can budget properly and know
that the Commission is not going to come back in November and raise
everything.
Chair King asked if that would be in the form of a Resolution or a memo.
Attorney Esaki said probably a memo because the Resolution already states
there is no salary increase until such time as the Commission decides there
should be a salary increase. Otherwise it may be confusing when they look
at the Resolution and ask what was intended. Chair King said the memo
would be more to the effect that the Commission does not intend to increase
any salaries. Attorney Esaki said the next year when they decide a salary
increase is appropriate then the Commission would amend the Resolution.
Chair King reiterated that the salary freeze would be communicated by
memo to Council and rather than a motion to draft a Resolution covering
allowances that is just a request to the Finance Director and the Attorney. Mr. Finlay moved to receive the Comparison of
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Attorney Esaki said at the next meeting they can review the draft of a Pay Rates. Mr. Crowell seconded the motion.
Resolution addressing the allowances. Motion carried 5:0
Chair King noted he had received a nice communication from OIP on the
Sunshine Law and asked Attorney Esaki to circulate it to all the
Commissioners.
Next Meeting Wednesday, September 18, 2013, 9:00 a.m. —Mo'ikeha Building, Meeting
Room 2 A/B
Adjournment Mr. Crowell moved to adjourn the meeting at
9:52 a.m. Ms. Shimamoto seconded the motion.
Motion carried 5:0
Submitted by: Reviewed and Approved by:
Barbara Davis, Support Clerk Charles King, Chair
(X ) Approved as circulated 9/18/13
( ) Approved with amendments. See minutes of meeting.