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HomeMy WebLinkAboutResolution No. 2015-55COUNTY COUNCIL COUNTY OF KAUAI � e5jotutt"Otl No. 2015-55 RESOLUTION AUTHORIZING A PERFORMANCE AUDIT OF THE KAUAI HUMANE SOCIETY, PURSUANT TO SECTIONS 3.12(B) AND 32.02(A)(2), KAUAI COUNTY CHARTER WHEREAS, Section 3.12(B) of the Kauai County Charter ( "Charter ") authorizes the Council of the County of Kauai ( "Council ") to conduct performance audits of any or all offices, agencies, departments, programs, and operations for which the County is responsible, through the hiring of a qualified in -house auditor or through the hiring of a qualified auditor or both; and WHEREAS, Section 32.02(A)(2) of the Charter authorizes the Office of the County Auditor to conduct or cause to be conducted, performance audits of the funds, programs, and operations of any agency or operation of the County of Kauai ( "County ") as requested by the Council by Resolution; and WHEREAS, under the provisions of the Hawaii Revised Statutes ( "H.R.S. ") Sections 143 -15 and 143 -16, the County is directed to contract with the Kauai Humane Society for the seizure and impounding of all unlicensed dogs, and for the maintenance of a shelter or pound for unlicensed dogs, and for lost, strayed, and homeless dogs, and for the destruction or other disposition of seized dogs not redeemed as provided under H.R.S. Chapter 143; and WHEREAS, the County entered into Contract No. 9274 with the Kauai Humane Society ( "Contract No. 9274 ") to meet the provisions of H.R.S. Chapter 143; and WHEREAS, the Council has been made aware of the excessive complaints against the Kauai Humane Society, involving the unfair treatment of employees, the existence of a hostile work environment, the policies governing euthanasia, and the high turnover throughout the organization, including that of skilled and experienced employees, as well as several Executive Directors; and WHEREAS, the acts for which the Kauai Humane Society has been publically scrutinized involve many services that are funded, either entirely or in part, by the County; and WHEREAS, Ordinance No. B- 2015 -796 relating to the Fiscal Year 2015 -2016 Operating Budget appropriates $150,000 for forensic auditors & other professionals, which may be used for the purpose of conducting performance audits; now therefore, 1 BE IT RESOLVED BY THE COUNCIL OF THE COUNTY OF KAUAI, STATE OF HAWAII: SECTION 1. Authorization. Pursuant to Sections 3.12(B) and 32.02(A)(2) of the Kauai County Charter, the Council of the County of Kauai hereby authorizes the Office of the County Auditor to conduct a performance audit of the funds, programs, and operations of the Kauai Humane Society for the purpose of addressing and evaluating the overall contract, management, and use of County funding for services pursuant to the terms of Contract No. 9274 and H.R.S. Chapter 143. SECTION 2. Process. Section 32.02(A)(2) of the Kauai County Charter authorizes the Office of the County Auditor to conduct performance audits of the funds, programs and operations of any agency or operation of the County as requested by the Council by Resolution. SECTION 3. Preliminary Scope of Work: The overall purpose of the performance audit is to facilitate an objective and systematic examination of the use of County funds for services provided by the Kauai Humane Society under the terms of Contract No. 9274. The independent audit shall be contracted and administered by the Office of the County Auditor. The audit is to be conducted pursuant to Generally Accepted Government Auditing Standards ( "GAGAS "). As it relates to the services provided by the Kauai Humane Society under the terms of Contract No. 9274, the following items should be addressed within the general scope of the performance audit: 1. Provide an independent assessment of the Kauai Humane Society's internal controls. 2. Identify deficiencies and material weaknesses of the Kauai Humane Society's programs. 3. Ensure that County funds are being used exclusively towards services required by the contract as evidenced by a separate accounting of records and that no co- mingling of funds is occurring. 4. Provide recommendations or options as to how and whether the services provided through the contract can be performed more cost effectively in -house by the County of Kauai, with the possibility of limiting the use of the Kauai Humane Society (i.e. only as an animal shelter). 5. Recommend changes to the organization, the management, and processes which will produce greater efficiency and effectiveness in meeting the objectives of the programs or operations. - 2 The performance audit shall include a final written report which shall be filed with the Office of the County Clerk that will include its recommendations and findings. The performance audit final report shall be made available to the County Administration and deemed a public record, subject to applicable laws. The Council shall not be compelled to fund, but shall also consider, any subsequent request by County Councilmembers or the County Administration, to adopt any portion of the audit recommendations as deemed appropriate and is found to be in the best interest of the public. BE IT FURTHER RESOLVED THAT copies of this Resolution be transmitted to Bernard P. Carvalho, Jr., Mayor, Mauna Kea Trask, County Attorney, Ken M. Shimonishi, Director of Finance, the Kauai Humane Society Board of Directors, and Penny Cistaro, Executive Director of the Kauai Humane Society. BE IT FINALLY RESOLVED THAT this Resolution shall take effect upon its approval. Introduced by: V: \RESOLUTIONS \2014 -2016 TERM \Humane Society Audit CNT:aa MEL RAPOZO Certificate Of Z(boption Ve berebp certify that Regolution moo. 2015 -55 bnag abopteb by the Councit of the County of Raua`i, -6tate of 30abnai`i, 111)u`e, Raua`i, j�abuai`i, on August 5, 2015. Dateb 08 -06 -2015 3 L�A Cljairman & �-- ibing Officer z1pe Pap (Ecuzeb Reca .5eb cljocb X A9ooger X Ragawa X Ranegljiro X Ruali`i X 3Rapo3o X Pubimura X ZOO[ 7 0 0 0 MEL RAPOZO Certificate Of Z(boption Ve berebp certify that Regolution moo. 2015 -55 bnag abopteb by the Councit of the County of Raua`i, -6tate of 30abnai`i, 111)u`e, Raua`i, j�abuai`i, on August 5, 2015. Dateb 08 -06 -2015 3 L�A Cljairman & �-- ibing Officer