HomeMy WebLinkAbout2019_0412_BOE OP Minutes Approved
COUNTY OF KAUAI
Minutes of Meeting
OPEN SESSION
Approved as circulated 5/17/19
Board/Commission: BOARD OF ETHICS Meeting Date April 12, 2019
Location Mo‘ikeha Building, Liquor Conference Room 3 Start of Meeting: 1:00 p.m. End of Meeting: 2:47 p.m.
Present Chair Dean Toyofuku, Vice Chair Mia Shiraishi, Secretary Susan Burriss. Member: Mary Tudela, Ryan de la Pena, Maureen Tabura
Also: Deputy County Attorney Maryann Sasaki. Boards & Commissions Office Staff: Administrator Ellen Ching and Administrative
Specialist Anela Segreti.
Excused
Absent
SUBJECT DISCUSSION ACTION
Call To Order Chair Toyofuku called the meeting
to order at 1:00p.m. with six
members present which constituted
a quorum.
Approval of
Minutes
Open Session Minutes of March 15, 2019
Ms. Burriss corrected spelling of her name in three places, Burriss has two r and two s,
and time for end of meeting on page 1 to 2:40pm. Chari Toyofuku corrected on page 1
BOE 2019-04, Chair Toyofuku read Charter section should be 20.05, D4.
Ms. Tudela moved to accept the
minutes of March 15, 2019 as
corrected, seconded by Mr. de la
Pena. Motion passed 4:0, 2
abstentions. Motion carried.
Communication BOE 2019-09 Possible conflict of interest and recusal dated March 14, 2019, from Ross
Kagawa relating to Resolution No. 2019-25, Mayoral appointment of Lori K. Koga to
the Charter Review Commission.
Chair entertained motion to receive communication BOE-2019-09
Ms. Burriss moved to receive BOE
2019-09. Ms. Tabura seconded the
motion. Motion carried 6:0
Board of Ethics
Open Session
April 12, 2019 Page 2
SUBJECT DISCUSSION ACTION
BOE 2019-10 Possible conflict of interest dated March 21, 2019, from KipuKai Kuali’i
relating to Bill No. 2738, the Mayor’s proposed operating budget for fiscal year 2019-
2020 – appropriations for YWCA.
Chair entertained motion to approve to receive communications BOE-2019-10
BOE 2019-11 Possible conflict of interest dated March 21, 2019, from Arryl Kaneshiro
relating to Bill No. 2738, the Mayor’s proposed operating budget for fiscal year 2019-
2020 – appropriations for Grove Farm Co., Inc.
BOE 2019-12 Possible conflict of interest dated March 21, 2019, from Arryl Kaneshiro
relating to Bill No. 2738, the Mayor’s proposed operating budget for fiscal year 2019-
2020 – appropriations for Kaua’i Soil Conservation.
Ms. Burriss moved to receive
communication BOE 2019-10. Mr.
de la Pena seconded the motion.
Motion carried 6:0.
Ms. Shiraishi moved to receive
communication BOE 2019-11. Ms.
Burriss seconded the motion.
Motion carried 6:0.
Mr. de la Pena moved to receive
communication BOE 2019-12. Ms.
Tabura seconded the motion.
Motion carried 6:0
BOE 2019-13 Possible conflict of interest dated April 3, 2019, from KipuKai Kuali’i
related to the YWCA of Kaua’i Disaster Preparedness Improvement Project.
Ms. Tudela moved to receive
communication BOE 2019-13. Ms.
Shiraishi seconded the motion.
Motion carried 6:0.
Board of Ethics
Open Session
April 12, 2019 Page 3
SUBJECT DISCUSSION ACTION
Request for an
Advisory
Opinion
RAO 2019-01 Request for Advisory Opinion dated January 9, 2019, from Lyle Tabata
Regarding Donald Fujimoto’s outside employment.
Chair Toyofuku asked if County Clerk, Ms. Tanigawa, had any particular item that she
wanted to speak on. She replied no.
Ms. Tudela requested clarification regarding RAO 2019-01. It was clarified that they
have discussed this, but it had been deferred.
Ms. Ching stated the deferral was to review the two prior opinions that were rendered
regarding Lyle Tabata’s outside employment.
Ms. Tabura questioned why Mr. Tabata was requesting opinion and not Mr. Fujimoto.
Discussion of the form requesting the opinion and the option to refer to the Board of
Ethics. It is a policy that stands. Mr. Fujimoto did appear before the Board, but Mr.
Tabata did not.
Discussion of discussing 2019-01 with 2019-08. Ms. Shiraishi pointed out that there is
a distinguishable difference between the two, Mr. Tabata had a specific firm and Mr.
Fujimoto was broad, saying random firms and individuals.
Ms. Ching asked for the record that Member Tabura state reason for abstention.
.
Ms. Ching asked for the record that each member state reason for denying 2019-01.
Ms. Shiraishi moved to disapprove
the outside employment request as
referred by Lyle Tabata. Ms.
Tabura seconded then withdrew.
Mr. de la Pena seconded. 5:0, 1
abstention. Motion carried
Ms. Tabura stated that she was not
present and did not feel she had all
the information from the previous
meetings.
Ms. Burriss stated that the
definition of RME involves
applications in front of various
County Boards and Officers,
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April 12, 2019 Page 4
SUBJECT DISCUSSION ACTION
conflict is ever present.
Ms. Tudela supported Ms. Burris
statement and suggested they
reference 2016 Charter 20.02 E
special benefits that could
potentially create a conflict, 20.02
A, reciprocal decisions that could
reasonably tend to create conflict.
Mr. de la Pena supported motion
because Mr. Fujimoto could be self-
employed and could represent
multiple firms and individuals that
aren’t named, and because he’s
self-employed he would be
submitting permits himself rather
than someone else from the
company.
Ms. Shiraishi stated the definition
of an RME and all the
responsibilities it entails implies a
conflict, as well as the fact that he
would be applying for permits with
the County and he works for the
County, and because his request is
vague and he cannot say who he’ll
be working for. Also since he
works full time for the County the
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Open Session
April 12, 2019 Page 5
SUBJECT DISCUSSION ACTION
only time he would be able to go
and apply for permits and all the
things for this potential outside job
would be during County
employment time, do not see how
he could do both.
Chair Toyofuku stated that
understanding the definition of an
RME and considering the
department he works in and that
permits and plans and everything
else will be going to divisions and
departments in that overall
department to begin with, and
request was very broad.
Business BOE 2019-04 Substantive Disclosures Information
Discussion of responsibility of reviewing of disclosure statements and amending
disclosure statements. Charter section 20.05, D4, responsibilities. Applications have
been received incomplete, looking at clarifying that all sections needs to be completed,
if not applicable and NA or none rather than blank. Also questions regarding companies
that are unknown to Board, do we need somewhere for an explanation or just kick back
and ask for more clarification. Discuss amending form to get more details and getting a
draft from staff.
Clarified three things needing change: 1. Employer and what kind of business it is. 2.
NA, all fields must be completed. 3. List Boards and non-profits they may be sitting on
and brief description on what they do.
Mr. de la Pena moved that Boards
and Commissions staff draft a
disclosure statement with
clarification of employer and type
of business, clarifying that all
questions must be completed;
description of board, committees in
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Open Session
April 12, 2019 Page 6
SUBJECT DISCUSSION ACTION
Ms. Tudela stated that she thought a role description of what a Member does when he or
she reviews the disclosure, which is not on disclosure form, but worth that it be
documented.
Ms. Ching suggested to discuss with attorney where the role would be defined.
Ms. Sasaki suggested the administrative rules be revised, indicating clarification in
respect to the Charter.
Mr. de la Pena and Chair Toyofuku sited sections in the Charter and in the Rules that
clarify role of Board. No change needed, want to ensure consistency going further.
BOE 2018-17 Explicit recommendation on the steps to be taken at the Charter level and
the administrative level to improve the existing countywide disclosure requirement
coupled with a fine schedule.
Ms. Sasaki will email a full report to members. She verbally reported that what is
needed is to draft an Ordinance and get a pass. She’s looked at the codes from the other
Counties, there is a penalty for a late filing and if they continue to be late there’s another
penalty and so on. Some Counties have for no filing at all serious penalties and she did
not like that and did not think the members would as well. The other option would be to
draft a rule, but she does not like that option, in case it gets challenged. Draft says $100
for first late filing, $200 for the second late filing, thereafter for each additional late
filing $200 and that the person would have an opportunity to have a hearing with the
Board as to the reason they have a late filing if they chose to, with Board having
adjudication authority. Ms. Sasaki would draft ordinance, Boards and Commissions
would get it through the process.
Ms. Tanigawa, County Clerk, stated that the Ordinance process once submitted to the
detail. Ms. Burriss seconded.
Motion carried 6:0
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April 12, 2019 Page 7
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County Council takes about two months, if it falls into schedule and there’s not a lot of
discussion.
Ms. Sasaki proposed that the Ordinance should go into the County Code right before the
end of the penalty section, in Chapter 3-3.11, violation and penalties, after C and D
would become E.
Discussed where monies would go. Ms. Tanigawa explained that it depends what would
like money to be used for. If it goes into the general fund it goes to support other
County projects. Can designate it to a special fund which need to establish by ordinance
if don’t have it.
Ms. Sasaki will send draft Ordinances, one establishing a fund, one establishing a fine
schedule.
BOE 2019-08 Review Advisory Opinions RAO 13-006 and RAO 18-004.
Ms. Tudela clarified that Board is looking to amend or revoke and that is why it is
coming to review.
Ms. Sasaki stated she needs to check on the process to have an opinion to revoke the
opinions. She wants to make sure there would be a process that she needs to look into
the procedure to have decision in public files.
Ms. Tudela asked for legal definition of revocation.
Ms. Sasaki explained that she would like to see how agencies handle it.
Mr. de la Pena moved to defer BOE
2018-17 for further information and
review. Ms. Tabura seconded.
Motion carried 6:0
Ms. Burriss moved to consider
whether a method of notifying the
general public is necessary or
desirable with respect to decisions
that appear to revoke prior
decisions of the Board. Ms. Tudela
seconded. Motion carried 6:0
Ms. Shiraishi moved to revoke
RAO 13-006 and RAO 18-004.
Ms. Tudela seconded. 4:2. Motion
carried.
Board of Ethics
Open Session
April 12, 2019 Page 8
SUBJECT DISCUSSION ACTION
Ms. Tudela looked up definition and is satisfied that it is from this point in time no
longer valid.
Lengthy discussion regarding what lead to review of RAO 13-006 and RAO 18-004 and
why Board is considering revocation and should they move forward.
Mr. de la Pena stated he felt that Mr. Tabata should be given opportunity to defend
before revoking the past Advisory Opinions.
Mr. de la Pena – nay – feel that this
a different request than Mr.
Fujimoto, not only because of the
RME but also because Mr.
Fujimoto would be self-employed
and wearing multiple hats.
Ms. Tudela – aye – because leaving
it out there would be confusing for
other employees and with more
specifics of what the role entails is
concerned about potential conflicts
that could occur.
Ms. Burriss – nay – believe it is
unnecessary, what did today speaks
for itself and what was done in
2013 and 2018 is history, can’t
rewrite it.
Ms. Tabura – aye – based on
additional information, to eliminate
confusion.
Ms. Shiraishi – aye – need to clear
the record, situation is different
from Mr. Fujimoto and be dealt
separately so that all other County
employees are clear as to the
opinion, based heavily on the
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Open Session
April 12, 2019 Page 9
SUBJECT DISCUSSION ACTION
definition of RME and they are
required to conduct direct
management of the contracting
entity and supervise construction
projects and review all contracts.
This is a big role and creates a
conflict with his County
employment.
Chair Toyofuku – aye – all reasons
stated, interpretation of RME
definition, it is the Responsible
Managing Employee of the entire
company entity and any contractor
could potentially have plans,
permits, documentation that may
have to come before certain County
departments and as Deputy County
Engineer, he sits over a lot of these
departments.
Disclosures Employees
1. Kilipaki Vaughan – Deputy Fire Chief
2. Ernest Barriera – Assistant Chief Procurement Office
3. Lyle Tabata – Deputy County Engineer
Volunteers
4. Lori Koga – Charter Review Commission
5. Kurt Akamine – Board of Water Supply
6. Jen Chahanovich – Fire Commission
7. Elesther Calipjo – Board of Water
Mr. de la Pena moved to approve
#1-8. Ms. Tudela seconded.
Board of Ethics
Open Session
April 12, 2019 Page 10
SUBJECT DISCUSSION ACTION
8. Leland Kahawai – Salary Commission Motion carried 6:0
Executive
Session
There was no Executive Session
Announcements Next Meeting: Friday, May 17, 2019 – 1:00 p.m., Mo‘ikeha Building, Liquor
Conference Room 3
Adjournment Ms. Shiraishi moved to adjourn the
meeting, Chair Toyofuku adjourned
the meeting at 2:47 p.m.
Submitted by: __________________________________ Reviewed and Approved by: _________________________________________
Anela Segreti, Administrative Specialist Dean Toyofuku, Chair
( X ) Approved as circulated.
( ) Approved with amendments. See minutes of ___________ meeting.