HomeMy WebLinkAbout2019_1220_BOE OP Minutes Approved COUNTY OF KAUAI
Minutes of Meeting
OPEN SESSION
Approved as amended 1/17/2020
Board/Commission: BOARD OF ETHICS Meeting Date December 20, 2019
Location Mo‘ikeha Building, Liquor Conference Room 3 Start of Meeting: 1:00 p.m. End of Meeting: 2:03 p.m.
Present Chair Dean Toyofuku, Vice Chair Mia Shiraishi, Secretary Susan Burriss. Members: Ryan de la Pena, Maureen Tabura, Mary Tudela
Also: Deputy County Attorney Todd Jenson. Boards & Commissions Office Staff: Administrator Ellen Ching and Administrative
Specialist Anela Segreti.
Excused
Absent
SUBJECT DISCUSSION ACTION
Call To Order Chair Toyofuku called the meeting
to order at 1:00 p.m. with six
members present which constituted
a quorum.
Approval of
Minutes
Open Session Minutes of November 15, 2019
Ms. Tudela had a correction to page 2, second to last paragraph, Chair Toyofuku asked to
claify, should be clarify and later in that sentence enforce should be enforced.
Ms. Tabura moved to approve the
minutes of November 15, 2019 as
amended. Mr. de la Pena
seconded. Motion carried 6:0.
Communication None
Request for
Advisory Opinion
None
Board of Ethics
Open Session
December 20, 2019 Page 2
SUBJECT DISCUSSION ACTION
Business BOE 2018-17 Discussion and possible action by the Board of Ethics to provide explicit
recommendation(s) on how to improve the existing countywide disclosure requirement
and to discuss and propose a fine schedule for non-compliance. Review and discuss HRS
section 46-1.5(24), County of Honlulu Chapter 6 Ehics Board Sec. 3-8.5, Chapter 14
Ethics Board of Appeals.
Ellen Ching, Administrator, requested to defer this item.
Mr. de la Pena moved to defer
BOE 2018-17. Ms. Tudela
seconded. Motion carried 6:0
BOE 2019-22 Discussion and possible action by the Board to provide notice to County
employees regarding ethics requirements for former employees.
Ms. Ching requested a deferral.
Ms. Tudela moved to defer BOE
2019-22. Mr. de la Pena seconded.
Motion carried 6:0
BOE 2019-33 Discussion and possible action by the Board of Ethics to provide ethics
training for County employees.
Ms. Ching requested to defer this item.
Mr. de la Pena moved to defer BOE
2019-33 to the second quarter of
2020. Ms. Tudela seconded.
Motion carried 6:0
BOE 2019-29 Discussion and possible action by the Board of Ethics to draft language
to Amend Charter Section 20.04 A. Disclosure to submit to Charter Review
Commission for review.
Board discussed proposed amendments, deletions and amendments. Concern was raised
about the intention or definition of “regulatory employees” in the amended proposal.
Board of Ethics
Open Session
December 20, 2019 Page 3
SUBJECT DISCUSSION ACTION
Ms. Ching explained that Hawaii Island’s definition of “regulatory employees” will be
used as a template for Kauai. The amendment would be adopted in the Charter and then
the definition would be adopted in the rules. She explained that the definition of
“regulatory employees” would be part of the explanation on the ballot for the voters.
The explanation will be drafted when the Charter Review Commission decides that this
is an amendment they want to place on the ballot.
Todd Jenson, Deputy County Attorney, explained that it would be great for the Chair
and Vice Chair to be present at the Charter Review Commission meeting to persuade
them to place the amendment on the ballot or they could also write an explanatory letter
stating the purpose and intent behind the proposal.
Chair Toyofuku explained that at the meeting he attended he got the impression that they
felt this was a good move and it was their recommendation to expand department heads,
etc. He feels they will be pretty receptive.
Ms. Ching explained that the Charter Review Commisstion has a number of proposals
that they are looking at maybe six (6) maximum to put on the ballot, they feel anything
more is overwhelming. They are looking at things: 1. is it going to pass and 2. is it so
important that it should go on the ballot. In the past in general ethics proposals have
passed.
Ms. Tudela moved to accept BOE
2019-29. Ms. Tabura seconded.
Motion carried 6:0
BOE 2019-30 Discussion and decision-making on establishing a Permitted Interaction
Group (PIG). The purpose of establishing a PIG would be to establishing an ordinance
to require annual gift disclosures and that the Board will define the scope of the PIG
and each individual’s authority to establish an ordinance requiring annual gift
disclosures .
Board of Ethics
Open Session
December 20, 2019 Page 4
SUBJECT DISCUSSION ACTION
Ms. Ching explained that this is a follow-up from the State Conference and the
realization that there is not an ordinance requiring annual gift disclosures. This is to
form a sub-committee to look at drafting rules or proposals for an ordinance for annual
gift disclosures and bringing it back to the Board for discussion and adoption by Board
and on to Council to introduce and adopt it.
Board discussed members of the PIG. Ms. Tudela, Chair Toyofuku and Vice Chair
Shiraishi volunteered to be on the PIG.
Ms. Tudela moved to establish a
PIG for BOE 2019-30 and to
identify the members for the
purpose of establishing a an
ordinance for annual gift
disclosures. Ms Tabura seconded.
Motion carried 6:0
Ms. Burriss moved that the PIG
members be: Dean Toyofuku, Mia
Shiraishi and Mary Tudela. Mr. de
la Pena seconded. Motion carried
6:0
Ms. Tudela moved that the Scope of
this PIG is drafting an ordinance to
require annual gift disclosures. Ms.
Tabura seconded. Motion carried
6:0
Board of Ethics
Open Session
December 20, 2019 Page 5
SUBJECT DISCUSSION ACTION
BOE 2019-31 Discussion, review and possible action by the Board of Ethics on draft of
proposed language to amend Charter 20.05.D.2 and delete “an opinion within 45 days is
deemed a finding of no breach of the Code of Ethics.”
Board reviewed the proposed language presented in their files.
Ms. Tudela questioned how does the Board get around the 45 days.
Ms. Ching suggested that they discuss if they can only put forward one amendment,
which one would it be?
Chair Toyofuku’s opinion that this is more important, it’s not so much the 45 days, it’s
if they don’t have an opinion there’s no breach of the code.
Board discussed concern of the 45 days and what if they get a request the day before a
meeting or after the agenda has posted. Time factors and scheduling concerns.
Ms. Burris expressed that the requestor deserves a decision and the 45 days may be there
to make sure that it gets done.
Ms. Ching expressed her concerns on the impact to staff and the Board to make a
decision within 45 days or a finding of no breach of the Code of Ethics.
The Board clarified that the 45 days starts from the date of filing.
Chair Toyofuku shared that Honolulu has 30 days, but they have their own staff to
investigate. As soon as a request is filed, staff begins to work on it and the Board
receives a staff report that their staff attorney has reviewed for any legal issues. The
days is not the only issue, could change it to 60 days, it’s the fact that it’s a done deal.
No other County or the State has this clause.
Board of Ethics
Open Session
December 20, 2019 Page 6
SUBJECT DISCUSSION ACTION
Ms. Shiraishi expressed that the “shall” in the sentence prior to the change should be
changed to “should”. Discussion on using “may” or “should” and not a mandatory
“shall”.
Mr. Jenson stated that he will need to look up how the Hawaii State Supreme Court
interprets “should”. He’s not sure how it falls, more mandatory or permissive.
Ms. Shiraishi and Ms. Burriss stated that they felt it was more permissive.
Ms. Burriss suggested that instead of, “All requests for advisory opinions shall be
answered within … change it to “shall be presented to the Board of Ethics, then there is
no 45 days.
Ms. Tudela suggested adding “without delay”. She felt that people want to know that
it’s going to the next agenda.
Chair Toyofuku suggested that staff research what other counties say for reference.
Ms. Tudela suggested perhaps some language that gives it a parameter.
Ms. Burriss moved to adopt BOE
2019-31, proposed language to
Charter 20.05.D.2. Ms. Tudela
seconded. Motion withdrawn by
Ms. Burriss and Ms. Tudela.
Ms. Burriss moved to defer BOE
2019-31 and have staff research
other Counties and present to
Board at next meeting. Ms.
Tudela seconded. Motion carried
BOE 2019-32 Discussion and possible action by the Board of Ethics to delete from the
ethics rules the requirement that disclosure forms must be notarized.
Board reviewed the changes to the Disclosure Form.
Ms. Tudela clarified that the sworn statement language is appropriate to this type of
request.
Mr. Jenson confirmed that he provided the language for the statement.
Ms. Burriss moved to approve the
revised Disclosure Form. Mr. del la
Pena seconded. Motion carried 6:0
Board of Ethics
Open Session
December 20, 2019 Page 7
SUBJECT DISCUSSION ACTION
Disclosures Volunteer
1. Katherine Otsuji, Board of Review
Ms. Tabura moved to accept
Disclosure #1. Mr. de la Pena
seconded. Motion carried 6:0
Executive
Session
Chair Toyofuku entertained a motion to enter into Executive Session pursuant to HRS
§92-4, §92-5 (a) (2) and (4), §92-6 (a) (b), the purpose of this Executive Session is to
consider the evaluation, dismissal or discipline of an employee or officer of the County
in which charges have been alleged against an employee or officer where consideration
of matters affecting privacy will be involved; provided that if the individual concerned
requests an open meeting, an open meeting shall be held; and to consult with the
Board’s legal counsel on issues pertaining to the Board’s and the County’s powers,
duties, privileges, immunities, and /or liabilities as they may relate to this item,
deliberate and take such action as appropriate.
The Board moved into Executive Session at 1:55pm.
Mr. de la Pena moved to go into
executive session. Ms. Tudela
seconded. Motion carried 6:0.
Return to Open
Session
Ratify Board actions taken in Executive Session. The board resumed in Open Session
at 2:02pm
Ms. Tudela moved to ratify
decisions made in Executive
Session. Mr. de la Pena seconded.
Motion carried 6:0
Announcements Next Meeting: Friday, January 17, 2020 – 1:00 p.m., Mo‘ikeha Building, Liquor
Conference Room 3.
Adjournment Mr. de la Pena moved to adjourn the
meeting, Ms. Tabura seconded.
Chair Toyofuku adjourned the
meeting at 2:03pm
Board of Ethics
Open Session
December 20, 2019 Page 8
Submitted by: Reviewed and Approved by:
Anela Segreti, Administrative Specialist Mia Shiraishi, Chair Elect
( ) Approved as circulated.
( X ) Approved with amendments. See minutes of 1/17/2020 meeting.