HomeMy WebLinkAbout2019_0315_BOE OP Minutes Approved
COUNTY OF KAUAI
Minutes of Meeting
OPEN SESSION
Approved with amendments 4/12/19
Board/Commission: BOARD OF ETHICS Meeting Date March 15, 2019
Location Mo‘ikeha Building, Liquor Conference Room 3 Start of Meeting: 1:00 p.m. End of Meeting: 2:40 p.m.
Present Chair Dean Toyofuku, Secretary Susan Burriss. Member: Mary Tudela, Ryan de la Pena
Also: Deputy County Attorney Maryann Sasaki. Boards & Commissions Office Staff: Administrator Ellen Ching and Administrative
Specialist Anela Segreti.
Excused Vice Chair Mia Shiraishi, Maureen Tabura,
Absent
SUBJECT DISCUSSION ACTION
Call To Order Chair Toyofuku called the meeting
to order at 1:00p.m. with four
members present which constituted
a quorum.
Approval of
Minutes
Open Session Minutes of February 15, 2019
Minutes of February 15, 2019
accepted.
Communication BOE 2019-04 Substantive Disclosure Information
Discussion on disclosure information and question on responsibility of Board of Ethics.
Ms. Sasaki stated that it is the Boards responsibility to review for substantively review
for ethical conflict and not just proof read.
Ms. Tudela asked for clarification in understanding what she is looking for as far as a
conflict of interest when she is uninformed about most of what is on the form.
Chair Toyofuku read Charter Section 20.05, D4, Board of Ethics, Disclosures.
Discussion lead to looking at disclosures in categories and to seek counsel advisement
Board of Ethics
Open Session
March 15, 2019 Page 2
SUBJECT DISCUSSION ACTION
when questions arise. As well as to looking at making and/or adopting rules to existing
rules, redesigning form (Disclosure Statement); adding explanations in each section.
BOE 2019-05 Possible conflict of interest and recusal dated February 19, 2019, from
Luke Evslin relating to Bill #2733, a bill for an ordinance amending zoning designation
in Kapahi, Kaua’i (Baird Family Limited Partnership, applicant) (AZ-2018-1).
Chair entertained motion to approve to receive communications BOE-2019-05
BOE 2019-06 Possible conflict of interest and recusal dated February 19, 2019, from
Arryl Kaneshiro relating to Agenda Item C 2019-44, dedication deed by Grove Farm
Land Corp.
Mr. de la Pena moved to defer BOE
2019-04. Ms. Tudela seconded the
motion. Motion carried 4:0.
Mr. de la Pena withdrew his motion
and moved to defer BOE 2019-04
substantive disclosure pertaining to
the revision of the disclosure
statement form. Ms. Burriss
seconded the motion. Motion
carried 4:0.
Mr. de la Pena moved to receive
communication BOE 2019-05. Ms.
Tudela seconded the motion.
Motion carried 4:0.
Ms. Tudela moved to receive
communication BOE 2019-06. Ms.
Burriss seconded the motion.
Motion carried 4:0.
Board of Ethics
Open Session
March 15, 2019 Page 3
SUBJECT DISCUSSION ACTION
With no objections Chair moved RAO 2019-01 to after BOE 2019-08 and Disclosures
to now.
No objections
Disclosures
1. Lyle Tabata – Deputy County Engineer
2. Adam Roversi – Deputy County Attorney
3. Ellen Ching – Administrator, Office of Boards and Commissions
Ms. Tudela stated that no source of income was provided in Section III for #1.
Ms. Tudela moved to accept 2 & 3
as submitted. Mr. de la Pena
seconded the motion. Motion
carried 4:0.
Ms. Burriss moved to return #1 for
incomplete Section II & III. Mr. de
la Pena seconded the motion.
Motion carried 4:0.
Business BOE 2018-17 Explicit recommendation on the steps to be taken at the Charter level and
the administrative level to improve the existing countywide disclosure requirement
coupled with a fine schedule
Ms. Sasaki stated that she did not write a report and wants to discuss with Board the fine
schedule nuances. She read an example of a fine schedule encouraging compliance.
Ms. Tudela stated that she prefers that there be no discretion about fines and that there
be solid boundaries.
Ms. Sasaki quoted from the Charter re: penalties.
Ms. Tudela requested clarification of whether Board would be responsible for final
penalty or fine schedule but not involved in specific cases.
Discussion of need for a draft to see if the options to implement a fine schedule for
anyone that is not disclosing as they should. Looking at the whole section and fine
schedule and clarifying it. Want the fine to match the offense. Board requesting advice
Board of Ethics
Open Session
March 15, 2019 Page 4
SUBJECT DISCUSSION ACTION
and counsel regarding options that they may have to implement a fine schedule and what
is the correct vehicle, Board of Ethics Administrative Rules, Charter Amendment.
BOE 2019-07 Discussion regarding outside employment request form.
Ms. Ching recapped the discussion of last meeting regarding the form, HR form,
Building division form, where did it come from. Ms. Ching handed out memos from the
prior Acting Director of Personnel Services and former Mayor Bernard Carvahlo related
to the form regarding outside employment. Comparing forms from memo and form that
Mr. Fujimoto completed forms are identical except at the bottom where the HR form
handed out says employing department action: approved or refer to Board of Ethics and
form completed by Mr. Fujimoto says approved-disapproved or refer to Board of Ethics.
HR is saying that form from them is what was handed out to employees, the other is the
Public Works form. Section 20.02 is the basis of the form.
Questions arose regarding why Mr. Fujimoto appearing before the Board when request
came from Mr. Tabata and why was Board of Ethics reviewing. Ms. Ching researched
and found that memo from former Mayor Carvahlo and Section 20.02. HR form
amended by Public Works, policy stands.
Chair Toyofuku stated that the memos clarify why the Board of Ethics reviews for
conflict.
BOE 2019-08 Review Advisory Opinions RAO 13-006 and RAO 18-004
Ms. Ching recapped discussion of prior meeting regarding Mr. Fujimoto’s statements
that for “fair and equal treatment” that a favorable decision was given to a prior
individual of higher level of authority than he (Lyle Tabata) and therefore Board
discussed reviewing that and see if any correlation to his decision.
Members discussed both request, Mr. Tabata’s and Mr. Fujimoto’s. Discussed minutes
No action
No action
Board of Ethics
Open Session
March 15, 2019 Page 5
SUBJECT DISCUSSION ACTION
of 10/19/18 open meeting in regards to interview with Mr. Tabata. Confirmed that Mr.
Tabata was RME for Kauai Veterans, Trucking vs. Construction. They did not get to
detail with Mr. Tabata as did with Mr. Fujimoto.
Ms. Tudela suggested that there is a conflict with an RME.
Ms. Ching handed out information on definition of what an RME is and does.
Discussion of how he can do work of RME off County time as the only employee.
Ms. Burriss inferred that there is no circumstance under which someone who is an RME
for a construction company would not have a conflict of interest in regards to any duties
vis-a-vis his County Employment.
Ms. Ching went over handouts, Hawaii Administrative Rules, RME (Responsible
Management Employee) definition, highlighting that they are an employee, not a
consultant, they are the licensed contractor qualifying the company as a licensed
contractor. As the principle employee they are the signing authority and ultimately
responsible.
Discussion of revising, revoking or amending the prior decisions with guidance of
Counsel. Pointed out there are two decisions for Mr. Tabata, but could revoke the first
which could than make second invalid. To be safe could revoke both.
Ms. Tudela stated that she is comfortable with a decision that says if you’re going to be
an RME we find an inherent conflict and you cannot be an employee of the County.
Suggest should revoke both and make another decision that makes if you’re an RME
than you cannot, and vote that in, and then answer Mr. Fujimoto and say this newly in
acted provision does not allow…
Board of Ethics
Open Session
March 15, 2019 Page 6
SUBJECT DISCUSSION ACTION
Request to Counsel for review regarding revoking prior opinions.
Ms. Tudela moved to defer BOE
2019-08 to consider revocation.
Mr. de la Pena seconded. Motion
carried 4;0
Request for an
Advisory
Opinion
RAO 2019-01 Request for Advisory Opinion dated January 9, 2019, from Lyle Tabata
Regarding Donald Fujimoto’s outside employment.
Discussed that deferral decision is based on consideration of revocation on BOE 2019-
08 will set precedent on RAO 2019-01.
Executive Session Minutes of February 15, 2019.
Ms. Tudela corrected spelling of her name the second time it appears.
Ms. Tudela moved to defer RAO
2019-01 to review additional
material and to receive counsel’s
advice. Ms. Burriss seconded.
Motion carried 4:0.
Ms. Burriss moved to adopt the
Executive Session minutes with
addendum for the spelling.
Motion carried 4:0
Executive
Session
There was no Executive Session
Announcements Next Meeting: Friday, April 12, 2019 – 1:00 p.m., Mo‘ikeha Building, Liquor
Conference Room 3
Adjournment Mr. de la Pena moved to adjourn
the meeting, Ms. Burriss seconded.
Motion carried 4:0 Chair Toyofuku
adjourned the meeting at 2:40 p.m.
Submitted by: __________________________________ Reviewed and Approved by: _________________________________________
Anela Segreti, Administrative Specialist Dean Toyofuku, Chair
( ) Approved as circulated.
( X ) Approved with amendments. See minutes of __4/12/19___ meeting.