HomeMy WebLinkAboutBOE_2020_0117_Agenda PacketAn Equal Opportunity Employer
Mia Shiraishi Members:
Chair Ryan de la Pena
Maureen Tabura
Susan Burriss Dean Toyofuku
Vice Chair
Mary Tudela
Secretary
COUNTY OF KAUA'I BOARD OF ETHICS
NOTICE OF MEETING AND AGENDA
Friday, January 17, 2020
1:00 p.m. or shortly thereafter
Mo‘ikeha Building, Liquor Conference Room 3
4444 Rice Street, Līhu'e, HI 96766
CALL TO ORDER
APPROVAL OF MINUTES
Open Session Minutes of December 20, 2019
COMMUNICATION
BOE 2020-01 Email from Ken Taylor dated 12/15/19 regarding Bill 2745 and a
potential conflict of interest for Mayor Kawakami.
REQUEST FOR AN ADVISORY OPINION
None
BUSINESS
BOE 2018-17 Discussion and possible action by the Board of Ethics to provide
explicit recommendation(s) on how to improve the existing
countywide disclosure requirement and to discuss and propose a
fine schedule for non-compliance. Review and discuss HRS
section 46-1.5(24), County of Honolulu Chapter 6 Ethics Board
Sec. 3-8.5, Chapter 14 Ethics Board of Appeals.
BOE 2019-22 Discussion and possible action by the Board to provide notice to
County employees regarding ethics requirements for former
employees.
BOE 2019-33 Discussion and possible action by the Board of Ethics to provide
ethics training for County employees.
Board of Ethics – January 17, 2020 2 | Page
BOE 2019-31 Discussion, review and possible action by the Board of Ethics on
draft of proposed language to amend Charter 20.05.D.2 and delete
“an opinion within 45 days is deemed a finding of no breach of the
Code of Ethics.”
BOE 2020-02 Permitted Interaction Group recommendations on an ordinance to
require annual gift disclosures.
DISCLOSURES
Employees:
1. Charles Foster, Deputy County Attorney
2. Gerald Rapozo, Liquor Control Director
3. Todd Raybuck, Police Chief
4. Nicholas Courson, First Deputy County Attorney
5. Robert Westerman, TA Fire Chief
Volunteers:
1. Mia Shiraishi, Board of Ethics
2. Maureen Tabura, Board of Ethics
3. Victoria Wichman, Kaua’i Historic Preservation Commission
4. Craig DeCosta, Board of Review
5. Stella Fujita, Board of Review
6. Karen Ono, Open Space Preservation Commission
7. Julie Simonton, Board of Water Supply
8. Sean Mahoney, Planning Commission
EXECUTIVE SESSION
Pursuant to Hawai’i Revised Statutes §92-4, §92-5 (a) (2) and (4), §92-6 (a) (b), the purpose of
this Executive Session is to consult with the Board’s legal counsel on issues pertaining to
Resolution 2019-1 to consider the evaluation, dismissal or discipline of an employee or officer of
the County in which charges have been alleged against an employee or officer where
consideration of matters affecting privacy will be involved; provided that if the individual
concerned requests an open meeting, an open meeting shall be held;, the Board’s and the
County’s powers, duties, privileges, immunities, and /or liabilities as they may relate to this item,
deliberate and take such action as appropriate.
ES-010 Executive Session Minutes of December 20, 2019
ES-007: BOE 2019-24 Review of Resolution 2019-1 for initiating an investigation under
Rule 6.2 into an allegation that an employee or officer of the
County has breached the Code of Ethics as set forth in the Kaua'i
County Charter section 20.02 A and E, the Kaua'i County Code
1987, as amended by June 2019 Code Supplement, Article 1,
Section 3-1.4 and 3-1.6.
Board of Ethics – January 17, 2020 3 | Page
No officer or employee of the county shall:
a. Solicit, accept, or receive, directly or indirectly, any gift,
whether in the form of money, service, loan, travel,
entertainment, hospitality, thing, or promise, or in any other
form, under circumstances in which it can reasonably be
inferred that the gift is intended to influence the officer or
employee in the performance of the officer or employee’s
official duties or is intended as a reward for any official action
on the officer or employee’s part.
b. Use county property for other than public activity or purpose.
RETURN TO OPEN SESSION
Ratify on Board actions taken in Executive Session.
ANNOUNCEMENTS
Next Meeting: Friday, February 21, 2020 – 1:00 p.m., Mo‘ikeha Building, Liquor Conference
Room 3
ADJOURNMENT
NOTICE OF EXECUTIVE SESSION
Pursuant to Hawaii Revised Statutes §92-7(a), the Board may, when deemed necessary, hold an
executive session on any agenda item without written public notice if the executive session was
not anticipated in advance. Any such executive session shall be held pursuant to HRS §92-4 and
shall be limited to those items described in HRS §92-5(a). Discussions held in Executive
Session are closed to the public.
cc: Office of the County Attorney
PUBLIC COMMENTS and TESTIMONY
Persons wishing to offer comments are encouraged to submit written testimony at least 24 hours
prior to the meeting indicating:
1. Your name and if applicable, your position/title and organization you are representing;
2. The agenda item that you are providing comments on; and
3. Whether you will be testifying in person or submitting written comments only.
4. If you are unable to submit your testimony at least 24 hours prior to the meeting, please
provide 10 copies of your written testimony at the meeting clearly indicating the name of
the testifier; and
Board of Ethics – January 17, 2020 4 | Page
While every effort will be made to copy, organize and collate all testimony received, materials
received on the day of the meeting or improperly identified may be distributed to the members
after the meeting is concluded.
The length of time allocated to persons wishing to present verbal testimony may be limited at the
discretion of the chairperson or presiding member.
Send written testimony to:
Board of Ethics
Office of Boards & Commissions
4444 Rice Street, Suite 150
Līhu‘e, HI 96766
Phone: (808) 241-4917 Fax: (808) 241-5127
SPECIAL ASSISTANCE
IF YOU NEED AN AUXILIARY AID/SERVICE, OTHER ACCOMODATION DUE TO A
DISABILITY, OR AN INTERPRETER FOR NON-ENGLISH SPEAKING PERSONS,
PLEASE CONTACT THE OFFICE OF BOARDS & COMMISSIONS AT (808) 241-4917 OR
ASEGRETI@KAUAI.GOV AS SOON AS POSSIBLE. REQUESTS MADE AS EARLY AS
POSSIBLE WILL ALLOW ADEQUATE TIME TO FULFILL YOUR REQUEST.
UPON REQUEST, THIS NOTICE IS AVAILABLE IN ALTERNATE FORMATS SUCH AS
LARGE PRINT, BRAILLE, OR ELECTRONIC COPY.
COUNTY OF KAUAI
Minutes of Meeting
OPEN SESSION
Board/Commission: BOARD OF ETHICS Meeting Date December 20, 2019
Location Mo‘ikeha Building, Liquor Conference Room 3 Start of Meeting: 1:00 p.m. End of Meeting: 2:03 p.m.
Present Chair Dean Toyofuku, Vice Chair Mia Shiraishi, Secretary Susan Burriss. Members: Ryan de la Pena, Maureen Tabura, Mary Tudela
Also: Deputy County Attorney Todd Jenson. Boards & Commissions Office Staff: Administrator Ellen Ching and Administrative
Specialist Anela Segreti.
Excused
Absent
SUBJECT DISCUSSION ACTION
Call To Order Chair Toyofuku called the meeting
to order at 1:00 p.m. with six
members present which constituted
a quorum.
Approval of
Minutes
Open Session Minutes of November 15, 2019
Ms. Tudela had a correction to page 2, second to last paragraph, Chair Toyofuku asked to
claify, should be clarify and later in that sentence enforce should be enforced.
Ms. Tabura moved to approve the
minutes of November 15, 2019 as
amended. Mr. de la Pena
seconded. Motion carried 6:0.
Communication None
Request for
Advisory Opinion
None
Board of Ethics
Open Session
December 20, 2019 Page 2
SUBJECT DISCUSSION ACTION
Business BOE 2018-17 Discussion and possible action by the Board of Ethics to provide explicit
recommendation(s) on how to improve the existing countywide disclosure requirement
and to discuss and propose a fine schedule for non-compliance. Review and discuss HRS
section 46-1.5(24), County of Honlulu Chapter 6 Ehics Board Sec. 3-8.5, Chapter 14
Ethics Board of Appeals.
Ellen Ching, Administrator, requested to defer this item.
Mr. de la Pena moved to defer
BOE 2018-17. Ms. Tudela
seconded. Motion carried 6:0
BOE 2019-22 Discussion and possible action by the Board to provide notice to County
employees regarding ethics requirements for former employees.
Ms. Ching requested a deferral.
Ms. Tudela moved to defer BOE
2019-22. Mr. de la Pena seconded.
Motion carried 6:0
BOE 2019-33 Discussion and possible action by the Board of Ethics to provide ethics
training for County employees.
Ms. Ching requested to defer this item.
Mr. de la Pena moved to defer BOE
2019-33 to the second quarter of
2020. Ms. Tudela seconded.
Motion carried 6:0
BOE 2019-29 Discussion and possible action by the Board of Ethics to draft language
to Amend Charter Section 20.04 A. Disclosure to submit to Charter Review
Commission for review.
Board discussed proposed amendments, deletions and amendments. Concern was raised
about the intention or definition of “regulatory employees” in the amended proposal.
Board of Ethics
Open Session
December 20, 2019 Page 3
SUBJECT DISCUSSION ACTION
Ms. Ching explained that Hawaii Island’s definition of “regulatory employees” will be
used as a template for Kauai. They amendment would be adopted in the Charter and
then the definition would be adopted in the rules. She explained that the definition of
“regulatory employees” would be part of the explanation on the ballot for the voters.
The explanation will be drafted when the Charter Review Commission decides that this
is an amendment they want to place on the ballot.
Todd Jenson, Deputy County Attorney, explained that it would be great for the Chair
and Vice Chair to be present at the Charter Review Commission meeting to persuade
them to place the amendment on the ballot or they could also write an explanatory letter
stating the purpose and intent behind the proposal.
Chair Toyofuku explained that at the meeting he attended he got the impression that they
felt this was a good move and it was their recommendation to expand department heads,
etc. He feels they will be pretty receptive.
Ms. Ching explained that the Charter Review Commisstion has a number of proposals
that they are looking at maybe six (6) maximum to put on the ballot, they feel anything
more is overwhelming. They are looking at things: 1. is it going to pass and 2. is it so
important that it should go on the ballot. In the past in general ethics proposals have
passed.
Ms. Tudela moved to accept BOE
2019-29. Ms. Tabura seconded.
Motion carried 6:0
BOE 2019-30 Discussion and decision-making on establishing a Permitted Interaction
Group (PIG). The purpose of establishing a PIG would be to establishing an ordinance
to require annual gift disclosures and that the Board will define the scope of the PIG
and each individual’s authority to establish an ordinance requiring annual gift
disclosures .
Board of Ethics
Open Session
December 20, 2019 Page 4
SUBJECT DISCUSSION ACTION
Ms. Ching explained that this is a follow-up from the State Conference and the
realization that there is not an ordinance requiring annual gift disclosures. This is to
form a sub-committee to look at drafting rules or proposals for an ordinance for annual
gift disclosures and bringing it back to the Board for discussion and adoption by Board
and on to Council to introduce and adopt it.
Board discussed members of the PIG. Ms. Tudela, Chair Toyofuku and Vice Chair
Shiraishi volunteered to be on the PIG.
Ms. Tudela moved to establish a
PIG for BOE 2019-30 and to
identify the members for the
purpose of establishing a an
ordinance for annual gift
disclosures. Ms Tabura seconded.
Motion carried 6:0
Ms. Burriss moved that the PIG
members be: Dean Toyofuku, Mia
Shiraishi and Mary Tudela. Mr. de
la Pena seconded. Motion carried
6:0
Ms. Tudela moved that the Scope of
this PIG is drafting an ordinance to
require annual gift disclosures. Ms.
Tabura seconded. Motion carried
6:0
Board of Ethics
Open Session
December 20, 2019 Page 5
SUBJECT DISCUSSION ACTION
BOE 2019-31 Discussion, review and possible action by the Board of Ethics on draft of
proposed language to amend Charter 20.05.D.2 and delete “an opinion within 45 days is
deemed a finding of no breach of the Code of Ethics.”
Board reviewed the proposed language presented in their files.
Ms. Tudela questioned how does the Board get around the 45 days.
Ms. Ching suggested that they discuss if they can only put forward one amendment,
which one would it be?
Chair Toyofuku’s opinion that this is more important, it’s not so much the 45 days, it’s
if they don’t have an opinion there’s no breach of the code.
Board discussed concern of the 45 days and what if they get a request the day before a
meeting or after the agenda has posted. Time factors and scheduling concerns.
Ms. Burris expressed that the requestor deserves a decision and the 45 days may be there
to make sure that it gets done.
Ms. Ching expressed her concerns on the impact to staff and the Board to make a
decision within 45 days or a finding of no breach of the Code of Ethics.
The Board clarified that the 45 days starts from the date of filing.
Chair Toyofuku shared that Honolulu has 30 days, but they have their own staff to
investigate. As soon as a request is filed, staff begins to work on it and the Board
receives a staff report that their staff attorney has reviewed for any legal issues. The
days is not the only issue, could change it to 60 days, it’s the fact that it’s a done deal.
No other County or the State has this clause.
Board of Ethics
Open Session
December 20, 2019 Page 6
SUBJECT DISCUSSION ACTION
Ms. Shiraishi expressed that the “shall” in the sentence prior to the change should be
changed to “should”. Discussion on using “may” or “should” and not a mandatory
“shall”.
Mr. Jenson stated that he will need to look up how the Hawaii State Supreme Court
interprets “should”. He’s not sure how it falls, more mandatory or permissive.
Ms. Shiraishi and Ms. Burriss stated that they felt it was more permissive.
Ms. Burriss suggested that instead of, “All requests for advisory opinions shall be
answered within … change it to “shall be presented to the Board of Ethics, then there is
no 45 days.
Ms. Tudela suggested adding “without delay”. She felt that people want to know that
it’s going to the next agenda.
Chair Toyofuku suggested that staff research what other counties say for reference.
Ms. Tudela suggested perhaps some language that gives it a parameter.
Ms. Burriss moved to adopt BOE
2019-31, proposed language to
Charter 20.05.D.2. Ms. Tudela
seconded. Motion withdrawn by
Ms. Burriss and Ms. Tudela.
Ms. Burriss moved to defer BOE
2019-31 and have staff research
other Counties and present to
Board at next meeting. Ms.
Tudela seconded. Motion carried
BOE 2019-32 Discussion and possible action by the Board of Ethics to delete from the
ethics rules the requirement that disclosure forms must be notarized.
Board reviewed the changes to the Disclosure Form.
Ms. Tudela clarified that the sworn statement language is appropriate to this type of
request.
Mr. Jenson confirmed that he provided the language for the statement.
Ms. Burriss moved to approve the
revised Disclosure Form. Mr. del la
Pena seconded. Motion carried 6:0
Board of Ethics
Open Session
December 20, 2019 Page 7
SUBJECT DISCUSSION ACTION
Disclosures Volunteer
1. Katherine Otsuji, Board of Review
Ms. Tabura moved to accept
Disclosure #1. Mr. de la Pena
seconded. Motion carried 6:0
Executive
Session
Chair Toyofuku entertained a motion to enter into Executive Session pursuant to HRS
§92-4, §92-5 (a) (2) and (4), §92-6 (a) (b), the purpose of this Executive Session is to
consider the evaluation, dismissal or discipline of an employee or officer of the County
in which charges have been alleged against an employee or officer where consideration
of matters affecting privacy will be involved; provided that if the individual concerned
requests an open meeting, an open meeting shall be held; and to consult with the
Board’s legal counsel on issues pertaining to the Board’s and the County’s powers,
duties, privileges, immunities, and /or liabilities as they may relate to this item,
deliberate and take such action as appropriate.
The Board moved into Executive Session at 1:55pm.
Mr. de la Pena moved to go into
executive session. Ms. Tudela
seconded. Motion carried 6:0.
Return to Open
Session
Ratify Board actions taken in Executive Session. The board resumed in Open Session
at 2:02pm
Ms. Tudela moved to ratify
decisions made in Executive
Session. Mr. de la Pena seconded.
Motion carried 6:0
Announcements Next Meeting: Friday, January 17, 2020 – 1:00 p.m., Mo‘ikeha Building, Liquor
Conference Room 3.
Adjournment Mr. de la Pena moved to adjourn the
meeting, Ms. Tabura seconded.
Chair Toyofuku adjourned the
meeting at 2:03pm
Board of Ethics
Open Session
December 20, 2019 Page 8
Submitted by: Reviewed and Approved by:
Anela Segreti, Administrative Specialist Mia Shiraishi, Chair Elect
( ) Approved as circulated.
( ) Approved with amendments. See minutes of meeting.
Anela Segreti
From:
Sent:
To:
Subject:
Attachments:
Ken < littlewheel80S@g mail.com >
Sunday, December 15, 2019 9:04 PM
Anela Segreti
RE:12/?0/19 Board of Ethics Agenda Packet
image001.png; image004jpg
CAUTION: This email originated from outside the County of Kauai. Do not click links or open attachments even if the sender is known
to you unless it is something you were expecting.
L2/15i19
Aneia, please pass my letter, below on to Dean Toyofuku and the Board.
Thank You
Ken Taylor
littlewheel808@gmail.com
Mr. Dean Toyofuku, Chair And Members of the Board of Ethics Kauai County
I am writing to request a ruling from your honorable body as to whether Mayor Derek
Kawakami will be in conflict of interest by acting on Bill 2745 in the event that it is approved by
the County Council. lf the Mayor has already made this request, please disregard this letter.
B:112745 would allow Additional Rental Units (ARUs) on 70 acres that make up the Lihue Town
Core District along Rice Street. Because an ARU is allowed for each unit that is zoned for, Bill
2745 would effectively double the potential density on any lot in that district from R-40 to R-
80, thereby increasing the economic value of each lot significantly.
It is my understanding that Mayor Kawakami and/or his family own(s) property in the Lihue
Town Core. The Mayor, when he was a Councilmember last year, appropriately recused
himself from discussing or voting on Bill 2687 which increased the allowed density in the Lihue
Town Core District from R-20 to R-40.
I request that you, as the Board of Ethics, address the following issues:
FoZ aDaD-ol
1. What is the nature and extent of Mayor Kawakami's interest in land in the Lihue Town Core
District? 2. Given any interest he may have, and based on the Kauai County Code of Ethics and
any other ethics laws relevant to the potential conflict of interest of Kauai County employees,
will Mayor Kawakami in performing his mayoral responsibilities as to Bill 2745-i.e.ln deciding
to sign, veto or allow the bill to become law without his signature--have a conflict of interest.
1
3. lf there is a finding of a conflict of interest, what is the remedy? Should the Mayor put his
financial and real estate interests into a blind trust? lf the Mayor cannot act on Bill 2745, will
giving that task to his Managing Director remove the conflict of interest?
Thank you.
Sincerely,
Ken Taylor
littlewheel808@gmail.com
Sent from Mail for Windows 10
From: Anela Segreti
Sent: Friday, December 13,2019 9:38 AM
To: littlewheel808 @ema il.co m
Subject: 12120119 Board of Ethics Agenda Packet
Aloha Ken,
Attached is the agenda packet for the t2/20/19 Board of Ethics meeting. Please confirm your receipt by responding to
this email.
Mahalo,
Anela Segreti
Administrative Specialist 1
8
County of Kaua'i
Office of Boards and Commissions
4444 Rice Street, Suite 150
Lihue, Hl. 96766
Phone: (808) 24L-49].7
Fax: (808) 24L-5127
Email: asesreti@ka ua i.qov
httos://www.ka uai s,ov /Boardsa ndCommissions
The i.formation contained in this e-mail ir intended only for the per5onal and confidential use of the recipient(s) named above. tf you are notthe intended reciPient, You are hereby notified that you haue .eceived this document in error and that any review, di5semination, distribution,
or copYin8 of this message i5 strictly p.ohibited. ll you have received this communication in error, please notity the sender immediately by e-mail and delete the original message.
2
Section 20.05. Board of Ethics
D. lt shall be the function ofthe board:
(2) To render advisory opinions or interpretations with respect to application of
the code on request. All requests for advisory opinions shall be answered within forty-five days
of its filing
ffi.opinionsrenderedordeemedrenderedshallbebindingon
the board in any subsequent charges concerning the officer or employee of the county until
said opinion is amended or revoked by the board. (Amended 2010)
BOE 2019-31
HAWAII REVISED STATUTES
CHAPTER 84
STANDARDS OF CONDUCT
Part IV. Administration and Enforcement
§84-31 Duties of commission; complaint, hearing, determination. (a) The ethics
commission shall have the following powers and duties:
(1) It shall prescribe forms for the disclosures required by Article XIV of the Hawaii
Constitution and section 84-17 and the gifts disclosure statements required by
section 84-11.5 and shall establish orderly procedures for implementing the
requirements of those provisions;
(2) It shall render advisory opinions upon the request of any legislator, employee, or
delegate to the constitutional convention, or person formerly holding such office
or employment as to whether the facts and circumstances of a particular case
constitute or will constitute a violation of the code of ethics. If no advisory opinion
is rendered within thirty days after the request is filed with the commission, it
shall be deemed that an advisory opinion was rendered and that the facts and
circumstances of that particular case do not constitute a violation of the code of
ethics. The opinion rendered or deemed rendered, until amended or revoked,
shall be binding on the commission in any subsequent charges concerning the
legislator, employee, or delegate to the constitutional convention, or person
formerly holding such office or employment, who sought the opinion and acted in
reliance on it in good faith, unless material facts were omitted or misstated by
such persons in the request for an advisory opinion;
(3) It shall initiate, receive, and consider charges concerning alleged violation of this
chapter, initiate or make investigation, and hold hearings;
(4) It may subpoena witnesses, administer oaths, and take testimony relating to
matters before the commission and require the production for examination of any
books or papers relative to any matter under investigation or in question before
the commission. Before the commission shall exercise any of the powers
authorized in this section with respect to any investigation or hearings it shall by
formal resolution, supported by a vote of three or more members of the
commission, define the nature and scope of its inquiry;
(5) It may, from time to time adopt, amend, and repeal any rules, not inconsistent
with this chapter, that in the judgment of the commission seem appropriate for
the carrying out of this chapter and for the efficient administration thereof,
including every matter or thing required to be done or which may be done with
the approval or consent or by order or under the direction or supervision of or as
prescribed by the commission. The rules, when adopted as provided in chapter
91, shall have the force and effect of law;
(6) It shall have jurisdiction for purposes of investigation and taking appropriate
action on alleged violations of this chapter in all proceedings commenced within
six years of an alleged violation of this chapter by a legislator or employee or
former legislator or employee. A proceeding shall be deemed commenced by the
REVISED CHARTER OF THE CITY & COUNTY OF HONOLULU
1973
(2017 EDTTTON)
Section 11-107 . Ethics Commission -
There shall be within the department of the corporation counsel for administrative
purposes only an ethics commission which shall consist of seven members. The
commission shall be governed by the provisions of Section 1 3-103 of this charter. ln
accordance with the prohibition in Article XIV of the Constitution of the State of Hawaii,
the members of the ethics commission shall be prohibited from taking an active pa( in
political management or in political campaigns.
The commission may appoint such staff and engage consultants as is necessary
to assist it in the performance of its duties. Such staff and consultants may include
attorneys who may advise the commission independently of the department of the
corporation counsel. All staff positions shall be exempt from the provisions of Chapter
1 1 of Article Vl of this charter, but such staff positions, except the position of executive
director and staff attorneys, shall be included in the position classification plan. The
executive director shall be an attorney qualified to practice 102 law in the State of
Hawaii. The salaries of the executive director and any staff attorneys of the ethics
commission shall be set by the ethics commission. The salary of the executive director
shall not exceed the salary of the first deputy corporation counsel and the salaries of
any other staff attorney shall not exceed the salary of the executive director.
The commission is authorized to hold hearings and to conduct investigations
concerning the application of this article of the charter and shall have the powers
provided in Section 1 3-1 14 of this charter.
The commission may, on its own initiative, render advisory opinions with respect
to this article of the charter An advisory opinion shall be rendered pursuant to a written
request of any elected or appointed officer or employee concerned and may be
rendered pursuant to the request of any person. The commission shall publish its
advisory opinions with such deletions as may be necessary to prevent disclosure of the
identity of the persons involved.
The commission may impose civil fines established by ordinance against elected
and appointed officers and employees of the city with significant discretionary or fiscal
power as determined by ordinance, found by the commission to have violated the
standards of conduct established by this article of the charter or by ordinance. The
commission shall recommend appropriate disciplinary action against officers and
employees found to have violated the standards of conduct established by this article of
the charter or by ordinance. The appointing authority shall promptly notify the
commission of the action taken on the recommendation. (Reso 84-234; 1998
Reorganization; 2006 General Election charter Amendment Question Nos. 5 and 12(c);
Resol O7-38a; 20'16 General Election CharterAmendment Question No 2)
CHARTER COUNTY OF MAUI
20't 9
ARTICLE 1O
CODE OF ETHICS
Section 10-1. Declaration of Policy. Elected and appointed officers and employees
shall demonstrate by their example the highest standards of ethical conduct to the end
that the public may justifiably have trust and confidence in the integrity of government.
Section 10-2. Board of Ethics. There shall be a board of ethics.
1. The board shall consist of nine members appointed by the mayor with the
approval of the council.
2. The board shall:
a. lnitiate, receive, hear and investigate complaints of violations of this Article.
b. lnitiate impeachment proceedings against elected offic€rs and officers
appointed to elective office who are found by the board after investigation to have
violated this Article. Such proceeding shall be brought in the name of the board
which shall be represented by special counsel of the board's choosing.
c. Render advisory opinions with respect to application of this Article on request.
All requests for advisory opinions shall be answered within forty-five (45) days of
its filing; failure to submit an advisory opinion within the forty-five (45) days shall
be deemed a finding of no breach of this Article.
d. Prescribe forms for the disclosures provided in this section and to implement
the requirements of the disclosure provisions.
e. Examine all disclosure statements filed and to comment on or advise
corrective action as to any matters that may indicate a conflict of interest.
f. Adopt such rules, having the force and effect of law, as will be necessary to
provide for the enforcement of the provisions of this Article.
3. ln the course of its investigations, the board shall have the power to administer
oaths and subpoena witness and to compel the production of books and papers
pertinent thereto.
4. The board, after due deliberation on issues before it, shall make findings of
facts and conclusions of law regarding such issues and shall transmit the same
to the appropriate appointing authority and the prosecuting attorney for
appropriate disposition.
5. lf any officer or employee, or former officer or employee, obtains an advisory
opinion from the board and acts accordingly, or acts in accordance with the
opinions of the board, the officer or employee shall not be held liable for violating
any of the provisions of this Article.
6. The council and mayor shall cooperate and provide financing and personnel
reasonably required by the board in the performance of its duties. (Amended
1992)
COUNTY OF HAWAI'I
COUNTY CHARTER
2018
Section 14-5. Board of Ethics.
There shall be a board of ethics appointed by the mayor with the approval of
the council. lt shall consist of five members who shall be residents of the county. Each
shall serve for a term of five years. Upon the initial appointment of members pursuant
to this charter, one shall be appointed for a term of one year, one for a term of two
years, one for a term of three years, one for a term offour years and one for a term of
five years. The board shall establish its rules of procedure. Vvithout limitation of its
functions, the board shall:(a) lnterpret the code of ethics for both county officials and the public and
on its own may initiate and render opinions with respect thereto.(b) Render advisory opinions to county officers and employees with respect
to the code of ethics pursuant to written requests by officers and
employees.(c) Receive and initiate complaints of violations of the code of ethics and
transmit such complaints to the council or the appropriate appointing
authority, along with any pertinent advisory opinions thereto.(d) Hold hearings or conduct investigations concerning application of the
code of
ethics and make public such violations of the code that come to its
attention.(e) Publish advisory opinions with such deletions as may be necessary to
prevent disclosure of identity of persons involved where such opinions are
rendered pursuant to subsection (b) above.(0 Propose revisions to the code of ethics where not inconsistent with this
charter.
(2010, Prop. 7, sec. 64.)