HomeMy WebLinkAbout2020_0221_BOE OP Minutes APPROVED COUNTY OF KAUAI
Minutes of Meeting
OPEN SESSION
Approved as circulated 04/17/2020
Board/Commission: BOARD OF ETHICS Meeting Date February 21, 2020
Location Mo‘ikeha Building, Liquor Conference Room 3 Start of Meeting: 1:00 p.m. End of Meeting: 4:10 p.m.
Present Chair Mia Shiraishi, Vice Chair Susan Burriss, Secretary Mary Tudela. Members: Ryan de la Pena, John Latkiewicz, Maureen Tabura,
Dean Toyofuku.
Also: Deputy County Attorneys Todd Jenson, Charles Foster. Boards & Commissions Office Staff: Administrator Ellen Ching
and Administrative Specialist Anela Segreti, Malialani Marrotte Clerical Assistant.
Testifier: Ken Taylor
Excused
Absent
SUBJECT DISCUSSION ACTION
Prior to the start of the meeting, Eddie Topenio gave the Oath of Office to new Board
Member John Latkiewicz.
Call To Order Chair Shiraishi called the meeting
to order at 1:00 p.m. with seven
members present, which
constituted a quorum.
Approval of
Minutes
Open Session Minutes of January 17, 2020
Ms. Burriss corrected typos to add second “s” to Burris throughout the minutes.
Mr. de la Pena moved to approve
the minutes of January 17, 2020
as amended. Mr. Toyofuku
seconded. Motion carried 7:0.
Communication BOE 2020-03 Letter from County Clerk, Jade Fountain-Tanigawa, dated January 31,
2020 regarding the 2019 County of Kaua’i Lobbyist Registration.
Chair Shiraishi asked if there was any testimony on this item.
Ken Taylor, testifier, approached but did not give testimony on this item.
Ms. Tudela asked why David Arakawa is allowed to continue as a Lobbyist when he has
not submitted his 2018 Lobbyist Contributions & Expenditures Statement and does the
Board have any jurisdiction.
Ellen Ching, Administrator of Boards & Commissions, responded that she passed out the
portion of the ordinance on penalties and administrative fines (on file) and paraphrased
#3 saying that the Board of Ethics may impose a fine not to exceed $1,000 for each
violation of the lobbyist registration, and they may also suspend or revoke the
registration of a lobbyist who is found to have violated any provision of the article and
that the suspension or revocation shall not exceed two years from the date of the
imposition of said sanction. She then directed them to b, no fine, suspension or
revocation shall be assessed unless the Board of Ethics convenes a hearing in accordance
with Section 3-6.8(b)(3) and Chapter 91. She continued to explain that her understanding
is that the lobbyist must register if they are no longer lobbying. She does not know what
the status of this individual is.
Ms. Tudela suggested that the Board follow up, through the Administrator’s office, with
Mr. Arakawa and the Office of the County Clerk.
Todd Jenson, Deputy County Attorney, suggested that they discuss it more in executive
session since the question was raised and he can provide consultation.
Mr. de la Pena moved to receive
BOE 2020-03. Mr. Toyofuku
seconded. Motion carried 6:0
Board of Ethics Page 2
Open Session
February 21, 2020
SUBJECT DISCUSSION ACTION
BOE 2020-04 Letter from County Attorney, Matthew Bracken, dated February 6, 2020
regarding request for a response to Ken Taylor's Communication dated January 17, 2020.
Ken Taylor testified that the issue he inquired about had not been addressed by the letter
from the County Attorney. He stated that the first issue that must be addressed is what if
any interest does Mayor Kawakami have in the properties that were up zoned by Bill No.
2745 He stated that that question was not answered, and that the letter from County
Attorney Bracken said that the Mayor does not have a direct interest, and he believed that
this was a legal conclusion that only the Board of Ethics or the Court could make after
they have reviewed the exact nature of the Mayor’s interest. He continued to state that
the Mayor is obligated to disclose to the Board and the public any interest direct or
indirect that he may have. He gave an example of does the Mayor own shares in or is he
an officer of a corporation that owns property that is enhanced by Bill No. 2745? He
feels that a clear answer should come from the Mayor to this and other similar questions,
and only then, can there be a determination of conflict. He went on to state that he is also
concerned that there is an issue of whether the County Attorney can represent Mayor
Kawakami in a personal capacity since he thinks, but he is not sure, that the matter is
personal. He hopes that the Board will continue asking the questions and ask the Mayor
directly does he or does he not own or own interest in any of the properties affected by
Bill 2745 and then they can make a decision on whether there is a conflict.
Chair Shiraishi entertained a motion to receive communication BOE 2020-04.
Ms. Burriss moved to receive
BOE 2020-04. Ms. Tudela
seconded. Motion carried 7:0
Request for an
Advisory Opinion
None
Board of Ethics Page 3
Open Session
February 21, 2020
SUBJECT DISCUSSION ACTION
Business BOE 2018-17 Discussion and possible action by the Board of Ethics to provide explicit
recommendation(s) on how to improve the existing countywide disclosure requirement
and to discuss and propose a fine schedule for non-compliance. Review and discuss HRS
section 46-1.5(24), County of Honolulu Chapter 6 Ethics Board Sec. 3-8.5, Chapter 14
Ethics Board of Appeals.
Chair Shiraishi shared some background on this item. She explained that there is a
requirement to have disclosure statements completed by County employees and members
of boards and commissions to complete but no explicit fine schedule for failure to
complete and submit them timely. So the Board is working on a fine schedule.
Todd Jenson, Deputy County Attorney, explained that there are materials on rule making
in the executive session packet, and will discuss during the executive session.
Mr. de la Pena moved to defer
BOE 2018-17. Ms. Tabura
seconded. Motion carried 7:0
BOE 2019-22 Discussion and possible action by the Board to provide notice to County
employees regarding ethics requirements for former employees.
Ellen Ching, Administrator, requested a motion to defer.
Ms. Tudela moved to defer BOE
2019-22. Mr. de la Pena seconded.
Motion carried 7:0
BOE 2019-33 Discussion and possible action by the Board of Ethics to provide ethics
training for County employees.
Ms. Ching requested a motion to defer.
Mr. de la Pena moved to defer BOE
2019-33. Ms. Tudela seconded.
Motion carried 7:0
BOE 2019-29 Update on presentation to the Charter Review Commission meeting on
the proposed language to Amend Charter Section 20.04 A. Disclosure.
Chair Shiraishi shared that she and Mr. Toyofuku attended the Charter Review
Commission meeting and in the end they did approve the proposed amendment subject
to a correction. The Charter Review Commission made a change in the phrase, “Heads
and Deputies” by putting it in front of “all departments”. She further shared that they
did have questions regarding regulatory employees, but is willing to consider putting this
No action.
Board of Ethics Page 4
Open Session
February 21, 2020
SUBJECT DISCUSSION ACTION
amendment on the ballot, and if it should pass then the Board would later do an
ordinance explaining a regulatory employee.
Ms. Ching clarified the process for the Charter Review Commission. She explained that
the Commission has referred this proposal to the County Attorney’s Office and when
they get all of the proposals back they will be looking at each one and ultimately decide
which will be put on the ballot.
BOE 2019-31 Update on presentation to the Charter Review Commission meeting on
the proposed language to amend Charter 20.05.D.2.
Chair Shiraishi shared that in the same Charter Review Commission meeting, this
proposal was discussed and in the end, they said okay, and it will go through the same
process. They did not change any of the wording, however she sensed that they were
not feeling this one as much as the other. She stated that Nick Courson, First Deputy
County Attorney, said that something like this had come up before years ago, and that it
did not pass. She is not sure if it was exactly the same or similar.
Ms. Ching shared that her understanding is that the previous ballot question was to
extend it to 45 days from the 30 days. She stated that the Commission was concerned
about due process and not having people wait an extended period of time, but even with
the concerns they decided to move it forward.
Chair Shiraishi stated that she and Mr. Toyofuku did assure them that even though the
45-day deadline removed the Board would definitely get to every request for an advisory
opinion. She hoped that allayed their concerns.
Mr. Toyofuku added that they were more focused on the 45-day due process than the
Boards concern that if they do not act it has deemed no conflict. He stated that they tried
to emphasize the no conflict and that the Board will act within a reasonable manner if
someone sends a communication saying urgent or that it is needed within a specific
time-period, acknowledging that special meetings could be held.
Ms. Shiraishi shared that the Commission asked if an opinion was deemed okay because
of no action could the Board later revoke that opinion and issue a new one. In theory,
they could. She then went on to share with new member, Mr. Latkiewicz, about the first
No action.
Board of Ethics Page 5
Open Session
February 21, 2020
SUBJECT DISCUSSION ACTION
State Ethics Conference that she and Mr. Toyofuku attended, and how the Board came
to propose amendments to the Charter.
BOE 2020-02 Permitted Interaction Group recommendations on an ordinance to
require annual gift disclosures.
Mr. Toyofuku gave update on the meeting of the Permitted Interaction Group (PIG). He
shared that they met with County Clerk Jade Tanigawa and asked her assistance in
drafting the ordinance. They reviewed everything, other counties and state. They liked
Hawaii Island’s and came up with a $25 value and anything over. He stated that Ms.
Tanigawa shared her experience with other ordinances, and she will draft the ordinance
and they will review at next PIG meeting.
Ms. Shiraishi shared with Mr. Latkiewicz the background that at the State Conference
they became aware that the other counties had an ordinance on gift disclosure
requirement and Board is looking at establishing this through an ordinance for Kaua’i
County.
No action.
Disclosures Employees:
1. Teresa Tumbaga, Deputy County Attorney
2. Ernest Barreira, Assistant Chief Procurement Officer
3. Michelle Lizama, Deputy Director of Finance
4. Jenna Tatsey, Deputy County Attorney
5. Arthur Brun, Councilmember
6. Felicia Cowden, Councilmember
7. Todd Raybuck, Police Chief
8. Todd Jenson, Deputy County Attorney
Chair Shiraishi stated the #2-Ernest Barreira, #3-Michelle Lizama, and #7-Todd
Raybuck did not disclose the source of the income disclosed. #5-Arthur Brun, listed an
employer other than County employment as Ata’s Smoked Meat, but did not disclose
income for that employment, and if there is no income that needs to disclosed.
Mr. Toyofuku moved to receive and
approve disclosures of Employees 1,
4, 6, 8. Mr. de la Pena seconded.
Motion carried 7:0.
Ms. Tabura moved to return
disclosues to Employees 2, 3, 5, 7
for the reasons stated. Mr. de la
Pena seconded. Motion carried 7:0
Board of Ethics Page 6
Open Session
February 21, 2020
SUBJECT DISCUSSION ACTION
Volunteers:
9. Elizabeth Hahn, Civil Service Commission
10. Jan TenBruggencate, Charter Review Commission
11. Lori Otsuka, Planning Commission
12. Patrick Ono, Salary Commission
13. Randall Nishimura, Liquor Control Commission
14. John Latkiewicz, Board of Ethics
15. Carolyn Larson, Kaua’i, Historic Preservation Commission
16. Melvin Chiba, Planning Commission
Chair Shiraishi stated that Volunteer #9-Elizabeth Hahn disclosed employment as
Independent Consultant but did not describe what type of business it is and does not
indicate the source of the consultant income. Board discussed that they would like to
know what field she is consulting. Volunteer #10-Jan TenBruggencate, Volunteer #15-
Carolyn Larson, and Volunteer #16-Melvin Chiba did not disclose company for stocks
and bonds and interests on savings. Board discussed that a company needs to be listed,
not each individual stock and bonds, i.e. the brokerage firm or financial institution
would be acceptable.
Ms. Toyofuku moved to receive and
approve disclosures of Volunteers
11, 12, 13. Ms. Tudela seconded.
Motion carried 7:0
Ms. Toyofuku moved to receive and
approve disclosure of Volunteer 14.
Ms. Tudela seconded. Mr.
Latkiewicz recused himself. Motion
carried 6:0
Ms. Tudela moved to return for
disclosures of Volunteers 9, 10, 15,
16 for the stated reasons. Mr. de la
Pena seconded. Motion carried 7:0
Executive
Session
Pursuant to Hawai’i Revised Statutes §92-4, §92-5 (a) (2) and (4), §92-6 (a) (b), the
purpose of this Executive Session is to consult with the Board’s legal counsel on issues
pertaining to Resolution 2019-1 to consider the evaluation, dismissal or discipline of an
Board of Ethics Page 7
Open Session
February 21, 2020
SUBJECT DISCUSSION ACTION
employee or officer of the County in which charges have been alleged against an
employee or officer where consideration of matters affecting privacy will be involved;
provided that if the individual concerned requests an open meeting, an open meeting
shall be held;, the Board’s and the County’s powers, duties, privileges, immunities, and
/or liabilities as they may relate to this item, deliberate and take such action as
appropriate.
ES-011 Executive Session Minutes of January 17, 2020
ES-012: BOE 2020-05 Pursuant to Hawai‘i Revised Statutes (HRS) Sections 92-4
and 92-5(a)(4), and Kaua‘i County Charter Section 20.05(B), the Office of the County
Attorney, requests an Executive Session with the Board, to provide the Board with a
briefing on the process for administrative rulemaking. This briefing and consultation
involves providing legal advice and discussion on the rulemaking process and documents
as they relate to this agenda item
ES-013: BOE 2020-06 Update on Resolution 2019-1 for an investigation under
Rule 6.2 into an allegation that an employee or officer of the County has breached the
Code of Ethics as set forth in the Kaua'i County Charter section 20.02 A and E, the
Kaua'i County Code 1987, as amended by June 2019 Code Supplement, Article 1,
Section 3-1.4 and 3-1.6.
No officer or employee of the county shall:
a. Solicit, accept, or receive, directly or indirectly, any gift, whether in the form of
money, service, loan, travel, entertainment, hospitality, thing, or promise, or in any other
form, under circumstances in which it can reasonably be inferred that the gift is intended
to influence the officer or employee in the performance of the officer or employee’s
official duties or is intended as a reward for any official action on the officer or
employee’s part.
b. Use county property for other than public activity or purpose.
The Chair entertained a motion to move into Executive Session.
Ms. Tudela moved to go into
executive session. Mr. de la Pena
seconded. Motion carried 7:0.
Board of Ethics Page 8
Open Session
February 21, 2020
SUBJECT DISCUSSION ACTION
The Board moved into Executive Session at 2:15pm.
Return to Open
Session
Ratify Board actions taken in Executive Session. The board resumed in Open Session
at 4:10pm
Ms. Tabura moved to ratify
decisions made in Executive
Session. Mr. de la Pena seconded.
Motion carried 7:0
Announcements Next Meeting: Friday, March 20, 2020 – 1:00 p.m., Mo‘ikeha Building, Liquor
Conference Room 3.
Adjournment Ms. Tudela moved to adjourn the
meeting, Mr. de la Pena seconded.
Motion carried 7:0 Chair Shiraishi
adjourned the meeting at 4:10pm
Submitted by: Reviewed and Approved by:
Anela Segreti, Administrative Specialist Mia Shiraishi, Chair
(X) Approved as circulated.
( ) Approved with amendments. See minutes of .