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HomeMy WebLinkAbout2021_1207_CSC_Packet_Open CIVIL SERVICE COMMISSION V. PAMAI CANO, COMMISSIONER FELY FAULKNER, COMMISSIONER BEVERLY GOTELLI, COMMISSIONER FRANCIS KAAWA, COMMISSIONER BETH TOKIOKA, CHAIR VONNELL RAMOS, VICE CHAIR REGULAR MONTYLY TELECONFERENCE MEETING NOTICE AND AGENDA Tuesday, December 7, 2021 3:00 p.m. or shortly thereafter Microsoft Teams AUDIO Phone: 1-469-848-0234, Conference ID: 604 485 849# Microsoft Teams VIDEO Click on the URL below or type the URL into your computer or smart phone https://bit.ly/3C4Y9Rw This meeting will be held via Microsoft Teams conferencing only. Members of the public are invited to join this meeting by calling the phone number above and when prompted enter the conference ID information or by clicking the URL or typing the URL into a computer or smart phone. You may testify during the meeting or submit written testimony in advance of the meeting via e-mail or mail. To avoid excessive noise/feedback, please mute your phone/computer and unmute to testify. Oath of Office for mayoral appointee Commissioner V. Pamai Cano serving a first term ending 12/31/24. CALL TO ORDER IN OPEN SESSION (Open to the Public) ROLL CALL PUBLIC COMMENTS AND TESTIMONY Individuals may orally testify on any agenda item at this time. APPROVAL OF MEETING MINUTES a) Open Session Minutes of October 5, 2021 HUMAN RESOURCES DIRECTOR’S REPORT CSC 2021-27 September/October/November 2021 period, December 7, 2021 Meeting a) Collective Bargaining b) HRMS Project c) HR Trainings d) Update on Review and Revisions to Internal Policies and/or Procedures e) Litigation/Lawsuits/Settlements f) 100% Centralized Payroll System integration with new HRMS System g) Monthly Report from HR Divisions/Sections PAGE 2 CIVIL SERVICE COMMISSION – December 7 2021 a. Administrative Services and Benefits b. Employee Development and Health Services c. Other d. HR Manager, Classification and Pay and Labor Relations e. Recruitment and Exam f. Payroll g. EEO/ADA COMMUNICATION CSC 2021-28 Letter received from Charter Review Commission Chair Reid Kawane dated October 1, 2021, requesting any proposals to amend the Charter. BUSINESS CSC 2021-29 Human Resources Director’s Goals and Objectives for evaluation period February 16, 2021 to February 15, 2022 (on-going) a) Review updated report b) Discussion and possible decision-making on other related matters CSC 2021-30 Revisit of the evaluation form that includes Human Resources Department recommendations of amendments for the commission to review and possible decision-making. a) Review of Option #1 and Option #2 and possible approval of final document. b) Review amended evaluation timeline. c) Discussion and possible decision-making on other related matters. CSC 2021-31 Annual selection of officers for calendar year 2022. a) Nominate a commissioner to serve as chair. b) Nominate a commissioner to serve as vice chair. c) Discussion and possible decision-making on officers and other related matters. CSC 2021-32 Review and approve 2022 meeting schedule CSC 2021-33 Update on vacant commissioner positions. a) Administrator Ching to share. EXECUTIVE SESSION: Pursuant to Hawai‘i Revised Statutes §92-7(a), the Commission may, when deemed necessary, hold an Executive Session on any agenda item without written public notice if the Executive Session was not anticipated in advance. Any such Executive Session shall be held pursuant to HRS §92-4 and shall be limited to those items described in HRS §92-5(a). Discussions held in Executive Session are closed to the public. PAGE 3 CIVIL SERVICE COMMISSION – December 7 2021 ENTER INTO EXECUTIVE SESSION Disconnect from Open Session and enter Microsoft Teams Teleconference in Executive Session CALL TO ORDER IN EXECUTIVE SESSION (Closed to the Public) ROLL CALL APPROVAL OF MEETING MINUTES ES-027 Executive Session Minutes of October 5, 2021 Pursuant to Hawai‘i Revised Statutes §92-4 and §92-5(a)(4), §92-9 (a)(1-4) and (b), the commission requests an Executive Session to approve or amend the executive session minutes of October 5, 2021, where consideration of matters affecting privacy will be involved and to consult with the Deputy County Attorney on issues pertaining to the Commission’s powers, duties, privileges, immunities, and/or liabilities of the Commission as they relate to this agenda item. CALL TO ORDER IN OPEN SESSION (Open to the Public) ROLL CALL RATIFY ACTIONS Ratify the action taken by the Civil Service Commission in executive session for ES-027. ANNOUNCEMENTS: Next Scheduled Meeting: Appeal Hearing Tuesday, January 4, 2022 – 2:00 p.m. Microsoft Teams Teleconference ADJOURNMENT NOTICE OF EXECUTIVE SESSION Pursuant to Hawai‘i Revised Statutes, §92-7(a), the Commission may, when deemed necessary, hold an Executive Session on any agenda item without written public notice if the Executive Session was not anticipated in advance. Any such Executive Session shall be held pursuant to HRS §92-4 and shall be limited to those items described in HRS §92-5(a). Discussions held in Executive Session are closed to the public. cc: Deputy County Attorney Mark Ishmael cc: Human Resources Director Annette Anderson PAGE 4 CIVIL SERVICE COMMISSION – December 7 2021 PUBLIC COMMENTS and TESTIMONY SPEAKER REGISTRATION Prior to the day of the meeting: Persons wishing to testify are requested to register their name, phone number and agenda item via email to: smuragin@kauai.gov or call 808-241- 4919. On the day of the meeting: Persons who have NOT registered to testify by the time the meeting begins will be given the opportunity to speak on an item following oral testimony from registered speakers. Each speaker is limited to a three-minute presentation on each item. WRITTEN TESTIMONY Prior to the day of the meeting: Testimonies may be emailed: smuragin@kauai.gov or mailed: Civil Service Commission, Office of Boards and Commissions, Pi‘ikoi Building, 4444 Rice Street, Suite 300 Lihue, HI 96766. Please include your name and if applicable, your position/title and organization you are representing along with the agenda item that you are providing comments on. While every effort will be made to copy, organize, and collate all testimony received, materials received improperly identified may be distributed to the members after the meeting is concluded. SPECIAL ASSISTANCE If you need an auxiliary aid/service, other accommodation due to a disability, or an interpreter for non-English speaking persons, please contact the Office of Boards and Commissions at (808) 241-4917 or asegreti@kauai.gov as soon as possible. Requests made as early as possible will allow adequate time to fulfill your request. Upon request, this notice is available in alternate formats such as large print, Braille, or electronic copy. COUNTY OF KAUAI Minutes of Meeting OPEN SESSION Board/Commission: CIVIL SERVICE COMMISSION Meeting Date: October 5, 2021 Location Teleconference via Microsoft Teams Start of Meeting: 3:00 p.m. End of Meeting: 4:18 p.m. Present Chair Beth Tokioka. Vice Chair Vonnell Ramos. Commissioners: V. Pamai Cano, Jennifer Carter (left at 3:56pm) and Fely Faulkner. Deputy County Attorney Mark Ishmael. Human Resources Director Annette Anderson (left at 3:36pm). Office of Boards and Commissions Staff: Administrator Ellen Ching and Commission Support Clerk Sandra Muragin. Excused Absent SUBJECT DISCUSSION ACTION Chair Tokioka, Vice Chair Ramos, Commissioner Cano, Commissioner Carter, Commissioner Faulkner, Deputy County Attorney Ishmael, Human Resources Director Anderson, Administrator Ching, and Commission Support Clerk Muragin were logged into Microsoft Teams Teleconference. Call To Order /Roll Call Chair Tokioka called the Open Session meeting to order at 3:00 p.m. and requested a roll call. Commission Support Clerk Sandra Muragin verified attendance and requested a verbal response of present or here and for the record announce and identify if anyone was present with them at their location during the meeting; Commissioner Cano replied present and alone. Commissioner Carter replied present and no one with her and informed the commission she would leave the meeting by 4:00 p.m. Commissioner Faulkner replied present and alone. Vice Chair Ramos replied present and by himself. Chair Tokioka replied present and alone. Deputy County Attorney Ishmael replied present and alone. Director Human Resources Anderson replied present and alone. Administrator Ching replied present and alone. a. Civil Service Commission Open Session October 5, 2021 Page 2 SUBJECT DISCUSSION ACTION Support Clerk Muragin replied present and alone. Quorum was established with five commissioners present. Public Comments and Testimony Ms. Muragin reported no one from the public called into the meeting and no written testimonies received. Approval of Meeting Minutes A.Open Session Special Minutes of August 31, 2021 Ms. Faulkner moved to approve the Open Session special minutes of August 31, 2021, as circulated. Ms. Cano seconded the motion. Motion carried 5:0. Human Resources Director’s Report CSC 2021-24 August/September 2021 period, October 5, 2021, meeting. a)Collective Bargaining b)HRMS Project c)HR Trainings d) Update on Review and Revisions to Internal Policies and/or Procedures e)Complaints/Lawsuits/Settlements f)Monthly Report from HR Divisions/Sections a.Administrative Services and Benefits b. Employee Development and Health Services c. HR Manager, Classification and Pay and Labor Relations d.Recruitment and Exam e.Payroll f.EEO/ADA Human Resources Director Annette Anderson reviewed the August/September 2021 period, October 5, 2021, meeting report. (Documents on file) Ms. Anderson presented an abbreviated report on the following; •Collective bargaining meetings continued with various units that have not settled and contract negotiations for fiscal year 2023 began. •HRMS project meetings continued with appointing training ambassadors from each Civil Service Commission Open Session October 5, 2021 Page 3 SUBJECT DISCUSSION ACTION department that would be assigned to disseminate the information to the staff. A kick-off meeting is planned in October. • Internal language access policies are being updated and will be distributed through power DMS. • HR was handling numerous complaints and took a proactive approach to address issues clustered in one department with the help of the deputy director. The county attorney’s office was handling a discrimination lawsuit. • Addressed the county’s compliance with Governor Ige’s emergency proclamation on page 4 under HR Manager, Classification and Pay and Labor Relations first bullet. She said the county received 100% response of the attestation of vaccination form that was sent out requesting employee disclosure of their vaccination status. The employees selected whether they were fully vaccinated, not fully vaccinated or chose to not disclose vaccination status. The results were 80% of employees were fully vaccinated, 18% not vaccinated and the remaining small percentage were employees on leave of absence and not counted. The mayor publicly announced that current employees would be allowed the option to be vaccinated or not; however, new hires are required to be vaccinated or fall into the medical or religious category. Chair Tokioka inquired if the county continued to allow telework. Ms. Anderson replied that teleworking was still allowed, and each department head had the authority to make that decision. She said department heads could also approve flexible work hour schedules. Ms. Faulkner asked for the total count of suspended employees up to October 5, and if their duties were reassigned. Ms. Anderson verified if Ms. Faulkner referenced page three that listed four suspended and did not know if the count was different than the information provided. Ms. Anderson said a normal suspension was one-day, and it was uncommon to have a 30-day suspension; however, department heads and supervisors were tasked with assuring proper coverage and timely completion of duties. Ms. Faulkner asked if the suspension of employees contributed to overtime? Ms. Anderson Civil Service Commission Open Session October 5, 2021 Page 4 SUBJECT DISCUSSION ACTION replied that she was not aware if it did, but department heads were put on notice to watch overtime. With no other questions or clarification from the commissioners on the information provided in the director’s report Chair Tokioka moved on to the next agenda item. Business CSC 2021-25 Director of Human Resources Goals and Objectives for evaluation period February 16, 2021 to February 15, 2022 (on-going) a) Review updated report b) Discussion and possible decision-making on other related matters Chair Tokioka commented that the August 31, meeting did not include updated information on the goals and objectives report. Ms. Anderson recalled that she was notified of the last- minute special meeting and due to the short notice, the report was a brief recap because the previous meeting was three weeks prior on August 3. Chair Tokioka announced that Commissioner Carter would be given the opportunity to complete an evaluation if she chose to. The commissioners did not have any questions or require further clarification on the information provided; Chair Tokioka moved on to the next agenda item. CSC 2021-26 Discussion and possible decision-making on the annual evaluation of the Human Resources Director for period February 16, 2021 to February 15, 2022 (on-going) a) Review and possible approval on use of the 2021 evaluation form for 2022 b) Review and possible approval on the evaluation timeline c) Discussion and possible decision-making on other related matters Chair Tokioka directed the commission to the sample form included in their packet and said they had the option to use the same form that was used for the last annual evaluation. Administrator Ellen Ching said she had been in discussion with human resources department on the evaluation and there were two points to share. The first was a change to the due date of the evaluation. HR’s due date fell on the hire date of the directors which Civil Service Commission Open Session October 5, 2021 Page 5 SUBJECT DISCUSSION ACTION due to the lengthy process the commission evaluated performances of 10 months or less. HR agreed to extend the due date to after the hire date, which would allow the commission a full year to evaluate. Second HR asked that the commission unify their responses or comments for each goal instead of bulleting each comment received by the commissioners. Ms. Ching added that last year the commission did a 360 survey and asked if they wanted to include another survey for this evaluation period. The commission agreed that the extended timeline made more sense and unanimously agreed that the dates listed on the timeline would need to be pushed out two months. Chair Tokioka clarified the evaluation timeline as follows; 1. February 1, 2022, commissioners receive evaluation form to complete 2. February 10, 2022, commissioners email completed evaluation form 3. Ms. Muragin would compile everyone’s evaluation onto one form 4. March 5, 2022, meeting the commission would review and discuss and come up with a unified evaluation to approve. 5. After March 5, 2022, the Chair and HRD Anderson would meet one on one and review the evaluation and sign. 6. April 15, 2022, deadline to submit to HR the completed evaluation form. 7. Ms. Muragin would have from March 5 to April 15 to submit the completed evaluation form to HR. Chair Tokioka said that the timeline did not include possible new goals and objectives for the next period of evaluation. Ms. Cano moved to approve the use of last year’s evaluation form with an approved date of August 4, 2020 for the annual evaluation of Human Resources Director Annette Anderson for period February 16, 2021 to February 15, 2022. Ms. Carter seconded the motion. Motion carried 5:0. Civil Service Commission Open Session October 5, 2021 Page 6 SUBJECT DISCUSSION ACTION Ms. Ching asked if the commission wanted to discuss use of the 360-survey. Chair Tokioka asked for a motion if the commission wanted to use the 360-survey again. With no response, Chair Tokioka moved on to the next agenda item. Ms. Anderson left the meeting at 3:36 p.m. Ms. Cano moved to approve the commission’s recommendations to amend the timeline as follows; change email annual evaluation form to commissioners to February 1, 2022 and change all other dates ahead by two months. Ms. Faulkner seconded the motion. Motion carried 5:0. Executive Session Ms. Ching announced that at the August 31, meeting Deputy Attorney General Henry Kim stated that Ms. Ching could not be allowed into executive session to preserve the confidentiality and client attorney privilege. Ms. Ching read the Hawaii Revised Statutes to move the meeting into Executive Session. Pursuant to Hawai‘i Revised Statutes §92-7(a), the Commission may, when deemed necessary, hold an Executive Session on any agenda item without written public notice if the Executive Session was not anticipated in advance. Any such Executive Session shall be held pursuant to HRS §92-4 and shall be limited to those items described in HRS §92-5(a). Discussions held in Executive Session are closed to the public. Ms. Faulkner moved to enter Executive Session. Vice Chair Ramos seconded the motion. Motion carried 5:0. The commission and staff, disconnected from open session at 3:42 p.m. and connected into executive session. Civil Service Commission Open Session October 5, 2021 Page 7 SUBJECT DISCUSSION ACTION Return to Open Session Chair Tokioka, Vice Chair Ramos, Commissioner Cano, Commissioner Faulkner, and Commission Support Clerk Muragin were logged into Microsoft Teams Teleconference. Call To Order in Open Session /Roll Call Chair Tokioka called the Open Session meeting to order at 4:17 p.m. and requested a roll call. Commission Support Clerk Muragin verified attendance by roll call and requested a verbal response of present or here; Commissioner Cano replied present and alone. Commissioner Faulkner replied present and alone. Vice Chair Ramos replied present and alone. Chair Tokioka replied present and alone. Commission Support Clerk Muragin replied present and alone. Quorum was established with four commissioners present. Ratify Actions Ratify actions taken by the Civil Service Commission in executive session for agenda items: ES-024, ES-025 and ES-026. Ms. Faulkner moved to ratify actions taken in Executive Session for ES-024, ES-025, and ES-026. Vice Chair Ramos seconded the motion. Motion carried 4:0. Announcements Next Meeting: Tuesday, November 8, 2021 – 2:00 p.m., Microsoft Teams Teleconference Chair Tokioka announced that the November 8, 2021, meeting would probably be canceled unless an urgent agenda item required their attention. The December 7, 2021, would be the next scheduled meeting. Adjournment With no objections from the commission, Chair Tokioka adjourned the meeting at 4:18 p.m. Civil Service Commission Open Session October 5, 2021 Page 8 Submitted by: ________________________________________ Reviewed and Approved by: _________________________________________ Sandra Muragin, Commission Support Clerk Beth Tokioka, Chair ( ) Approved as circulated. ( ) Approved with amendments. See minutes of________meeting. DEPARTMENT OF HUMAN RESOURCES DIRECTOR’S REPORT TO THE CIVIL SERVICE COMMISSION DECEMBER 7, 2021 MEETING Report Covering September/October/November 2021 Collective Bargaining: As of November 23, 2021, the status of collective bargaining with the various unions is as follows: •Two Year Agreements Reached (7/1/21-6/30/23) with the unions below, all with no pay increases in either year but right to reopen salaries in year two (7/1/22-6/30/23): o UPW BU 1 (blue collar) o HGEA BU 2 (bule collar supervisors) o HGEA BU 3 (white collar) o HGEA BU 4 (white collar supervisors) o HGEA BU 13 (professional & scientific) Should the parties not reach agreement on the year two reopener, unions will proceed to arbitration, with the exception of BU 1 which is a strike unit. •Unsettled units at impasse and proceeding to arbitration (assuming no settlement) are: o HFFA BU 11 (Fire) o SHOPO BU 12 (Police) o HGEA BU 15 (Ocean Safety Officers) HRMS Project: Training of the core implementation team has been on-going with Human Resources (HR) staff, as well as other department leads, participating in many days and hours of training. Data conversion from old system to the new has occurred over a number of weeks, with both HR and IT staff involved along with the vendors, followed by making necessary corrections. Testing of uploaded data with various employment and payroll scenarios has been on-going over a number of weeks with thousands of test scenarios created and tested. Certain employees in HR and IT have spent three to six hours per day doing testing. Change Ambassadors. A kick-off virtual meeting occurred with the sixty-seven change ambassadors from various departments. They received an overview of what to expect and the ability to submit questions/concerns as we move forward. Mayor Kawakami started off the meeting by sharing his thanks and appreciation for all involved in this project. Schedule. The County of Kauai’s implementation team is currently working with our vendor, Accenture, concerning changes that need to occur to the Maui configuration of the Workday tenant. During the past two months of unit testing, the team has identified numerous examples of County processes and job profiles that differ from Maui and must be aligned to Kauai. As such, a change order will be submitted that will incorporate these changes. It will also impact the go-live date, which must start on the first day of a quarter. Both County and Accenture agree that this is the best course to assure success. [Goal 2, Objective G2A., Success Measurements 1 and 2. – ongoing] CSC 2021-27 2 HR Trainings As noted above, numerous HRMS trainings have been presented to core implementation team members in DHR and IT. Supervisory Training on Effectively Addressing Employee Conflict presented by Alt Kagesa on October 21, 2021 at the Kaua‘i Veterans Center. There were two (2) three and a half (3.5) hour sessions held. A total of eighty (80) supervisors attended plus the Mayor. Leadership Training w/Glenn Furuya – Training entitled “Leading Yourself Through Tough Times” for all Department Heads and Deputies, including the Mayor, was held virtually on November 9, 2021 from 10:00 a.m. – 3:00 p.m. The above serves as the third quarterly progress report for Goal 3. [Goal 3, Objective G3A & G3B., Success Measurements 1 and 3.– ongoing; Success Measurement 4-- quarterly report completed] Update on Review and Revisions to Internal Policies and/or Procedures As mentioned in a previous HRD report during this past quarter, HRD has revised the County-Wide Language Access Policy and Plan. The above serves as the third quarterly progress report for Goal 1. [Goal 1, Objectives G1B. and G1C., Success Measurements 2 and 3. – on going; Success Measurement 4-- quarterly report completed] Litigation/Lawsuits/Settlements As mentioned in a previous HRD report during this past quarter, DHR is aware of one new lawsuit related to non-selection and alleged race discrimination. DHR has compiled data from the past six years regarding the type of employee complaints received in an effort to identify common root causes and implement appropriate training programs designed to address the most frequent root causes. Year Age Discrimination Race Discrimination Sexual Discrimination Workplace Violence/ Hostile Work Environment Retaliation *Other Total 2016 8 1 1 10 2017 1 3 2 6 2018 1 3 1 5 2019 1 1 1 2 5 2020 1 1 10 2 9 23 2021 1 18 2 10 31 Total 3 3 1 42 9 22 80 *e.g., resume falsification, improper use of authority, unfair treatment, improper handling of grant funds, unprofessional management, violation of Civil Service Laws, promotion process unfair, wrongful termination, Drug and Alcohol testing discriminatory practices, applicant claims to meet minimum qualification requirements, applicant denied entry to testing due to late arrival, questions on Fire Captain exam vague or misinterpreted. 3 This serves as the third quarterly progress report for Goal 4. [Goal 4, Objectives G4A, Success Measurements 1, 4, 5—quarterly report completed] 100% Centralized Payroll System Integration with new HRMS System Converting to 100% centralized payroll will not occur until after the new system is in place. Departments conducting their own payroll recordkeeping are included in the HRMS implementation team, and transition from departments to payroll will be staggered over a period of time once all stakeholders are trained and the new system is fully implemented. This serves as the third quarterly progress report for Goal 5. [Goal 5, Success Measurement 3—quarterly report completed] 4 Monthly Report from HR Divisions/Sections Administrative Services and Benefits: • Provided guidance to departments on various personnel issues, including internal investigations, disability accommodations, disciplinary/performance, mediation, attendance/leave, benefits, drug/alcohol testing, etc. • Tracking and reviewing weekly COVID-19 Testing rosters; Responding to questions/issues related to testing, travel, etc. • New Hires: Information Technology Specialist I Real Property Appraisal Assistant Bus Driver (exempt) 2 COVID-19 Laboratory Assistants (exempt) Market Model Analyst (exempt) TAT Tax Clerk (exempt) Administrative Support Assistant Civil Engineer III Janitor II Plant Electrician 2 Solid Waste Worker I Clerk Dispatcher I (exempt) COVID-19 Data Entry Specialist (exempt) COVID-19 IMT Specialist (exempt) COVID-19 Laboratory Assistant (exempt) Manager & Chief Engineer (exempt) • Exit Interviews (Retirees): 9 of 9 • TDI Applications None • Family Leave: 16 approved, 1 denied • Leave Sharing: 1 approved • Reference Checks: 36 • Employment Verifications: 58 • Transactions Totals: New Hires 10 Separations 9 Reallocations 1 Promotions 5 Demotions 0 Transfers 5 Pay Increase 3 Suspension 1 Leave Without Pay 0 *Misc. Change Forms 18 **Other 28 89-Day 34 Seasonal 0 *Miscellaneous Change Forms include expense distribution changes, schedule changes, personal data changes, etc. 5 **Other includes end of/extension of TR, add/delete add pay codes, amended PCs, extension of initial probation, rescinded PCs, term of contract/contract appointment PCs, etc. Employee Development and Health Services: • Seven (7) new workers’ compensation claims were filed this month: four (4) indemnity claims, three (3) medical only claims and one (1) records only claim. • Bi-monthly reviews of selected workers’ compensation claims were held on October 26, 2021 via MS Teams meeting. Twenty-one (21) claims were reviewed. • Driver Improvement Training was completed this month. A total of eighty-five (85) employees have been trained from August - October. • Equipment/Driver Training: CAT Compactor (5 Public Works Employees) CAT Dozer (4 Public Works Employees) CAT Payloader (1 Public Works Employee) Double Axle Automated Rubbish Truck (1 Public Works Employee) Leeboy Grader (1 Public Works Employee) Rear Loading Modified Refuse Truck (1 Public Works Employee) Other: HRMS Project: • Kaua‘i’s Workday tenant (system) build was completed for unit testing. Preliminary meetings were held in early October with the functional team leads preparing staff in balancing testing duties and normal daily workloads. Testing began on October 11, 2021 with hundreds of scenarios shared/divided up amongst HR administrative staff. The three (3) weeks of unit testing ended on October 29, 2021. Functional leads are currently reviewing and modifying business processes and security configurations to ensure that the proper workflows are tailored to how our County operates. Staff is currently preparing end-to-end testing scenarios and working with the Accenture implementors to prepare for the next phase of testing. • Functional leads continue to work on builds for the next tenant (i.e., end-to-end testing) and integration tasks with external vendors (e.g., ERS, NeoGov, ADP, TCP/Humanity, etc.), change management tasks, etc. HR Manager, Classification and Pay and Labor Relations: • Weekly HRMS meetings continue with various topics including Benefits, Absence, Human Capital and Compensation. Originally, sixty-two (62) Change Ambassadors were identified in the various departments to be the eyes and ears for this project but that number has since increased to sixty-seven (67). Posters were delivered to the various off-site County locations from the Hanalei Baseyard to the Kekaha Landfill. Laptops, cameras and mics were provided to those Change Ambassadors who did not have the necessary devices to participate in Team meetings. “Wheel of Workday” Teams meetings have been held to acquaint all Change Ambassadors with using Teams with lucky winners provided with Workday swag. The Change Ambassador Kickoff meeting was held on October 27th with the Mayor and Human Resources Director providing opening remarks. In addition, Change Ambassadors were provided with a short demonstration from the Maui Director of Personnel Services of the Workday product. The demonstration was recorded and posted on PowerDMS for them to share with their departmental employees. Following the kickoff, questions and answers were compiled and sent out to all Change Ambassadors as FAQs to be shared with staff as needed. A Change Ambassador Teams Group was also created at the suggestion of one of our participants. Monthly meetings have now been set up to receive 6 updates from all Change Ambassadors from the various departments as well as to provide new information and resources for them to use. • Various Step 2 grievance meetings being scheduled with the Director. • Completed review of transfer articles from bargaining unit 14 to newly created bargaining unit 15 comprised of Ocean Safety Officers • Reallocations Processed: Building Permit Clerk II to Wastewater Administrative Assistant Bus Driver (substitute) to Van Driver (substitute) Emergency Management Staff Specialist I to Emergency Management Staff Specialist II Liquor Control Investigator IV to Assistant Chief Liquor Control Investigator Police Equipment Maintenance Coordinator to Fleet Coordinator Program Specialist II to Program Specialist III Public Information Officer to Communications Officer • Desk Audits: None • New Classes Adopted: Assistant Chief Liquor Control Investigator Communications Officer • Administrative Reviews: None • Class Amendments: Assistant Chief Liquor Control Investigator Battalion Fire Chief Clerk Electrician-Electronic Repairer Fire Assistant Chief Lead Electrician-Electronic Repairer Park Maintenance Operations Superintendent Planner I Planner II Planner III Planner IV Planner V Planner VI Planner VII Planning Inspector I Planning Inspector II Planning Inspector III Real Property Appraiser Assistant Real Property Appraiser I Real Property Appraiser II Real Property Appraiser III Real Property Appraiser IV Real Property Appraiser V Real Property Appraiser VI Real Property Appraisal Specialist • Report of a market data analysis of Attorney and Civil Engineer positions was presented to the Salary Commission based on total compensation (includes benefits) for these positions 7 Recruitment and Exam: Recruitments: Automotive Mechanic I Automotive Mechanic II Business Administrator COVID-19 Data Entry Specialist (Exempt) COVID-19 IMT Specialist (Exempt) COVID-19 Vaccinator (Exempt) Clerk Dispatcher I (Exempt) Council Departmental Staff Assistant (Exempt) Customer Service Representative I Deputy Prosecuting Attorney (Exempt) Fire Accounting Specialist (Exempt) Fire Captain Fire Fighter II (Hazmat) Fire Fighter II (Rescue) Fire Fighter III First Deputy Prosecuting Attorney (Exempt) Golf Course Groundskeeper Groundskeeper Human Resources Specialist III (Safety Officer) Janitor II Laborer II Landfill Laborer II Liquor Training Coordinator (Exempt) Park Caretaker I Senior Clerk Sexual Assault Forensic Nurse Examiner (SANE) (Exempt) Sunshine Market Coordinator (Exempt) TAT Tax Clerk (Exempt) Tree Trimming Heavy Truck and Aerial Platform Operator Lists Referred to Departments: Accountant I Administrative Planning Officer Automotive Mechanic I Battalion Fire Chief Bus Driver (Exempt) Bus Driver (Substitute) (Exempt) Clerk Dispatcher I (Exempt) Council Departmental Staff Assistant (Exempt) COVID-19 Administrative Technician (Exempt) COVID-19 Data Entry Specialist (Exempt) COVID-19 IMT Specialist (Exempt) COVID-19 Laboratory Assistant (Exempt) COVID-19 Specimen Collection Specialist (Exempt) COVID-19 Vaccinator (Exempt) Criminalist III Deputy Prosecuting Attorney (Exempt) First Deputy Prosecuting Attorney (Exempt) 8 Field Operations Clerk Fire Accounting Specialist (Exempt) Fire Captain Fire Fighter III Liquor Training Coordinator (Exempt) Ocean Safety Officer I (Exempt) Police Services Officer Pool Guard Sunshine Market Coordinator (Exempt) Senior Clerk Sexual Assault Forensic Nurse Examiner (SANE) (Exempt) TAT Tax Clerk (Exempt) Transit Cleaning Worker (Exempt) Van Driver (Substitute) (Exempt) Written Exams Administered: Automotive Mechanic II Police Services Officer Public Safety Worker I Performance Exams Administered: Fire Fighter II (Rescue) Pool Guard Trainee Veterans’ Cemetery Caretaker Administrative Reviews: None Payroll: • HRMS System/Project o Multiple Weekly Meetings with Project Team & Accenture, Absence, Benefits, Payroll, and Time Tracking o Testing Kick Off Meetings occurred in first two weeks of October for Payroll & Time Tracking o Attended Payroll Transactions Training Sept 1 & 2 o Given access to Workday Tenant  Updating Time Tracking & Payroll Code Descriptions for Testing  Updated Test Scenarios  Requested Departments to review scenarios and add/comment on those listed under their expertise • Updated HR Budget as of September 30, 2021 • Gross Payroll: 15th 4,223,230$ EOM 4,240,636$ EUTF ACTIVE 799,897$ EUTF OPEB -$ EUTF RETIREE 884,791$ ERS (RETIREMENT)2,210,907$ SOCIAL SECURITY 325,988$ MEDICARE 116,717$ PTS SS SAVINGS 8,635$ 9 EEO/ADA • Worked on multiple investigations. • Assisting with multiple ADA accommodation request. • HR biannual EEO report • Policy on Reasonable Accommodations • ADA/EEO issues for mandatory vaccination • Video presentation for language access training available for Departments COK CSC DHR Goals & Objects 2.16.21 to 2.15.22 (Approved 04.06.21) 1 | Page Goals and Objectives Report – COK Civil Service Commission Director of Human Resources Annette Anderson – Period February 16, 2021 to February 15, 2022 Goal #1 – Conduct review of Human Resources policies to determine if policies should be revised and/or new policies created. Develop communications action plan for staff, including any future updates on policies. Objectives Success Measurements Desired Outcome Status G1A. Identify and create a plan to address any outstanding items from “Follow-up Audit of County Hiring Practices: Report No. 18-01 G1B. Identify any Human Resources policies that should be revised and any gaps in existing policies. G1C. Draft and implement revised and/or new policies as deemed necessary to include a communications action plan. 1. Outstanding issues from “Follow-up Audit of County Hiring Practices: Report No. 18-01 are addressed. 2. Revised and/or new policies as implemented as needed. 3. Revised and/or new policies are successfully communicated to County personnel. 4. Quarterly reports are provided to the CSC to include update on outstanding audit issues and list of policies to be revised and/or created. Policies reflect best industry practices and meet the legal/operational needs of the County of Kauai. Policies are continually reviewed and amended to meet evolving circumstances and are successfully communicated to County personnel. 5/4/21-G1A-1&4: Quarterly report submitted with update on outstanding audit issues and list of policies to be revised and /or created. Goal completed for Audit Recommendations 1,4 and 8; on-going for Audit Recommendations 2 and 7. 5/4/21-G1B&G1C-2&3: Goal completed for Audit Recommendations 1,4 and 8; on-going for Recommendations 2 and 7. Motor Vehicle Policy---The revised motor vehicle policy has now been acknowledged by all County employees either through the electronic PowerDMS System or by wet signature. Travel Policy—The draft Travel Policy developed by the Finance Department and reviewed by edited by HR remains with Finance for consideration of suggested edits. HR will review any further edits that are made. Violence in the Workplace Policy—HR is in the process of revising and updating the Violence in the Workplace Policy. When completed, it will be sent to employees for review and acknowledgement. Drug and Alcohol Testing Pools—HR is in the process of revising and updating the procedures used in connection with random drug and alcohol testing pools to assure timely and accurate compliance with Commercial Drivers’ License (CDL) federal law, and in accordance with applicable collective bargaining agreements. 7/6/21-G1A-1&4: Recommendation 7 of the 2018 Follow-Up Audit states. - DHR should consult with the County Attorney to implement a comprehensive policy that ensure compliance with document retention and maintenance requirements at the federal, state, and county levels. This recommendation was included as Goal #2, Objective G2B., Success Measurement 1 in last year’s Goals and Objectives for this Director. As noted in the August 4, 2020 Director’s Report to the Commission, a draft HRD Retention & Destruction policy was created and sent to the Office of County Attorney for review and approval. As subsequent Director’s Reports have noted, we await response and approval. Once HR is informed by the Office of the County Attorney the update will be included in subsequent Director’s reports. 7/6/21-G1B&G1C-2&3: Travel Policy—The draft Travel Policy developed by the Finance Department and reviewed by edited by HR has now been finalized, approved by HRD, and forwarded for approval by others. 8/3/21-G1B&GIC-2&3: At the request of the Mayor’s office, a revised Recruitment Incentive Policy increasing the amount and duration of hiring bonuses and relocation expense reimbursements was drafted for optional use for certain hard to fill positions, subject to approval by HR. The above serves as the second quarterly progress report for Goal 1. 8/31/21-G1B&G1C-2&3: No additional information to report regarding this matter. 10/5/21-G1B&G1C-2&3: HRD has revised the County-Wide Language Access Policy and Plan. Its distribution will be through the County’s PowerDMS electronic platform. CSC 2021-29 COK CSC DHR Goals & Objects 2.16.21 to 2.15.22 (Approved 04.06.21) 2 | Page Goal #2 – Review and monitor the HRMS Human Resources Management System (HRMS) Project; assist with any multi-department issues. Objectives Success Measurements Desired Outcome Status G2A. Complete the process of implementing new HRMS. 1. Timelines and benchmarks are established and met for the completion of the work. 2. Monthly progress updates are provided to the CSC. Complete the migration to the new HRMS in order to realize the benefits of the project. 4/6/21-G2A-1&2: Notices of award were issued on February 17, 2021 to four (4) vendors: Accenture, LLP (integrators), Workday, Inc. (software solution), ADP, Inc. (tax services), and TimeClock Plus, LLC (Fire & Police scheduling). We did not receive any protests to these awards and proceeded with the review of the contracts, statements of work, and services agreements with the vendors. We are continuing to work with our attorneys, Finance Department, and the vendors on acceptable terms of these contracts. Once the contracts are signed, the implementation of the new system can commence. The go live date for the new HRMS system is still projected for January 1, 2022. 5/4/21-G2A-1&2: Continued review by attorneys for the vendors and County attorneys to reach agreement regarding acceptable contract terms. 6/8/21-G2A-1&2: Contracts with two of the four HRMS vendors have been executed, Accenture, LLP (integrators), Workday, Inc. (software solution). Contracts for the remaining two vendors, ADP, Inc. (tax services), and TimeClock Plus, LLC (Fire & Police scheduling), are being reviewed by the attorneys for the vendors and County attorneys to reach agreement regarding acceptable contract terms. Due to significant delays in reaching agreement with the two primary vendors, mostly due to attorneys’ review and disagreements over specific contracts terms, the go-live date has been postponed from January 1, 2022. Because the vendors require a start date only on the first of a quarter, the go-live date will now occur on April 1, 2022. The Mayor has been apprised and commented that due to the magnitude of this project, delays are understandable and the April 1, 2022 go-live date is acceptable. 7/6/21-G2A-1&2: Training has begun for the core implementation team, with a kick-off meeting with all department leads and Accenture, LLP (integrators) and Workday, Inc. (software solution) on June 16, 2021. The Executive Project Team are attending Workday trainings pertaining to their functional areas while also completing implementation tasks. Over the next four (4) months, the Kaua‘i Workday tenant (system) is being configured for unit testing which is anticipated to begin in October. Contracts for the remaining two vendors, ADP, Inc. (tax services), and TimeClock Plus, LLC (Fire & Police scheduling), are being reviewed by the attorneys for the vendors and County attorneys to reach agreement regarding acceptable contract terms. Accenture/Workday are using a project management software system and certain team members have been trained on the new system. Others will be trained via train the trainer method. 8/3/21-G2-1&2: Training continues for the core implementation team. Human Resources (HR) staff, as well as other department leads, are participating in many days and hours of training. Unfortunately, due to the trainers being located in multiple time zones on the mainland, some training sessions begin at 5:30 or 6:00 a.m. The vendors are not able to adjust their trainers’ schedules to work into the evening hours; hence, we must accommodate with early sessions for many of the trainings. Nevertheless, we have willing participants eager to learn the new system. HR staff continues to meet and discuss with County of Maui staff since the new HRMS system is mirrored after Maui’s product. It is a benefit to the County of Kaua‘i to learn from Maui’s experience. Contracts for the remaining two vendors, ADP, Inc. (tax services), and TimeClock Plus, LLC (Fire & Police scheduling), continue to be reviewed by the attorneys for the vendors and County attorneys to reach agreement regarding acceptable contract terms. Accenture/Workday, who are using a project management software system, have noted that we are currently on schedule. 8/31/21-G2A-1&2: The fourth and final vendor contract with ADP has been executed. 10/5/21-GSA-1&2: Most implementation team members have received the required training. The next phase of the project entails testing of uploaded data to ensure accuracy. It is anticipated that certain individual employees in DHR and IT will be required to spend three to six hours per day during October/November on testing. In addition, sixty-two Change Ambassadors have been selected to assist with being the eyes and ears for the various departments and to assist with marketing the product and training employees on how to use the system. Accenture/Workday, who are using a project management software system, continue to report that the project is on schedule. Go live date is April 1, 2022. COK CSC DHR Goals & Objects 2.16.21 to 2.15.22 (Approved 04.06.21) 3 | Page Goal #3 – Identify training priorities for Department of Human Resources staff and/or staff from other departments including developing plan for delivery of the training. Objectives Success Measurements Desired Outcome Status G3A. Work with HR Department staff and/or other departments to assess where they feel training is needed to address gaps in knowledge/skills. G3B. Based on assessment, develop a training program for HR Department staff and/or other departments to address improvements in knowledge/skills. 1. For HR staff training, each HR staff member is surveyed to determine needs. 2. For staff in other departments, work with department/division heads to identify training needs for the Department. 3. A training program is developed to address the priority training needs. 4. Quarterly progress reports are provided to the CSC. County Staff are better equipped to meet the needs of the County of Kauai. 5/4/21-G3A&G3B-1to4: The following is the first quarterly report regarding training priorities: HR, working with other departments, assessed the training needs, developed training programs, and where noted provided the following training: Transportation—HR is developing new content for bus driver training regarding customer service, and specifically the process to follow when dealing with difficult passengers. Parks & Recreation—To address workplace issues, HR coordinated individual employee trainings with WorkLife Hawaii on best practices for addressing employee/team conflict. Department of Water—At the DOW’s request, HR developed a training program and provided training to DOW supervisors regarding timesheets for various bargaining unit employees. 4 Police—HR is developing a training program, with handouts, regarding policy against discrimination, harassment and retaliation. Training priorities for HR Staff---HR managers and the Director are working on content for a survey for internal HR staff to determine their training needs and desires. Future reports will identify the responses to the survey. 6/8/21-G3A&G3B-1&3: EEO/ADA Coordinator enrolled in EEOC Webinar to enhance skills and knowledge. 6/8/21-G3A&G3B-2&4: As noted in the Administrative Services report below, HR coordinated mediation for Police Department staff, which resulted in the participants reaching an agreement that addressed the need for improved communication and the ability to respectfully settle minor issues amicably. 7/6/21 G3A&G3B-1&3: HR staff as well as other departments are participating in the HRMS project training. 8/3/21-G3A&G3B-1&3: HR staff (both HR Managers and EEO/ADA Coordinator) gave an all-day training to the newly promoted Sergeants and Lieutenants at KPD. Topics included performance management, evaluations, EEO/Civil Rights, and ADA accommodations. HR coordinated and retained an outside trainer to conduct “customer service” training for Finance and Planning employees pursuant to the Department Heads’ request. A total of 63 employees attended. EEO/ADA Coordinator provided two ADA trainings for new hire orientations. The Department of Water is currently requesting HR assistance for future training. The above serves as the second quarterly progress report for Goal 3. 8/31/21-G3A&G3B-1&3: No additional information to report regarding this matter. 10/5/21-G3A&G3B-1,2&3: As noted above, numerous HRMS trainings have been presented to core implementation team members in DHR and IT. EEO/ADA Coordinator attended webinar trainings involving workplace diversity and compliance with EEO Guidance related to COVID-19 vaccinations, accommodations, and testing. HR Manager and EEO/ADA Coordinator attended webinar trainings regarding workplace investigations, and vaccines and masks in the workplace. Finally the HR Director and HR Manager attended a webinar regarding marijuana issues in the workplace. COK CSC DHR Goals & Objects 2.16.21 to 2.15.22 (Approved 04.06.21) 4 | Page Goal #4 – Review employee complaints in an effort to identify common root causes and implement appropriate training programs designed to address the most frequent root causes. Objectives Success Measurements Desired Outcome Status G4A. Review complaints filed over the past five years, if possible, to identify most frequent root causes. G4B. Work with Department Heads and key management personnel to review most frequent root causes and assess related training needs. G4C. Based on assessment, develop a training program for County of Kauai departments to address highest priority root causes. 1. Five year, if possible, review is completed and frequent root causes identified. 2. Department Heads and key management personnel participate in the development of the training plan. 3. A training plan/schedule is developed and implemented. 4. Claims are reduced over time. 5. Quarterly progress reports are provided to the CSC including statistics on the number of HR related litigation/lawsuits and settlements or awards that they are aware of. Report shall also include statistics by category on separation, termination, retirements, etc. to identify trends. Employee complaints are reduced for the County of Kauai, saving money, time and resources and creating a more positive work environment for all employees. 5/4/21-G4A&G4B-1&5: The following is the first quarterly report regarding employee complaints, root causes, and training: Review of Previous Complaints—HR has maintained a directory of complaints filed by employees since January 2020. Previous complaints are located in multiple folders and/or directories, with some under names of HR staff assigned, thus, efforts to review five years back, if possible, will take longer. Root causes—Over half of the complaints submitted to HR since January 2020 pertain to one or more of the following allegations: harassment, discrimination, hostile work environment, retaliation. The remaining complaints involve allegations against management such as unprofessional conduct, misuse of grant funds, disclosure of personal information, recruitment and/or civil service violations, and wrongful termination. For the next quarterly report, there will be further analysis, including if the complaints were substantiated, and options for reducing future complaints. Training— For the next quarterly report, there will be further analysis to determine if and when further training should occur with respect to the COK’s policy against Discrimination, Harassment, and Retaliation. All employees are trained upon hire and receive the policy. Periodic updated training within individual departments occur as needed. There have been additional methods used in the past including mediation and talk story sessions to address the issues as well. 8/3/21-4: HR is not aware of any new litigation/lawsuits/settlements related to HR matters. This serves as the second quarterly progress report for Goal 4. 10/5/21-G4A&G4B-2&3: DHR is aware of one new lawsuit related to non-selection and alleged race discrimination. Numerous Internal Complaints were filed by employees in one Department/Division/Section regarding workplace issues such as bullying, harassment, behavioral issues, etc. during August and September. DHR is working directly with the Deputy Director and Division/Section heads to address the issues. EEO/ADA Coordinator is also conducting investigations concerning the various issues. COK CSC DHR Goals & Objects 2.16.21 to 2.15.22 (Approved 04.06.21) 5 | Page Goal #5 – Optimize payroll division functions and staffing related to eventual 100% centralized payroll and in connection with future automation with new HRMS system. Objectives Success Measurements Desired Outcome Status G5A. Identify any changes necessary within the payroll division in order to meet the needs of a 100% centralized system integrated with the new HRMS system. G5B. Implement necessary changes. 1. Develop timeline for movement of all county payroll functions to the HR Department. 2. Payroll functions are successfully integrated with HRMS in accordance with the implementation plan. 3. Quarterly progress reports are provided to the CSC. Payroll functions are consolidated within HR and automated to the greatest extent possible. Payroll is efficient and accurate, and meet the needs of the County of Kauai and its various departments. 5/4/21-G5A&G5B-1to3: Currently some payroll staff have been re-deployed to be part of HRMS implementation team. Continued analysis regarding timing for 100% centralized payroll, and staffing needs, is on-going; however, decisions are dependent upon information received during the training and testing phases of HRMS. 8/3/21-G5-3: The go-live date for HRMS is April 1, 2022. Converting to 100% centralized payroll will not occur until after the new system is in place. Departments conducting their own payroll recordkeeping are included in the HRMS implementation team, and transition from departments to payroll will be staggered over a period of time once all stakeholders are trained and the new system is fully implemented. This serves as the second quarterly progress report for Goal 5. COUNTY OF KAUAI – CIVIL SERVICE COMMISSION HUMAN RESOURCES DIRECTOR – PERFORMANCE EVALUATION Apprvd 8/4/20/Amend&Apprvd 12/7/21: Page 1 Name: Annette Anderson Appointment Date: 02/16/20 Reason for Report: Annual Performance Evaluation Period of Report: 02/16/21 to 02/15/22 Commissioner Name: OPTION #1 Date: 1. Leadership Skills and Professional Qualities • Leads by example. Exhibits honesty, integrity, and self-discipline. • Sets and enforces professional standards. • Promotes, supports, and implements EEO policies and programs. • Motivates and develops subordinates. Serves as a mentor. • Accepts personal responsibility. Overall Rating – check one box - whole numbers only: ___ 5-Meets Expectations ___1-Does Not Meet Expectations Examples: (Provide specific examples of performance) 2. Policies, Procedures, Rules and Regulations • Adheres to and implements the principles and methods of recruitment, placement, classification and compensation, training and employee relations, labor relations/collective bargaining, maintenance of personnel records and reports, incentive and service awards, health and safety, organizations and staffing, and Equal Employment Opportunity/Affirmative Action Programs. • Adheres to and coordinates a comprehensive labor relations program to ensure prompt, fair and consistent administration of the bargaining unit contracts and resolution of grievances, appeals and/or complaints. Promotes, supports, and implements EEO policies and programs. • Identifies alternatives and recommends action to be taken. Overall Rating – check one box - whole numbers only: ___ 5-Meets Expectations ___1-Does Not Meet Expectations Examples: (Provide specific examples of performance) CSC 2021-30 a. COUNTY OF KAUAI – CIVIL SERVICE COMMISSION HUMAN RESOURCES DIRECTOR – PERFORMANCE EVALUATION Apprvd 8/4/20/Amend&Apprvd 12/7/21: Page 2 3. Planning, Organizing, and Setting Priorities • Sets priorities. Develops realistic and attainable goals with accompanying metrics to measure progress. • Develops plans to achieve departmental and county goals. • Anticipates and solves problems. • Anticipates and budgets for future personnel and equipment. • Develops contingency plans for major events and emergency operations. Overall Rating – check one box - whole numbers only: ___ 5-Meets Expectations ___1-Does Not Meet Expectations Examples: (Provide specific examples of performance) 4. Personnel and Resource Management • Develop training programs; analyzes training needs with department mangers; establishes organizational and personnel development programs. • Recognizes and addresses personnel problems at the earliest stages. • Prepares the budget in accordance with department and county policies. Exercises fiscal control, with emphasis on controlling overtime. Overall Rating – check one box - whole numbers only: ___ 5-Meets Expectations ___1-Does Not Meet Expectations Examples: (Provide specific examples of performance) 5. Communications • Provides positive feedback and corrective counseling to subordinate personnel as appropriate. • Maintains on-going communications with county leadership, and as the mayor’s representative and spokesperson at the bargaining table with public sector unions. • Keeps the Civil Service Commission and county leadership informed on incidents that could affect departmental operations and community relations. Responds promptly to Commission requests for information. Overall Rating – check one box - whole numbers only: ___ 5-Meets Expectations ___1-Does Not Meet Expectations Examples: (Provide specific examples of performance) COUNTY OF KAUAI – CIVIL SERVICE COMMISSION HUMAN RESOURCES DIRECTOR – PERFORMANCE EVALUATION Apprvd 8/4/20/Amend&Apprvd 12/7/21: Page 3 Notable Accomplishments and Recognition Achieved This Reporting Period: Quality, Adequacy and Effectiveness of Monthly and Quarterly Reports: Overall Job Competency: Areas Needing Improvements : Evaluation Results: Final Total Points (add overall rating score from each evaluation factor 1 to 5):____________ Overall Rating: ____13-25 points Meets Expectations ____5-12 points Does Not Meet Expectations I Received a Copy of this Performance Evaluation: ___________________________________________ Date: ____________ Human Resource Director Discussed with Director By: ________ _ Date: ____________ Chair – Civil Service Commission COUNTY OF KAUAI – CIVIL SERVICE COMMISSION HUMAN RESOURCES DIRECTOR – PERFORMANCE EVALUATION Apprvd 8/4/20/Amend&Apprvd 12/7/21: Page 1 Name: Annette Anderson Appointment Date: 02/16/20 Reason for Report: Annual Performance Evaluation Period of Report: 02/16/21 to 02/15/22 Commissioner Name: OPTION #2 Date: 1. Leadership Skills and Professional Qualities • Leads by example. Exhibits honesty, integrity, and self-discipline. • Sets and enforces professional standards. • Promotes, supports, and implements EEO policies and programs. • Motivates and develops subordinates. Serves as a mentor. • Accepts personal responsibility. Overall Rating – check one box - whole numbers only: ___ 5-Excellent/Outstanding ___4-Good/Exceeds Expectations ___3-Satisfactory/Meets Standards ___2-Needs Improvement ___1-Unsatisfactory Examples: (Provide specific examples of performance) 2. Policies, Procedures, Rules and Regulations • Adheres to and implements the principles and methods of recruitment, placement, classification and compensation, training and employee relations, labor relations/collective bargaining, maintenance of personnel records and reports, incentive and service awards, health and safety, organizations and staffing, and Equal Employment Opportunity/Affirmative Action Programs. • Adheres to and coordinates a comprehensive labor relations program to ensure prompt, fair and consistent administration of the bargaining unit contracts and resolution of grievances, appeals and/or complaints. Promotes, supports, and implements EEO policies and programs. • Identifies alternatives and recommends action to be taken. Overall Rating – check one box - whole numbers only: ___ 5-Excellent/Outstanding ___4-Good/Exceeds Expectations ___3-Satisfactory/Meets Standards ___2-Needs Improvement ___1-Unsatisfactory Examples: (Provide specific examples of performance) CSC 2021-30 a. COUNTY OF KAUAI – CIVIL SERVICE COMMISSION HUMAN RESOURCES DIRECTOR – PERFORMANCE EVALUATION Apprvd 8/4/20/Amend&Apprvd 12/7/21: Page 2 3. Planning, Organizing, and Setting Priorities • Sets priorities. Develops realistic and attainable goals with accompanying metrics to measure progress. • Develops plans to achieve departmental and county goals. • Anticipates and solves problems. • Anticipates and budgets for future personnel and equipment. • Develops contingency plans for major events and emergency operations. Overall Rating – check one box - whole numbers only: ___ 5-Excellent/Outstanding ___4-Good/Exceeds Expectations ___3-Satisfactory/Meets Standards ___2-Needs Improvement ___1-Unsatisfactory Examples: (Provide specific examples of performance) 4. Personnel and Resource Management • Develop training programs; analyzes training needs with department mangers; establishes organizational and personnel development programs. • Recognizes and addresses personnel problems at the earliest stages. • Prepares the budget in accordance with department and county policies. Exercises fiscal control, with emphasis on controlling overtime. Overall Rating – check one box - whole numbers only: ___ 5-Excellent/Outstanding ___4-Good/Exceeds Expectations ___3-Satisfactory/Meets Standards ___2-Needs Improvement ___1-Unsatisfactory Examples: (Provide specific examples of performance) 5. Communications • Provides positive feedback and corrective counseling to subordinate personnel as appropriate. • Maintains on-going communications with county leadership, and as the mayor’s representative and spokesperson at the bargaining table with public sector unions. • Keeps the Civil Service Commission and county leadership informed on incidents that could affect departmental operations and community relations. Responds promptly to Commission requests for information. Overall Rating – check one box - whole numbers only: ___ 5-Excellent/Outstanding ___4-Good/Exceeds Expectations ___3-Satisfactory/Meets Standards ___2-Needs Improvement ___1-Unsatisfactory Examples: (Provide specific examples of performance) COUNTY OF KAUAI – CIVIL SERVICE COMMISSION HUMAN RESOURCES DIRECTOR – PERFORMANCE EVALUATION Apprvd 8/4/20/Amend&Apprvd 12/7/21: Page 3 Notable Accomplishments and Recognition Achieved This Reporting Period: Quality, Adequacy and Effectiveness of Monthly and Quarterly Reports: Overall Job Competency: Areas Needing Improvements : Evaluation Results: Final Total Points (add overall rating score from each evaluation factor 1 to 5):____________ Overall Rating: ____23-25 points or 90-100% Excellent/Outstanding ____20-22 points or 80-89% Good/Exceeds Expectations ____13-19 points or 50-79% Satisfactory/Meets Expectations ____10-12 points or 40-49% Needs Improvement ____5-9 points or 39% & below Unsatisfactory I Received a Copy of this Performance Review: ___________________________________________ Date: _____________ Human Resource Director Discussed with Director By: _______ _ Date: _____________ Chair – Civil Service Commission REVISED Annual Performance Evaluation Timeline – HRD Annette Anderson February 16, 2021 to February 15, 2022 Possible Dates Completed Task Responsible October 5, 2021 Review and Approve Annual Evaluation Form Commission December 1, 2021 Email Annual Evaluation Form to Commissioners Sandra December 1-10, 2021 Commissioners complete Annual Evaluation Commission December 1-10, 2021 Commissioner’s email completed form to Sandra Commission December 13-16, 2021 Collate Completed Annual Evaluations Forms Sandra January 4, 2022 Review and Approve collated Annual Evaluation Commission January 5-31, 2022 Review Collated Annual Evaluation with HRD Anderson Commission/Chair February 1-14, 2022 Email signed & completed Annual Evaluation to HR Sandra February 15, 2022 HR Deadline to receive Annual Evaluation Sandra December 7, 2021 Review and Approve Revised Eval Form Commission February 2, 2022 Email Revised Eval Form to Commissioners Sandra February 2-14, 2022 Commissioners complete Eval Form Commission February 2-14, 2022 Commissioner’s email completed Eval Form to Sandra Commission February 18-21, 2022 Collate Commissioner’s Eval Forms Sandra March 1, 2022 Review Collated Eval Form and unify comments Commission April 5, 2022 Review and Approve final Collated Eval Form Commission April 2022 Review Collated Eval Form with HRD Anderson Commission/Chair April 2022 Email signed Eval Form to HR Sandra CSC 2021-30 b. COUNTY OF KAUA‘I CIVIL SERVICE COMMISSION 2022 MEETING DATES 1st Tuesday each Month at 3:00 p.m. Microsoft Teams Teleconference January 4, 2022 February 1, 2022 March 1, 2022 April 5, 2022 May 3, 2022 June 7, 2022 July 5, 2022 August 2, 2022 September 6, 2022 October 4, 2022 November 1, 2022 December 6, 2022 CSC 2021-32