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HomeMy WebLinkAboutBOE_2022_1021_Notice_Agenda Packet.pdf BOARD OF ETHICS SUSAN BURRISS, MEMBER ROSE RAMOS-BENZEL, MEMBER DEAN TOYOFUKU, MEMBER KELLY GENTRY, CHAIR JOHN LATKIEWICZ, VICE CHAIR RYAN de la PENA, SECRETARY Meetings of the Board of Ethics will be conducted as follows until further notice: • Meetings will be publicly noticed pursuant to HRS Chapter 92. • Minutes of meetings will be completed pursuant to HRS Chapter 92 and posted to the Commission’s website upon completion and approval. Public Comments and Testimony: • Written testimony will be accepted for any agenda item herein. o Written testimony indicating your 1) name, and if applicable, you position/title and organization you are representing, 2) the agenda item that you are providing comment on, and 3) contact information (telephone number and email address), may be submitted to asegreti@kauai.gov or mailed to the Board of Ethics, c/o Office of Boards and Commission, 4444 Rice Street, Suite 300, Lihue, Hawaii 96766. o Written testimony received by the Board of Ethics at least 24 hours prior to the meeting will be distributed to all Board of Ethics Members prior to the meeting. o Any testimony received after this time and up to the start of the meeting will be summarized by the Clerk of the Board during the meeting and added to the record thereafter. o Any late testimony received will be distributed to the to the members after the meeting is concluded. o • Oral testimony will be taken during the public testimony portion of the meeting. o It is recommended that anyone interested in providing oral testimony register at least 24 hours prior to the meeting by emailing asegreti@kauai.gov or calling (808) 241-4917. Any request to register shall include your 1) name, and if applicable, your position/title and organization you are representing, and 2) the agenda item that you are providing comment on, and 3) contact information (telephone number and email address). o Per the Board of Ethics’s and Chairs practice, there is three-minute time limit per testifier per agenda item. o Individuals who have not registered to provide testimony will be given an opportunity to speak on an agenda item following the registered speaker. SPECIAL ASSISTANCE IF YOU NEED AN AUXILIARY AID/SERVICE, OTHER ACCOMMODATION DUE TO A DISABILITY, OR AN INTERPRETER FOR NON-ENGLISH SPEAKING PERSONS, CONTACT THE OFFICE OF BOARDS AND COMMISSIONS AT (808) 241-4917 OR ASEGRETI@KAUAI.GOV AS SOON AS POSSIBLE. REQUESTS MADE AS EARLY AS POSSIBLE WILL ALLOW ADEQUATE TIME TO FULFILL YOUR REQUEST. UPON REQUEST, THIS NOTICE IS AVAILABLE IN ALTERNATIVE FORMATS SUCH AS LARGE PRINT, BRAILLE, OR ELECTRONIC COPY. BOARD OF ETHICS SUSAN BURRISS, MEMBER ROSE RAMOS-BENZEL, MEMBER DEAN TOYOFUKU, MEMBER KELLY GENTRY, CHAIR JOHN LATKIEWICZ, VICE CHAIR RYAN de la PENA, SECRETARY REGULAR MONTHLY MEETING NOTICE AND AGENDA Friday, October 21, 2022 1:00 p.m. or shortly thereafter Līhu`e Civic Center Pi`ikoi Building, Suite 300 4444 Rice Street, Līhu`e, HI 96766 A. CALL TO ORDER B. ROLL CALL C. APPROVAL OF AGENDA D. MINUTES of the meeting of the Open Session 1. September 16, 2022 E. PUBLIC TESTIMONY F. COMMUNICATION G. REQUEST FOR AN ADVISORY OPINION None H. BUSINESS BOE 2022-20 Review, discussion, and possible action regarding Advisory Opinion for RAO 2022-02. I. DISCLOSURES None J. EXECUTIVE SESSION ES-012 Pursuant to Hawai’i Revised Statutes §92-4, §92-5(a)(4), §92- 9(a)(1-4) and (b), the purpose of this Executive Session is for the Board to approve or amend the Executive Session Minutes of September 16, 2022, and to consult with its attorney on issues pertaining to the Board’s powers, duties, privileges, immunities, and /or liabilities as they may relate to this item. PAGE 2 BOARD OF ETHICS – October 21, 2022 ES-002 BOE 2022-01 Pursuant to Hawai‘i Revised Statutes §92-4 and §92-5 (a) and (2) and (4), the purpose of this Executive Session is for discussion and possible action on a notarized formal complaint received February 8, 2021, charging that an employee or officer of the County has breached the Code of Ethics as set forth in the Kaua’i County Charter section 20.02 B, 20.02 E and 20.02 F. No officer or employee of the county shall: B. Disclose information which, by law or practice, is not available to the public and which the officer or employee acquires in the course of the officer or employee’s official duties or use such information for the officer or employee’s personal gain or for the benefit of anyone. E. Use the officer or employee’s official position to secure a special benefit, privilege, or exemption for the officer or employee or others. F. Use county property for other than public activity or purpose. K. RETURN TO OPEN SESSION Ratify on Board actions taken in Executive Session. L. ANNOUNCEMENTS Next Meeting: Friday, November 18, 2022, at 1:00 p.m. M. ADJOURNMENT NOTICE OF EXECUTIVE SESSION Pursuant to Hawaii Revised Statutes §92-7(a), the Board may, when deemed necessary, hold an executive session on any agenda item without written public notice if the executive session was not anticipated in advance. Any such executive session shall be held pursuant to HRS §92-4 and shall be limited to those items described in HRS §92-5(a). Discussions held in Executive Session are closed to the public. cc: Charles Foster, Deputy County Attorney COUNTY OF KAUAI Minutes of Meeting OPEN SESSION Board/Commission: BOARD OF ETHICS Meeting Date September 16, 2022 Location Boards & Commissions Conf. Room/Teleconference Start of Meeting: 1:00 p.m. End of Meeting: 2:18 p.m. Present Chair Kelly Gentry, Vice Chair John Latkiewicz, Secretary Ryan de la Pena. Members: Susan Burriss, Rose Ramos-Benzel, Dean Toyofuku. Also: Deputy County Attorney Aaron Larrimore. Boards & Commissions Office Staff: Administrator Ellen Ching, and Support Clerk Anela Segreti. Excused Absent SUBJECT DISCUSSION ACTION A. Call To Order B. Roll Call Chair Gentry called the meeting to order at 1:00 p.m. Roll call: Member Burriss: present Member Ramos-Benzel: present Member Toyofuku: present Secretary de la Pena: present Vice Chair Latkiewicz: present Chair Gentry: present Six members present, which constituted a quorum. Board of Ethics Page 2 Open Session September 16, 2022 SUBJECT DISCUSSION ACTION C. Approval of Agenda Chair Gentry asked Ellen Ching, Administrator if there was anyone in the audience. Ms. Ching affirmed and asked if he wanted to testify on any item on the agenda. He declined and Ms. Ching noted one person in audience and that they did not want to testify on any of the agenda items. Chair Gentry entertained a motion to approve the agenda. Secretary de la Pena moved to accept the agenda as submitted. Member Burriss seconded. Motion carried 6:0 D. Approval of Minutes Minutes of the Open Session: 1. August 12, 2022 Chair Gentry entertained a motion to approve the minutes. Vice Chair Latkiewicz moved to accept the minutes of 8/12/22 as submitted. Secretary de la Pena seconded. Motion carried 6:0 E. Public Testimony None F. Communication None G. Request for Advisory Opinion RAO 2022-02 Request for an Advisory Opinion from Chief of Police Todd Raybuck received July 28, 2022, relating to outside employment requests from four Officers to work as Private Security Guards. Administrator Ching reported that the Chief is on vacation and not present at the meeting. Administrator Ching asked if there was anyone present that wanted to testify on the item. She noted no one came forward. Chair Gentry entertained a motion. Member Burriss requested consultation with Deputy County Attorney Larrimore in an Executive Session. Chair Gentry agreed. Board moved into executive session at 1:05pm. Member Burriss moved to go into executive session. Secretary de la Pena seconded. Motion carried 6:0 Board of Ethics Page 3 Open Session September 16, 2022 SUBJECT DISCUSSION ACTION Board resumed in open session at 1:20pm. Chair Gentry called for a motion. Secretary de la Pena moved to defer RAO 2022-02, item G, to the end of the agenda. Member Toyofuku seconded. Motion carried 6:0 H. Business BOE 2022-19 Update on Candidate disclosure filings. Anela Segreti, staff, updated the Board on candidate disclosures. She reported that at the last meeting it was reported that there were two candidates for County Council, Jakki Nelson and Jeffrey Lindner, that did not file disclosures. She reported that she did send another email requesting the disclosures and did not receive them, and that the candidates did not move on to the General Election. All candidates in the General Election have filed disclosures. Vice Chair Latkiewicz moved to receive the report. Member Ramos- Benzel seconded. Motion carried 6:0 I. Disclosures Volunteer: 1. Jerry Ornellas, Planning Commission 2. Mai Shintani, Public Access, Open Spaces and Natural Preservation Fund Commission 3. Shelley Konishi, Civil Service Commission Candidates: 4. Shirley Simbre-Medeiros, County Council Candidate Chair Gentry asked if there was anyone with any issues on the 4 disclosures. Member Burriss commented that on #1 that she doesn’t believe that the Social Security income may be incorrect. Members stated that they were not aware of the cap, and it is a possibility so they will accept it. Member Ramos-Benzel commented that on #4 she did not see any income associated with Contract work for Dept of Health. Member Burriss stated that she is an Ombudsmen and does not receive payment for that work. Chair Gentry entertained a motion to approve disclosures #1-#4. Member Burriss move to accept #1- #4. Secretary de la Pena seconded. Motion carried 6:0 Board of Ethics Page 4 Open Session September 16, 2022 SUBJECT DISCUSSION ACTION J. Executive Session ES-010 Pursuant to Hawai’i Revised Statutes §92-4, §92-5(a)(4), §92-9(a)(1-4) and (b), the purpose of this Executive Session is for the Board to approve or amend the Executive Session Minutes of August 12, 2022, and to consult with its attorney on issues pertaining to the Board’s powers, duties, privileges, immunities, and/or liabilities as they may relate to this item. ES-011 RAO 2022-02 Pursuant to Hawai’I Revised Statutes §92-4, Statutes §92-5 (a) (4), the purpose of this Executive Session is for the Board to consult with its attorney on questions and issues pertaining to the Board’s powers, duties, privileges, immunities, and/or liabilities as they may relate to RAO-2022-02. ES-002 BOE 2022-01 Pursuant to Hawai‘i Revised Statutes §92-4 and §92-5 (a) and (2) and (4), the purpose of this Executive Session is for discussion and possible action on a notarized formal complaint received February 8, 2021, charging that an employee or officer of the County has breached the Code of Ethics as set forth in the Kaua’i County Charter section 20.02 B, 20.02 E and 20.02 F. No officer or employee of the county shall: B. Disclose information which, by law or practice, is not available to the public and which the officer or employee acquires in the course of the officer or employee’s official duties or use such information for the officer or employee’s personal gain or for the benefit of anyone. E. Use the officer or employee’s official position to secure a special benefit, privilege, or exemption for the officer or employee or others. F. Use county property for other than public activity or purpose. , Member Burriss moved to go into executive session at 1:27pm. Member Ramos- Benzel seconded. Motion carried 6:0 K. Return to Open Session The Board resumed in Open Session at 1:47 p.m. Ratify on Board actions taken in Executive Session. Secretary Ramos-Benzel moved to ratify the actions taken by the Board in Executive Session. Member de la Pena seconded. Board of Ethics Page 5 Open Session September 16, 2022 SUBJECT DISCUSSION ACTION Motion carried 6:0 G.Request for Advisory Opinion RAO 2022-02 Request for an Advisory Opinion from Chief of Police Todd Raybuck received July 28, 2022, relating to outside employment requests from four Officers to work as Private Security Guards. Chair Gentry entertained a motion. Board discussed wording of motion. Secretary de la Pena moved that the Board finds that this type of outside employment does not trigger an automatic violation of the code of ethics. Member Ramos-Benzel seconded. Motion carried: 6:0 H.Announcements Next Meeting: Friday, October 21, 2022, at 1:00pm I.Adjournment Hearing no objections Chair Gentry adjourned the meeting at 2:18 p.m. Submitted by: Reviewed and Approved by: Anela Segreti, Administrative Specialist Kelly Gentry, Chair ( ) Approved as circulated. ( ) Approved with amendments. See minutes of BOARD OF ETHICS SUSAN BURRISS, MEMBER ROSE RAMOS-BENZEL, MEMBER DEAN TOYOFUKU, MEMBER KELLY GENTRY, CHAIR JOHN LATKIEWICZ, VICE CHAIR RYAN de la PENA, SECRETARY BOARD OF ETHICS COUNTY OF KAUA‘I ADVISORY OPINION RAO 2022-02 The Kaua‘i County Board of Ethics (“Board”), having reviewed a request for an advisory opinion from Chief of Police Todd G. Raybuck, and having obtained all the information deemed necessary by the Board to make a proper determination regarding the subject request, renders this Advisory Opinion (RAO 2022-02) pursuant to the Charter of the County of Kaua‘i and Rule 5 of the Kaua‘i County Board of Ethics Rules and Regulations. BACKGROUND The Board received a request dated July 28, 2022, from Chief Raybuck questioning whether there would always be a conflict of interest when police officers served as security guards. The Chief noted that internal KPD policies and the police officers’ collective bargaining agreement (the “CBA”) allowed officers to engage in outside employment as security guards subject to the conditions and limitations created by KPD. The Chief also noted that state licensure law as described in HRS §436B, HRS §463, and HAR Title 16, Chapter 9 appeared to prevent police officers from being able to hold the requisite license to become security guards. The Chief suggested that certain aspects of security officer jobs would always create conflict of interest or fair treatment issues. The Chief noted that while jobs as security guards are specifically allowed in internal policies and the CBA, security jobs will always conflict with KPD’s policy that “officers working in outside employment [should] take proper police action on any offense requiring police attention which could include criminal trespass, theft, and other violations of law.” The Chief asserted that: The performance of security/guard duties (i.e., securing premises, monitoring access to properties; and identifying suspicious activities) are highly likely to result in the direct identification of illegal activity (i.e., Criminal Trespass, Theft, etc.) resulting in the need to conduct investigations to validate or dispel suspected illegal activity. The policy requirement to take police action would reasonably require officers to "avail themselves" of police equipment, records, and so on. Whereas taking no direct action could be construed as a violation of department policy and/or dereliction of duties as a security/guard. BOE 2022-20 Furthermore, the Chief pointed out: [KPD policy] states employees will "not use their police status, either directly or indirectly, to influence the outcome of any business transaction". Department policy does not define "business transaction." However, Merriam-Webster defines a transaction as, "an exchange or transfer of goods, services, or funds" and, 'a communicative action or activity involving two parties or things that reciprocally affect or influence each other." An officer retains "police status" (authority) both on and off duty, therefore it could be argued that the officer could indirectly or directly influence the outcome of a situation or services (business transaction) while being employed as private security/guard. Chief Raybuck sought an opinion on whether outside employment as security guards would always create an ethical issue and therefore lead KPD to always deny requests from police officers seeking this type of outside employment. APPLICABLE LAWS With regard to this request, the Board considered the following provisions of the Kaua‘i County Charter in rendering this Advisory Opinion: Section 20.02(C)-(E). No officer or employee of the county shall: … C. Acquire financial interest in business enterprises which the officer or employee may be directly involved in official action to be taken by the officer or employee. D. Appear on behalf of private interests before any county board, commission, or agency. E. Use the officer or employee’s official position to secure a special benefit, privilege, or exemption for the officer or employee or others. The Board also considered the following provisions of the Kaua‘i County Code in rendering this Advisory Opinion: Sec. 3-1.6(a), Fair Treatment, provides, (a) No Councilmember or employee of the County shall use or attempt to use his or her official position to secure or grant unwarranted privileges, exemptions, advantages, contracts, or treatment for him or herself or others, including but not limited to the following: (1) Seeking other employment or contract for services for him or herself by the use or attempted use of his or her office or position. (2) Accepting, receiving, or soliciting compensation or other consideration for the performance of his or her official duties or responsibilities except as provided by law. (3) Using County time, equipment or other facilities for private business purposes. (4) Soliciting, selling, or otherwise engaging in a substantial financial transaction with a subordinate or person or business whom he or she inspects or supervises in his or her official capacity. Sec. 3-1.7(a)-(b), Conflicts of Interest, provides, (a) No employee shall take any official action directly affecting: (1) A business or other undertaking in which he or she has a substantial financial interest; or (2) A private undertaking in which he or she is engaged as legal counsel, advisor, consultant, representative, or other agency capacity. (A) Except that a department head who is unable to disqualify him or herself on any matter described in Paragraphs (1) and (2) of this Subsection, will not be in violation of this Subsection if he or she has complied with the disclosure requirements of Section 3-1.9; and (B) Except that a member of a board, commission or committee, whose participation is necessary in order to constitute a quorum to conduct official business on any matter described in Paragraphs (1) and (2) of this Subsection, will not be in violation of this Subsection if he or she has complied with the disclosure requirements of Sec. 3- 1.9. (b) No Councilmember or employee shall acquire financial interests in any business or other undertaking which he or she has reason to believe may be directly involved in official action to be taken by him or her. OPINION Based on the foregoing Code of Ethics provisions contained in the Kaua‘i County Charter and Kaua‘i County Code, and taking into account the representations of Chief Raybuck, the Board finds that this type of outside employment does not trigger an automatic violation of the Code of Ethics. The Board finds that there may be some situations where outside employment as security guards would not create a conflict of interest or fair treatment issue and therefore a bright line rule prohibiting this type of outside employment in every circumstance would not be appropriate. A case-by-case analysis that evaluates each outside employment request on its individual likelihood to create an ethical violation should be conducted rather than the establishment of a general policy that would deny all employment requests of this type. With a quorum being present and voting, this opinion was rendered by the Board at its meeting on September 16, 2022. Members present and voting: Concurring: Kelly Gentry, John Latkiewicz, Ryan de la Pena, Susan Burriss, Rose Ramos-Benzel, Dean Toyofuku. Dissenting: None Abstaining: None Board of Ethics: ___________________________ Kelly Gentry, Chair